Hedge Fund Database

LAFFER TENGLER INVESTMENTS, INC.

Adviser information for LAFFER TENGLER INVESTMENTS, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 633 $462.6M
Non-Discretionary 0 $0
Total 633 $462.6M

Clients

Type Number RAUM
Individuals 135 $44.0M
HNW Individuals 70 $257.4M
Banking or thrift institutions 0 $0
Investment companies 1 $7.6M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.6M
Charitable organizations <5 $26.7M
State or municipal gov entities 5 $20.7M
Other investment advisers 0 $0
Insurance companies <5 $54.8M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 23 $49.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)MODELS
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 35.4M
Both for Same 317.1M
Portfolio Manager to Program Sponsor
WEALTH CORE STONEX SECURITIES INC.
PERSONALIZED UNIFIED MANAGED ACCOUNT WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SCHWAB MANAGED ACCOUNT MARKETPLACE CHARLES SCHWAB & CO., INC.
PROAM RBC CAPITAL MARKETS, LLC
FIDELITY SMA FIDELITY BROKERAGE SERVICES LLC
LAFFER TENGLER WEALTH MANAGEMENT WRAP PROGRAM LAFFER TENGLER INVESTMENTS, INC.
RBC CONSULTING SOLUTIONS RBC CAPITAL MARKETS, LLC
STIFEL OPPORTUNITY STIFEL, NICOLAUS & COMPANY, INCORPORATED
ENVESTNET ENVESTNET PMC

Identifiers

SEC RIA File Number 801-56953
SEC ERA File Number 801-56953
SEC CIK Numbers 1307878
SEC CRD Numbers 108068
Legal Entity Identifier None

Principal Office

103 MURPHY COURT
NASHVILLE
TN
United States
Monday - Friday, 8AM-5PM CST
Tel: 800-838-3468, Fax: None

Websites

laffertengler.com linkedin.com/company/laffertengler www.twitter.com/laftenginvest www.facebook.com/laffertenglerinvestments www.instagram.com/laffertenglerinvestments

Chief Compliance Officer

DEBBIE LYNCH
1570 BRAWLEY CIRCLE NE
BROOKHAVEN
GA
United States
Tel: 404-964-3510
(Full email address available in API data)

Regulatory Contact

SHEILA ASHER
CHIEF OPERATING OFFICER
6710 N. SCOTTSDALE RD
SUITE 210
SCOTTSDALE
AZ
United States
Tel: 480-998-2269
(Full email address available in API data)

Industry Affiliates

BUTCHERJOSEPH & CO. LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BUTCHERJOSEPH FINANCIAL HOLDINGS, LLC Domestic Entity – OWNER 11/2019 > 75%
LAFFER, ARTHUR, BETZ Individual – PORTFOLIO MANAGER AND PRESIDENT 12/2020 < 5%
TENGLER, NANCY, CAVEN Individual – CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER 11/2019 < 5%
BUTCHER, KEITH, DELBERT Individual BUTCHERJOSEPH & CO. LLC MANAGING PARTNER 12/2010 25-50%
BUTCHERJOSEPH & CO. LLC Domestic Entity BUTCHERJOSEPH FINANCIAL HOLDINGS, LLC OWNER 06/2016 50-75%
STRYCHARZ, JOSEPH, JOHN Individual BUTCHERJOSEPH & CO. LLC MANAGING PARTNER 12/2010 25-50%
LYNCH, DEBRA, BELLANTONI Individual – CHIEF COMPLIANCE OFFICER 12/2022 < 5%
Asher, Sheila Individual – CHIEF OPERATING OFFICER 01/2022 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 11/8/201910 on 2/6/202010 on 2/6/202011 on 3/30/202011 on 4/30/202011 on 5/21/202011 on 6/17/202011 on 6/24/202011 on 6/30/202011 on 7/1/202011 on 7/15/202011 on 9/16/202011 on 10/16/202011 on 11/13/202011 on 11/16/202011 on 12/10/202011 on 12/16/202011 on 1/25/202111 on 2/4/202111 on 3/10/202120 on 3/31/202120 on 4/22/202120 on 5/20/202120 on 9/16/202120 on 12/2/202120 on 12/21/202115 on 3/30/202215 on 6/21/202215 on 7/13/202215 on 9/8/202215 on 12/21/202211 on 3/30/202313 on 3/18/202413 on 3/26/2024

