THE L. WARNER COMPANIES, INC
Adviser information for THE L. WARNER COMPANIES, INC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 43 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 31 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 300 | $657.4M |
| Non-Discretionary | 0 | $0 |
| Total | 300 | $657.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 195 | $216.2M |
| HNW Individuals | 84 | $401.5M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $22.1M |
| Charitable organizations | <5 | $15.7M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $1.9M |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)BUSINESS CONSULTING AND PLAN ADMINISTRATION SERVICES |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-56965 |
|---|---|
| SEC ERA File Number | 801-56965 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108001 |
| Legal Entity Identifier | None |
Principal Office
9690 DEERECO ROADSUITE 650
TIMONIUM
MD
United States
Monday - Friday, 8:30-5:30
Tel: 410-252-0808, Fax: 443-836-0507
Websites
Chief Compliance Officer
EDWIN S. KILLINGER
EVP & CHIEF INVESTMENT OFFICER
9690 DEERECO ROAD
SUITE 650
TIMONIUM
MD
United States
Tel:
410-252-0808
Fax:
443-836-0507
E*********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WARNER, LEE, WILLIAM | Individual | – | CHAIRMAN/CHIEF EXECUTIVE OFFICER | 09/1999 | < 5% |
| KILLINGER, EDWIN, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | 09/1999 | < 5% |
| FOUNDATION RISK PARTNERS, CORP. | Domestic Entity | – | OWNER | 05/2021 | > 75% |
| FRP PARENT, CORP. | Domestic Entity | FOUNDATION RISK PARTNERS, CORP. | OWNER | 05/2021 | > 75% |
| FRP HOLDINGS, CORP. | Domestic Entity | FRP PARENT, CORP. | OWNER | 05/2021 | > 75% |
| FRP INVESTORS II, LP | Domestic Entity | FRP PARENT II, CORP. | OWNER | 09/2022 | > 75% |
| FRP PARENT II, CORP. | Domestic Entity | FRP HOLDINGS, CORP. | OWNER | 09/2022 | > 75% |