BERNZOTT CAPITAL ADVISORS
BERNZOTT CAPITAL ADVISORS Legal Name
Adviser information for BERNZOTT CAPITAL ADVISORS last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 375 | $311.1M |
| Non-Discretionary | 0 | $0 |
| Total | 375 | $311.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 113 | $70.2M |
| HNW Individuals | 50 | $131.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $65.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $16.8M |
| Charitable organizations | 9 | $26.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $960,110 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
1200 PASEO CAMARILLOSUITE 180
CAMARILLO
CA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 800-856-2646, Fax: 805-389-9456
Websites
Chief Compliance Officer
MARK SCOTT
CEO
1200 PASEO CAMARILLO
SUITE 180
CAMARILLO
CA
United States
Tel:
800-856-2646
Fax:
805-389-9456
M***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERNZOTT, KEVIN | Individual | – | FOUNDER | 09/1997 | 25-50% |
| BERNZOTT, MARILYN, STEVENS | Individual | – | SHAREHOLDER | 09/2005 | 10-25% |
| SCOTT, MARK, ALEXANDER | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER | 08/2023 | < 5% |
| SIMON, PRISCILLA, ANN | Individual | – | DIRECTOR, OFFICER, TREASURER | 12/2023 | < 5% |
| Karansky, Jeffrey | Individual | – | DIRECTOR, OFFICER | 12/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| APA CORPORATION | COM | 6M | 192K | – |
| American Tower | COM | 8M | 40K | – |
| Archrock | COM | 6M | 291K | – |
| BECTON DICKINSON & CO | COM | 5M | 23K | – |
| CHORD ENERGY CORPORATION | COM NEW | 638K | 4K | – |
| DEVON ENERGY CORP NEW | COM | 6M | 135K | – |
| ENCOMPASS HEALTH CORP | COM | 7M | 84K | – |
| ENOVIS CORPORATION | COM | 5M | 117K | – |
| GOLDEN ENTMT INC | COM | 7M | 229K | – |
| GRANITE CONSTR INC | COM | 7M | 105K | – |
| HALOZYME THERAPEUTICS INC | COM | 10M | 187K | – |
| HCI GROUP INC | COM | 7M | 78K | – |
| HILLENBRAND INC | COM | 6M | 149K | – |
| HILLMAN SOLUTIONS CORP | COM | 7M | 755K | – |
| HOWARD HUGHES HOLDINGS INC | COM | 7M | 110K | – |
| J & J SNACK FOODS CORP | COM | 5M | 31K | – |
| JOHNSON & JOHNSON | COM | 6M | 39K | – |
| Janus | COMMON STOCK | 7M | 522K | – |
| Kite Realty | COM NEW | 6M | 268K | – |
| LAMB WESTON HLDGS INC | COM | 4M | 47K | – |
| LANCASTER COLONY CORP | COM | 7M | 35K | – |
| MP MATERIALS CORP | COM CL A | 6M | 481K | – |
| MR COOPER GROUP INC | COM | 7M | 81K | – |
| NATIONAL FUEL GAS CO | COM | 7M | 135K | – |
| NNN REIT INC | COM | 7M | 154K | – |
| Oracle | COM | 8M | 56K | – |
| PATTERSON-UTI ENERGY INC | COM | 7M | 667K | – |
| PEPSICO INC | COM | 6M | 34K | – |
| PLEXUS CORP | COM | 924K | 9K | – |
| POTLATCHDELTIC CORPORATION | COM | 7M | 174K | – |
| SILGAN HLDGS INC | COM | 7M | 154K | – |
| TERRENO RLTY CORP | COM | 7M | 124K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 391K | 782 | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 3M | 30K | – |
| VIPER ENERGY INC | CL A | 6M | 172K | – |
| WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 5M | 143K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 4M | 41K | – |