RAUM, Historic

500M250M02019202020212022202320242025342237357 on 11/8/2019342237357 on 2/6/2020342237357 on 2/6/2020154371525 on 3/30/2020154371525 on 4/30/2020154371525 on 5/21/2020154371525 on 6/17/2020154371525 on 6/24/2020154371525 on 6/30/2020154371525 on 7/1/2020154371525 on 7/15/2020154371525 on 9/16/2020154371525 on 10/16/2020154371525 on 11/13/2020154371525 on 11/16/2020154371525 on 12/10/2020154371525 on 12/16/2020154371525 on 1/25/2021154371525 on 2/4/2021154371525 on 3/10/2021295773785 on 3/31/2021295773785 on 4/22/2021295773785 on 5/20/2021295773785 on 9/16/2021295773785 on 12/2/2021295773785 on 12/21/2021387486380 on 3/30/2022387486380 on 6/21/2022387486380 on 7/13/2022387486380 on 9/8/2022387486380 on 12/21/2022388171783 on 3/30/2023462553183 on 3/18/2024462553183 on 3/26/2024

No. Clients, Historic

40020002019202020212022202320242025294 on 11/8/2019294 on 2/6/2020294 on 2/6/2020337 on 3/30/2020337 on 4/30/2020337 on 5/21/2020337 on 6/17/2020337 on 6/24/2020337 on 6/30/2020337 on 7/1/2020337 on 7/15/2020337 on 9/16/2020337 on 10/16/2020337 on 11/13/2020337 on 11/16/2020339 on 12/10/2020339 on 12/16/2020339 on 1/25/2021339 on 2/4/2021339 on 3/10/2021276 on 3/31/2021276 on 4/22/2021276 on 5/20/2021276 on 9/16/2021276 on 12/2/2021276 on 12/21/2021202 on 3/30/2022202 on 6/21/2022202 on 7/13/2022202 on 9/8/2022202 on 12/21/2022221 on 3/30/2023234 on 3/18/2024234 on 3/26/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ASML HOLDING NV NY REGISTRY AMERICAN DEPOSITARY RECEIPT 13K 13 –
BP PLC SPONSORED ADR AMERICAN DEPOSITARY RECEIPT 4K 117 –
ANHEUSER-BUSCH INBEV SA NV SP ADR AMERICAN DEPOSITARY RECEIPT 3K 48 –
L'OREAL CO ADR AMERICAN DEPOSITARY RECEIPT 23K 267 –
LVMH MOET HENNESSY LOUIS VUITTON ADR AMERICAN DEPOSITARY RECEIPT 37K 241 –
NESTLE SA SP ADR AMERICAN DEPOSITARY RECEIPT 3K 29 –
NOVO-NORDISK AS ADR AMERICAN DEPOSITARY RECEIPT 21K 149 –
SAP SE SP ADR AMERICAN DEPOSITARY RECEIPT 22K 109 –
VONOVIA SE ADR AMERICAN DEPOSITARY RECEIPT 69K 5K –
ABIOMED INC NPV COMMON STOCKS 32 31 –
CIM REAL ESTATE FINANCE TRUST INC COMMON STOCKS 67K 11K –
APPLE INC COMMON STOCKS 18M 87K –
ABBVIE INC COMMON STOCKS 9M 55K –
ABBOTT LABORATORIES COMMON STOCKS 342K 3K –
ATCO LTD CL 1 NON VTG COMMON STOCKS 1K 40 –
ACCENTURE PLC IRELAND CLASS A COMMON STOCKS 8K 25 –
ADOBE SYSTEMS INCORPORATED COMMON STOCKS 5M 8K –
ARCHER DANIELS MIDLAND CO COMMON STOCKS 108K 2K –
AUTOMATIC DATA PROCESSING INC COMMON STOCKS 8K 33 –
AUTODESK INC COMMON STOCKS 8K 31 –
AES CORP COMMON STOCKS 11K 600 –
AFLAC INC COMMON STOCKS 6K 65 –
ALBEMARLE CORP COMMON STOCKS 14K 149 –
APPLIED MATERIALS INC COMMON STOCKS 319K 1K –
ADVANCED MICRO DEVIC COMMON STOCKS 51K 316 –
AMGEN INC COMMON STOCKS 862K 3K –
AMAZON.COM INC COMMON STOCKS 8M 43K –
AIR PRODS & CHEMS INC COMMON STOCKS 24K 93 –
AMPHENOL CORP CL A COMMON STOCKS 13K 196 –
ARES CAPITAL CORP COMMON STOCKS 95K 5K –
