RUSSELL CAPITAL MANAGEMENT, LLC
Adviser information for RUSSELL CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 591 | $245.8M |
| Non-Discretionary | 15 | $6.1M |
| Total | 606 | $251.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 226 | $61.0M |
| HNW Individuals | 52 | $148.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 9 | $42.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-56914 |
|---|---|
| SEC ERA File Number | 801-56914 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109513 |
| Legal Entity Identifier | None |
Principal Office
476 E HIGH STLEXINGTON
KY
United States
Monday - Friday, 8:30 AM TO 4:00 PM
Tel: 859-254-5225, Fax: 859-254-4329
Chief Compliance Officer
HARRY L RUSSELL, JR
PRESIDENT
476 EAST HIGH ST
LEXINGTON
KY
United States
Tel:
859-254-5225
Fax:
859-254-4329
J*@**********M
(Full email address available in API data)
Regulatory Contact
KEITH DAY
FINANCIAL ANALYST
476 EAST HIGH ST
LEXINGTON
KY
United States
Tel:
859-254-5225
Fax:
859-254-4329
K****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUSSELL, HARRY, LESLIE | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 09/1991 | > 75% |