CCG INVESTMENTS
CFM ADVISORS INC Legal Name
Adviser information for CCG INVESTMENTS last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 10 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1,484 | $1.7B |
| Total | 1,484 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,445 | $1.6B |
| HNW Individuals | 13 | $65.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 21 | $46.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $200,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-56891 |
|---|---|
| SEC ERA File Number | 801-56891 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111581 |
| Legal Entity Identifier | None |
Principal Office
1373 VETERANS HIGHWAYSUITE 10
HAUPPAUGE
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 631.249.0500, Fax: 631.249.5653
Websites
Chief Compliance Officer
JOHN ROMANO
VICE PRESIDENT
1373 VETERANS HIGHWAY
SUITE 10
HAUPPAUGE
NY
United States
Tel:
631.657.2135
Fax:
631.249.5653
J******@**********M
(Full email address available in API data)
Industry Affiliates
| VICTOR MATERA, SOLE PROPRIETOR | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROMANO, JOHN | Individual | – | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 05/2006 | < 5% |
| APOLLO LUNAR MODULE LIMITED PARTNERSHIP | Domestic Entity | – | PRINCIPAL SHAREHOLDER | 04/2019 | > 75% |
| RUSSO, MICHAEL, SCOTT | Individual | APOLLO LUNAR MODULE LIMITED PARTNERSHIP | LIMITED PARTNER | 04/2019 | > 75% |
| RUSSO, LOUIS, ANTHONY | Individual | APOLLO LUNAR MODULE LIMITED PARTNERSHIP | GENERAL PARTNER | 04/2019 |