ALEXANDRIA REAL ESTATE COMMON STOCKS 45K 381 –
BROADCOM INC COMMON STOCKS 18M 11K –
AMERICAN EXPRESS CO COMMON STOCKS 11M 49K –
ATLANTICA SUSTAINABLE INFR PLC COMMON STOCKS 439 20 –
BOEING CO COMMON STOCKS 423K 2K –
BANK OF AMERICA CORP COMMON STOCKS 360K 9K –
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG COMMON STOCKS 4M 117K –
BEST BUY INC COMMON STOCKS 67K 790 –
BCE INC NEW COMMON STOCKS 48K 1K –
BECTON DICKINSON & CO COMMON STOCKS 93K 400 –
BUNGE GLOBAL SA COMMON STOCKS 152K 1K –
BRIGHTHOUSE FINANCIAL INC COMMON STOCKS 5K 117 –
BROOKFIELD INFRAST PARTNERS LP COMMON STOCKS 174K 6K –
BROOKFIELD INFRASTRUCTURE CORP SB VTG A COMMON STOCKS 30K 889 –
BJS WHSL CLUB HOLDINGS INC COMMON STOCKS 4K 46 –
BANK NEW YORK MELLON CORP COM COMMON STOCKS 97K 2K –
BAKER HUGHES COMPANY CL A COMMON STOCKS 703 20 –
BLACKROCK INC COMMON STOCKS 3K 4 –
BRISTOL-MYERS SQUIBB CO COMMON STOCKS 39K 930 –
BROADRIDGE FINANCIAL SOLUTIONS INC COMMON STOCKS 7K 33 –
BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON STOCKS 146K 358 –
BWX TECHNOLOGIES INC COMMON STOCKS 3K 35 –
BLACKSTONE INC COMMON STOCKS 446K 4K –
CARRIER GLOBAL CORPORATION COMMON STOCKS 7M 106K –
CATERPILLAR INC COMMON STOCKS 499K 1K –
CHEMOURS CO COM COMMON STOCKS 903 40 –
CAMECO CORP COMMON STOCKS 107K 2K –
CONSTELLATION ENERGY CORP COMMON STOCKS 37K 183 –
CELSIUS HOLDINGS INC NEW COMMON STOCKS 14K 242 –
CHURCH & DWIGHT INC COMMON STOCKS 10K 92 –
C H ROBINSON WORLDWIDE INC NEW COMMON STOCKS 2K 27 –
CION INV CORP COMMON STOCKS 66K 5K –
COLGATE PALMOLIVE CO COMMON STOCKS 350K 4K –
CLOROX CO COMMON STOCKS 8K 59 –
COMCAST CORP CL A COMMON STOCKS 1M 27K –
CHIPOTLE MEXICAN GRILL INC COMMON STOCKS 5M 76K –
CUMMINS INC COMMON STOCKS 9K 34 –
CMS ENERGY CORP COMMON STOCKS 15K 250 –
CANADIAN NATIONAL RAILWAY CO COMMON STOCKS 8K 68 –
CAPITAL ONE FINL CORP COM COMMON STOCKS 123K 892 –
CONOCOPHILLIPS COMMON STOCKS 319K 3K –
COSTCO WHOLESALE CORP COMMON STOCKS 5M 6K –
SALESFORCE.COM INC COMMON STOCKS 550K 2K –
CROWDSTRIKE HOLDINGS INC CL A COMMON STOCKS 2M 5K –
CISCO SYSTEMS INC COMMON STOCKS 704K 15K –
CSX CORP COMMON STOCKS 93K 3K –
COGNIZANT TECHNOLOGY COMMON STOCKS 8K 114 –
CORTEVA INC COMMON STOCKS 74K 1K –
CVS HEALTH CORP COMMON STOCKS 85K 1K –
CHEVRON CORP COMMON STOCKS 10M 67K –
CLEARWAY ENERGY INC CL C COMMON STOCKS 10K 400 –
DUPONT DE NEMOURS INC COMMON STOCKS 142K 2K –
DEERE & CO COMMON STOCKS 37K 100 –
DELL TECHNOLOGIES INC CL C COMMON STOCKS 3M 21K –
QUEST DIAGNOSTICS INC COMMON STOCKS 2K 11 –
DANAHER CORPORATION COMMON STOCKS 18K 73 –
DISNEY WALT CO COMMON STOCKS 280K 3K –
DOUBLELINE YIELD OPPORTUNITIES COMMON STOCKS 21K 1K –
DOW INC COMMON STOCKS 73K 1K –
AMDOCS LTD COMMON STOCKS 6K 76 –
DARDEN RESTAURANTS INC COMMON STOCKS 222K 1K –
DUKE ENERGY CORP NEW COMMON STOCKS 76K 756 –
EBAY INC COMMON STOCKS 2K 43 –
ELEVANCE HEALTH INC COMMON STOCKS 4K 7 –
EMBECTA CORP COMMON STOCK COMMON STOCKS 1K 80 –
EMERSON ELECTRIC CO COMMON STOCKS 7M 62K –
ENBRIDGE INC COMMON STOCKS 80K 2K –
EOG RESOURCES INC COMMON STOCKS 5M 40K –
EVERSOURCE ENERGY COMMON STOCKS 14K 252 –
EATON CORP PLC COMMON STOCKS 2M 5K –
EXELON CORP COMMON STOCKS 19K 550 –
DIAMONDBACK ENERGY INC COMMON STOCKS 3M 13K –
FASTENAL CO COMMON STOCKS 3K 40 –
FREEPORT-MCMORAN INC CL B COMMON STOCKS 230K 5K –
FEDEX CORP COMMON STOCKS 95K 317 –
F&G ANNUITIES & LIFE INC COMMON STOCK COMMON STOCKS 6K 154 –
FIFTH THIRD BANCORP COM COMMON STOCKS 121K 3K –
FIDELITY NATIONAL FINANCIAL IN FNF GROUP COMMON STOCKS 113K 2K –
FOX CORP CL B COMMON STOCKS 2K 63 –
FOX CORP CL A COMMON STOCKS 3K 95 –
FIRST SOLAR INC COMMON STOCKS 263K 1K –
SUBARU CORPORATION NPV COMMON STOCKS 1K 50 –
GENERAL ELECTRIC CO NEW COMMON STOCKS 75K 473 –
GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK COMMON STOCKS 12K 157 –
GENIUS SPORTS LIMITED SHARES CL A COMMON STOCKS 15K 3K –
GE VERNOVA INC COMMON STOCKS 20K 118 –
GILEAD SCIENCES INC COMMON STOCKS 3K 45 –
GENERAL MILLS INC COMMON STOCKS 307K 5K –
CORNING INC COMMON STOCKS 93K 2K –
ALPHABET INC CAP STOCK CL C COMMON STOCKS 968K 5K –
ALPHABET INC CAP STOCK CL A COMMON STOCKS 8M 42K –
GENUINE PARTS CO COMMON STOCKS 5K 39 –
GARMIN LTD COMMON STOCKS 3K 16 –
GOLDMAN SACHS GROUP INC COMMON STOCKS 10M 22K –
CHART INDUSTRIES INC COMMON STOCKS 14K 100 –
GRAINGER W W INC COMMON STOCKS 6K 7 –
GXO LOGISTICS INCORPORATED COMMON STOCK COMMON STOCKS 18K 348 –
HOME DEPOT INC COMMON STOCKS 9M 26K –
HILTON WORLDWIDE HOLDINGS INC COMMON STOCKS 273K 1K –
HONEYWELL INTL INC COMMON STOCKS 2M 8K –
HEWLETT PACKARD CO COMMON STOCKS 82K 2K –
HORMEL FOODS CORP COMMON STOCKS 5K 167 –
SCHEIN HENRY INC COMMON STOCKS 5K 79 –
HERSHEY CO COMMON STOCKS 350K 2K –
HEARTLAND FINANCIAL USA INC COMMON STOCKS 578K 13K –
INTL BUSINESS MACHINES COMMON STOCKS 166K 959 –
ICON PLC COMMON STOCKS 517K 2K –
INTEL CORP COMMON STOCKS 175K 6K –
INTUITIVE SURGICAL INC NEW COMMON STOCKS 275K 618 –
ILLINOIS TOOL WORKS INC COMMON STOCKS 4M 16K –
JACOBS SOLUTIONS INC COMMON STOCKS 2M 12K –
JAZZ PHARMACEUTICALS PLC USD COMMON STOCKS 1M 13K –
JB HUNT COMMON STOCKS 8K 48 –
HENRY JACK & ASSOC INC COMMON STOCKS 4K 24 –
JOHNSON & JOHNSON COMMON STOCKS 9M 60K –
JPMORGAN CHASE & CO COMMON STOCKS 11M 54K –
Kellanova Com COMMON STOCKS 50K 865 –
KYNDRYL HOLDINGS INC COMMON STOCK COMMON STOCKS 5K 187 –
WK KELLOGG CO COMMON STOCKS 4K 216 –
KINDER MORGAN INC COMMON STOCKS 38K 2K –
COCA-COLA CO COMMON STOCKS 487K 8K –
KONTOOR BRANDS INC COMMON STOCKS 11K 166 –
LEAFLY HOLDINGS INC NEW COMMON STOCKS 11K 6K –
LITTELFUSE INC COMMON STOCKS 2K 9 –
LABCORP HOLDINGS INC COMMON STOCKS 6K 29 –
L3HARRIS TECHNOLOGIES INC COMMON STOCKS 5M 24K –
LINDE PLC COMMON STOCKS 571K 1K –
LILLY ELI & CO COMMON STOCKS 498K 550 –
LOCKHEED MARTIN CORP COMMON STOCKS 3M 7K –
LOWES COS INC COMMON STOCKS 6K 26 –
LAM RESEARCH CORP COMMON STOCKS 10M 9K –
SOUTHWEST AIRLINES CO COMMON STOCKS 1K 42 –
LYONDELLBASELL INDUSTRIES NV - A - COMMON STOCKS 369K 4K –
MERCEDES BENZ GROUP AG REG SHS COMMON STOCKS 691 10 –
MCDONALDS CORP COMMON STOCKS 7M 26K –
MONDELEZ INTL INC CL A COMMON STOCKS 209K 3K –
MEDTRONIC PLC COMMON STOCKS 4M 50K –
MERCADOLIBRE INC COMMON STOCKS 468K 285 –
METLIFE INC COMMON STOCKS 244K 3K –
META PLATEFORMS INC COMMON STOCKS 332K 659 –
MGM RESORTS INTERNATIONAL COMMON STOCKS 17K 387 –
MCCORMICK & CO INC NON VTG COMMON STOCKS 134K 2K –
3M CO COMMON STOCKS 182K 2K –
MONSTER BEVERAGE CORPORATION NEW COMMON STOCKS 17K 338 –
ALTRIA GROUP INC COMMON STOCKS 2K 37 –
MPLX LP COMMON STOCKS 66K 2K –
MERCK & CO INC COMMON STOCKS 132K 1K –
MARVELL TECHNOLOGY INC COMMON STOCKS 129K 2K –
MORGAN STANLEY COMMON STOCKS 275K 3K –
MICROSOFT CORP COMMON STOCKS 18M 40K –
MOTOROLA SOLUTIONS INC NEW COMMON STOCKS 2M 5K –
MICRON TECHNOLOGY INC COMMON STOCKS 1K 9 –
NUVEEN DYNAMIC MUNI OPPORTUNITI COMMON STOCKS 35K 3K –
NEXTERA ENERGY INC COMMON STOCKS 312K 4K –
NEXTERA ENERGY PARTNERS LP UNIT PART IN COMMON STOCKS 6K 200 –
NIKE INC CL B COMMON STOCKS 1M 13K –
NUVEEN MUNI CR OPPORTUNITIES FUND COMMON STOCKS 36K 3K –
SERVICENOW INC COMMON STOCKS 6M 7K –
NRG ENERGY INC. COMMON STOCKS 227K 3K –
NORFOLK SOUTHERN CORP COMMON STOCKS 4K 18 –
NVIDIA CORPORATION COMMON STOCKS 3M 21K –
NVR INC COMMON STOCKS 455K 60 –
NXP SEMICONDUCTORS NV COMMON STOCKS 6M 23K –
ORGANON & CO COMMON STOCK COMMON STOCKS 2K 100 –
ONEOK INC COMMON STOCKS 114K 1K –
ONEMAIN HOLDINGS INC COMMON STOCKS 2K 47 –
ORACLE CORP COMMON STOCKS 10M 67K –
OREILLY AUTOMOTIVE INC COMMON STOCKS 6K 6 –
OTIS WORLDWIDE CORP COMMON STOCKS 32K 335 –
OCCIDENTAL PETROLEUM CORP COMMON STOCKS 93K 1K –
PAN AMERICAN SILVER CORP COMMON STOCKS 154K 8K –
PALO ALTO NETWORKS INC COMMON STOCKS 6M 18K –
PEPSICO INC COMMON STOCKS 5M 29K –
csusper421432 COMMON STOCKS 174K 13K –
PFIZER INC COMMON STOCKS 154K 6K –
PRINCIPAL FINANCIAL GROUP INC COMMON STOCKS 109K 1K –
PROCTER AND GAMBLE CO COMMON STOCKS 934K 6K –
PROGRESSIVE CORP COMMON STOCKS 317K 2K –
PARKER-HANNIFIN CORP COMMON STOCKS 1M 2K –
PULTE GROUP INC COMMON STOCKS 4K 34 –
PALANTIR TECHNOLOGIES INC CL A COMMON STOCKS 651K 26K –
PHILIP MORRIS INTL INC COMMON STOCKS 428K 4K –
AMMO INC COMMON STOCKS 554 330 –
PRIMORIS SERVICES CORP COMMON STOCKS 1K 30 –
PRUDENTIAL FINANCIAL INC COMMON STOCKS 100K 852 –
QUANTA SERVICES COMMON STOCKS 2M 8K –
PAYPAL HOLDINGS INC COMMON STOCKS 13K 230 –
QUALCOMM INC COMMON STOCKS 101K 507 –
QORVO INC COMMON STOCKS 2K 18 –
FERRARI NV COMMON STOCKS 12K 30 –
REGENERON PHARMACEUTICALS COMMON STOCKS 12K 11 –
RIO TINTO PLC - SPON ADR COMMON STOCKS 99K 2K –
RTX CORPORATION COM COMMON STOCKS 7M 72K –
SCHNEIDER ELECTRIC SE UNSPONSORD ADR COMMON STOCKS 154K 3K –
STARBUCKS CORP COMMON STOCKS 5M 58K –
SOUTHERN COPPER CORP COMMON STOCKS 375K 3K –
SCHWAB 1000 INDEX ETF COMMON STOCKS 157 3 –
CHARLES SCHWAB CORP COMMON STOCKS 297K 4K –
SHOPIFY INC CL A COMMON STOCKS 1K 20 –
SCOTTS MIRACLE-GRO CO CL A COMMON STOCKS 1K 21 –
SNAP ON INC COMMON STOCKS 85K 325 –
SOUTHERN COMPANY COMMON STOCKS 202K 3K –
SOFI TECHNOLOGIES INC COMMON STOCKS 17K 3K –
SOLVENTUM CORP COMMON STOCKS 21K 405 –
S&P GLOBAL INC COMMON STOCKS 206K 462 –
SPOTIFY TECHNOLOGY SA COMMON STOCKS 3M 9K –
BLOCK INC COMMON STOCKS 13K 200 –
STEEL DYNAMICS INC COMMON STOCKS 7M 52K –
CONSTELLATION BRANDS INC CL A COMMON STOCKS 3K 12 –
STANDEX INTL CORP COMMON STOCKS 242K 2K –
STRYKER CORPORATION COMMON STOCKS 2M 6K –
AT&T INC COMMON STOCKS 150K 8K –
MOLSON COORS BREWING COMMON STOCKS 1K 29 –
TECK RESOURCES LTD CL B COMMON STOCKS 197K 4K –
TARGET CORP COMMON STOCKS 375K 3K –
TJX COS INC COMMON STOCKS 15K 137 –
TILRAY BRANDS INC COMMON STOCKS 325K 196K –
THERMO FISHER SCIENTIFIC INC COMMON STOCKS 32K 58 –
TRAVELERS COMPANIES INC COMMON STOCKS 247K 1K –
TRACTOR SUPPLY CO COMMON STOCKS 13K 48 –
TESLA INC COMMON STOCKS 3M 14K –
TEXAS INSTRUMENTS INC COMMON STOCKS 6M 31K –
UBER TECHNOLOGIES INC COMMON STOCKS 2M 28K –
URANIUM ENERGY COMMON STOCKS 4K 600 –
UNITEDHEALTH GROUP INC COM COMMON STOCKS 373K 732 –
UNION PACIFIC CORP COMMON STOCKS 99K 438 –
UNITED PARCEL SERVICE INC CL B COMMON STOCKS 263K 2K –
US BANCORP DEL COMMON STOCKS 10M 254K –
VISA INC CL A COMMON STOCKS 2M 7K –
VEEVA SYSTEMS INC CL A COMMON STOCKS 18K 100 –
VF CORP COMMON STOCKS 16K 1K –
VERTEX PHARMACEUTICALS INC COMMON STOCKS 1M 3K –
VENTAS INC COMMON STOCKS 91K 2K –
VIATRIS INC COMMON STOCKS 2K 219 –
VERIZON COMMUNICATIONS INC COMMON STOCKS 243K 6K –
WABTEC COMMON STOCKS 3K 20 –
WALGREENS BOOTS ALLIANCE INC COMMON STOCKS 24K 2K –
WARNER BROTHERS DISCOVERY INC SER A COMMON STOCKS 14K 2K –
WEC ENERGY GROUP INC COMMON STOCKS 112K 1K –
WELLS FARGO CO COMMON STOCKS 113K 2K –
WASTE MANAGEMENT INC DEL COMMON STOCKS 1M 5K –
WILLIAMS COS INC COMMON STOCKS 96K 2K –
WAL-MART INC COMMON STOCKS 9M 126K –
WHEATON PRECIOUS METALS CORP COMMON STOCKS 139K 3K –
EXXON MOBILE CORP COMMON STOCKS 356K 3K –
XYLEM INC COMMON STOCKS 3M 20K –
ZOETIS INC CL A COMMON STOCKS 25K 147 –
AKAMAI TECHNOLOGIES INC CONVERTIBLE BOND 2M 2K –
ALLIANT ENERGY CORP CONVERTIBLE BOND 2M 2K –
ARBOR REALTY TRUST INC CONVERTIBLE BOND 3M 3K –
BENTLEY SYS INC CONVERTIBLE BOND 522K 526 –
BLACKSTONE MORTGAGE TRUST INC CONVERTIBLE BOND 3M 3K –
BOFA FIN LLC CONVERTIBLE BOND 2M 2K –
BOOKING HOLDINGS INC CONVERTIBLE BOND 3M 1K –
DEXCOM INC CONVERTIBLE BOND 3M 3K –
DUKE ENERGY CORP CONVERTIBLE BOND 3M 3K –
FIRSTENERGY CORP CONVERTIBLE BOND 765K 763 –
FORD MTR CO DEL CONVERTIBLE BOND 3M 3K –
HALOZYME THERAPEUTICS INC CONVERTIBLE BOND 2M 2K –
JAZZ INVESTMENTS I LTD CONVERTIBLE BOND 3M 3K –
LANTHEUS HOLDINGS INC CONVERTIBLE BOND 2M 2K –
LUMENTUM HLDGS INC CONVERTIBLE BOND 2M 2K –
MICROCHIP TECHNOLOGY INC. CONVERTIBLE BOND 3M 2K –
NRG ENERGY INC CONVERTIBLE BOND 4M 2K –
NEW MOUNTAIN FINANCE CORP CONVERTIBLE BOND 3M 2K –
NICE LTD CONVERTIBLE BOND 2M 2K –
ON SEMICONDUCTOR CORP CONVERTIBLE BOND 2M 2K –
PPL CAP FUNDING INC CONVERTIBLE BOND 2M 3K –
PALO ALTO NETWORKS INC CONVERTIBLE BOND 835K 245 –
PARSONS CORP DEL CONVERTIBLE BOND 2M 1K –
PROSPECT CAP CORP CONVERTIBLE BOND 3M 3K –
SOUTHERN CO CONVERTIBLE BOND 3M 2K –
SOUTHWEST AIRLS CO CONVERTIBLE BOND 3M 2K –
BLOCK INC CONVERTIBLE BOND 2M 2K –
STARWOOD PPTY TR INC CONVERTIBLE BOND 2M 2K –
TWO HARBORS INVENTMENT CORP CONVERTIBLE BOND 3M 3K –
Tyler Technologies, Inc. CONVERTIBLE BOND 2M 2K –
VENTAS REALTY LP CONVERTIBLE BOND 2M 2K –
AMG CAPITAL TR II 5.15 CONV PFD CONVERTIBLE PREFERRED STOCK 1M 22K –
ALBEMARLE CORP 7.25 percent DEP A CONVERTIBLE PREFERRED STOCK 2M 35K –
APOLLO GLOBAL MGMT INC SER A MAND CNV CONVERTIBLE PREFERRED STOCK 4M 61K –
BANK OF AMERICA CORP CONVERTIBLE PREFERRED STOCK 4M 3K –
WELLS FARGO CO PERP CONV PFD A CONVERTIBLE PREFERRED STOCK 4M 3K –
ISHARES CORE MODERATE ALLOCATION ETF EXCHANGE TRADED FUND 16K 363 –
ARK INNOVATION ETF EXCHANGE TRADED FUND 1K 33 –
BLACKROCK AAA CLO ETF EXCHANGE TRADED FUND 1M 27K –
GLOBAL X DAX GERMANY ETF EXCHANGE TRADED FUND 214K 7K –
SPDR DOW JONES INDL AVERAGE ET UT SER 1 EXCHANGE TRADED FUND 274K 700 –
ISHARES MSCI AUSTRALIA INDEX EXCHANGE TRADED FUND 214K 9K –
ISHARES MSCI SWEDEN INDEX FUND EXCHANGE TRADED FUND 214K 5K –
ISHARES INC MSCI SOUTH KOREA INDX FD EXCHANGE TRADED FUND 215K 3K –
VANECK ETF TR EXCHANGE TRADED FUND 2M 63K –
GRAYSCALE BITCOIN TR BTC SHS EXCHANGE TRADED FUND 532 10 –
STREETTRACKS GOLD SHS EXCHANGE TRADED FUND 13K 59 –
ISHARES BB RATED CORPORATE BOND ETF EXCHANGE TRADED FUND 736K 16K –
ISHARES TR CORE S&P MCP ETF EXCHANGE TRADED FUND 15K 255 –
ISHARES TR CORE S&P SCP ETF EXCHANGE TRADED FUND 172K 2K –
ISHARES MSCI INDIA INDEX ETF EXCHANGE TRADED FUND 214K 4K –
ISHARES TR US AER DEF ETF EXCHANGE TRADED FUND 53K 400 –
ISHARES S&P 500 GROWTH ETF EXCHANGE TRADED FUND 920K 10K –
ISHARES RUSSELL 1000 GROWTH ETF EXCHANGE TRADED FUND 101K 277 –
ISHARES RUSSELL 2000 INDEX FUND EXCHANGE TRADED FUND 71K 350 –
INVESCO ACTVELY MNGD ETC FD TR OPTIMUM YIELD EXCHANGE TRADED FUND 12K 874 –
GRANITESHARES PLATINUM TR SHS BEN INT EXCHANGE TRADED FUND 111K 11K –
PIMCO CORPORATE & INCOME OPPOR COM EXCHANGE TRADED FUND 1K 72 –
INVESCO QQQ TRUST EXCHANGE TRADED FUND 864K 2K –
INVESCO S&P 500 EQUAL WEIGHT ETF EXCHANGE TRADED FUND 72K 440 –
SCHWAB U.S. TIPS ETF EXCHANGE TRADED FUND 2K 34 –
ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS EXCHANGE TRADED FUND 65K 3K –
GLOBAL X DEFENSE TECH ETF EXCHANGE TRADED FUND 32K 963 –
ISHARES TR 0-5YR HI YL CP EXCHANGE TRADED FUND 2M 40K –
SPDR S&P 500 ETF EXCHANGE TRADED FUND 926K 2K –
ISHARES TREASURY FLOATING RATE BOND ETF EXCHANGE TRADED FUND 1M 25K –
ETF OPPORTUNITIES TRUST LAFFER TEN EQ IN EXCHANGE TRADED FUND 1M 45K –
VANGUARD SPECIALIZED FUNDS DIV GRW FD EXCHANGE TRADED FUND 251K 7K –
VANGUARD WORLD FDS INF TECH ETF EXCHANGE TRADED FUND 176K 306 –
VANGUARD WORLD FDS INDUSTRIAL ETF EXCHANGE TRADED FUND 12K 53 –
VANECK ETF TRUST VANECK VIETNAM EXCHANGE TRADED FUND 212K 17K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F EXCHANGE TRADED FUND 219K 657 –
INVESCO ACTIVELY MANAGED ETF VAR RATE INVT EXCHANGE TRADED FUND 2M 69K –
VANGUARD GROWTH ETF EXCHANGE TRADED FUND 251K 671 –
VANGUARD FTSE EMERGING MARKETS ETF EXCHANGE TRADED FUND 272K 6K –
SPDR S&P AEROSPACE & DEFENSE ETF EXCHANGE TRADED FUND 32K 227 –
GLOBAL X S&P 500 COVERED CALL ETF EXCHANGE TRADED FUND 106K 3K –
AMERICAN BALANCED FUND CL A MUTUAL FUND 13K 364 –
ANGEL OAK FUNDS TR MULTI STR INST MUTUAL FUND 17 2 –
BARON INV FUNDS TR DISCOVERY INST MUTUAL FUND 15K 542 –
BARON INV FUNDS TR OPPORT FUND INST MUTUAL FUND 7K 159 –
APOLLO DIVERSIFIED CREDIT FUND CL C MUTUAL FUND 238K 11K –
DODGE & COX STOCK FUND MUTUAL FUND 47K 184 –
EATON VANCE ATLANTA CAPITAL SMID-CAP I MUTUAL FUND 123K 3K –
FRANKLIN CUSTODIAN FUNDS DYNATECH ADV MUTUAL FUND 32K 187 –
FIDELITY INVESTMENT TRUST EMERG MKT MUTUAL FUND 12K 305 –
FEDERATED HERMES EQUITY FUNDS FH KAUFMAN SM IS MUTUAL FUND 7K 145 –
FRANKLIN CUSTODIAN FUNDS INCOME FUND A1 MUTUAL FUND 5K 2K –
FRANKLIN CA TAX FREE INCOME CA TAX FREE INCOME A MUTUAL FUND 68K 10K –
FIDELITY TR 500 INDEX INS PREM MUTUAL FUND 93K 487 –
FIDELITY INVESTMENT TRUST ADVIS INTL GWT MUTUAL FUND 174K 9K –
JANUS INV FUND HENDRSON FORTY I MUTUAL FUND 14K 243 –
NEW WORLD FUND INC MUTUAL FUND 6K 73 –
NUVEEN MUNI TR HIGH YIELD MUNI A MUTUAL FUND 541K 35K –
PRIMECAP ODYSSEY FUNDS AGGRESSIVE GROWTH MUTUAL FUND 309K 7K –
PRICE T ROWE GROUP INC BEN INT MUTUAL FUND 7K 332 –
BALANCED POOL MUTUAL FUND 10K 121 –
SCHWAB CAPITAL TRUST FUNDAMENTAL US LARGE CO I MUTUAL FUND 8K 318 –
LEGG MASON PARTNERS EQUITY TRUST CLBR DIV STRAT MUTUAL FUND 57K 2K –
SCHWAB CHARLES FAMILY FUND VALUE ADVANTAGE MUTUAL FUND 6K 6K –
T ROWE PRICE CAP APPREC CAP APPREC I MUTUAL FUND 376K 10K –
T ROWE PRICE BLUE CHIP GROWTH MUTUAL FUND 15K 79 –
MMKT OBLIGS TR FH US TRSURYINST MUTUAL FUND 37K 37K –
CHS INC RED PFD SER3 CLB PREFERRED STOCK 75K 3K –
DU PONT E I DE NEMOURS & CO PFD $4.50 PREFERRED STOCK 70K 1K –
GOLDMAN SACHS GROUP INC D 1/1000 PREFERRED STOCK 59K 3K –
EQUINIX INC REITS - usd 2M 3K –
EXTRA SPACE STORAGE INC. REITS - usd 82K 530 –
PROLOGIS REITS - usd 4M 34K –
PUBLIC STORAGE INC REITS - usd 519K 2K –
REGENCY CENTERS CORP REITS - usd 2K 25 –
GLOBAL SELF STORAGE INC REITS - usd 367K 76K –
SIMON PPTY GROUP INC REITS - usd 268K 2K –
STAG INDUSTRIAL INC REITS - usd 13K 350 –
VICI PROPERTIES INC REITS - usd 211K 7K –
OCCIDENTAL PETROLEUM CORP WT EXP 080327 WARRANTS 8K 184 –