BLACKROCK INVESTMENT MANAGEMENT, LLC
Adviser information for BLACKROCK INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1428 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 45,526 | $360.7B |
| Non-Discretionary | 806 | $97.5B |
| Total | 46,332 | $458.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6,299 | $12.8B |
| HNW Individuals | 3,952 | $40.2B |
| Banking or thrift institutions | <5 | $94.6M |
| Investment companies | 118 | $165.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 77 | $71.6B |
| Pension and profit sharing plans | 148 | $3.6B |
| Charitable organizations | 433 | $7.0B |
| State or municipal gov entities | 16 | $20.5B |
| Other investment advisers | 254 | $98.9B |
| Insurance companies | 73 | $4.7B |
| Sovereign wealth funds and foreign official institutions | <5 | $2.8B |
| Corporations or other businesses | 805 | $30.4B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 73 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 57.2B |
| Both for Same | 25.7B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CITIZENS ADVISORY CONNECT | SIGFIG WEALTH MANAGEMENT LLC |
| MANAGER MARKETPLACE | CHARLES SCHWAB & CO., INC. |
| VICUS CAPITAL, INC. | VICUS CAPITAL, INC. |
| GWN PREMIER SELECT PROGRAM | GWN SECURITIES INC. |
| CONNECT | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| ADVISORY SOLUTIONS UNIFIED MANAGED ACCOUNT PROGRAM | EDWARD JONES |
| DUAL CONTRACT MANAGED ACCOUNT PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
| MERRILL LYNCH STRATEGIC PORTFOLIO ADVISOR SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| SEPARATE ACCOUNT NETWORK | FIDELITY BROKERAGE SERVICES LLC |
| FREEDOM UMA | RAYMOND JAMES & ASSOCIATES, INC. |
| FARTHER FINANCE ADVISORS, LLC | FARTHER |
| CONSULTING & EVALUATION SERVICES (CES) | CITIGROUP GLOBAL MARKETS INC. |
| CLASSICS | JANNEY MONTGOMERY SCOTT LLC |
| VICUS CAPITAL, INC. | VICUS CAPITAL, INC. |
| PRIVATE INVESTORS | BLACKROCK INVESTMENT MANAGEMENT, LLC |
| FIDUCIARY SERVICES PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| MANAGED ACCOUNT PROGRAM | SIMPLICITY SOLUTIONS, LLC |
| PNC AMG MANAGED ACCOUNT | PNC ASSET MANAGEMENT GROUP |
| STIFEL OPPORTUNITY PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| MERRILL LYNCH STRATEGIC PORTFOLIO ADVISOR SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| CONSULTING SOLUTIONS | RBC CAPITAL MARKETS, LLC |
| MERRILL LYNCH INVESTMENT ADVISORY PROGRAM | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| FLEXIBLE UNIFIED MANAGED ACCOUNT ("FLEX UMA") | BNY MELLON ADVISORS, INC. |
| MANAGED ACCOUNT PLATFORM ("MAP") | HANLON INVESTMENT MANAGEMENT, INC. |
| DUAL CONTRACT MANAGED ACCOUNT PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
| DYNAMIC ALLOCATION PORTFOLIOS - UMA PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| ACCESS | UBS FINANCIAL SERVICES INC. |
| MERRILL LYNCH CONSULTS SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| MANAGED ACCOUNT COMMAND PLATFORM | BNY MELLON ADVISORS, INC. |
| VESTMARK MANAGER MARKETPLACE | VESTMARK ADVISORY SOLUTIONS, INC. |
| MANAGED 360 PROGRAM | BNY MELLON ADVISORS, INC. |
| MAPS THIRD PARTY STRATEGIES | MORGAN STANLEY |
| SMARTX | SMARTX ADVISORY SOLUTIONS |
| SEI MANAGED ACCOUNT SOLUTIONS ("MAS") | SEI INVESTMENTS MANAGEMENT CORP |
| LOCKWOOD SPONSORED PROGRAM | BNY MELLON ADVISORS, INC. |
| MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| MANAGER SELECT | LPL FINANCIAL LLC |
| MANAGER MARKETPLACE | CHARLES SCHWAB & CO., INC. |
| PERSONALIZED UNIFIED MANAGED ACCOUNT | WELLS FARGO ADVISORS |
| PORTFOLIO ADVISORY SERVICES | FIDELITY INVESTMENTS MONEY MANAGEMENT, INC. |
| DAVIDSON MANAGED ASSETS SEPARATE ACCOUNT MANAGEMENT PROGRAM | D.A. DAVIDSON & CO. |
| ADVISORY SOLUTIONS UNIFIED MANAGED ACCOUNT PROGRAM | EDWARD JONES |
| MANAGED ACCOUNT SOLUTIONS ("MAS") | FIDELITY BROKERAGE SERVICES LLC |
| INVESTMENT CONSULTING SOLUTIONS (ICS) | J.P. MORGAN INVESTMENT MANAGEMENT INC. |
| RBC TOTAL PORTFOLIO | RBC CAPITAL MARKETS, LLC |
| UNIFIED MANAGED ACCOUNT ("UMA") | ENVESTNET PMC |
| SEPARATELY MANAGED ACCOUNTS ("SMA") | ENVESTNET PMC |
| THIRD PARTY MODELS PROGRAM | ENVESTNET PMC |
| FREEDOM UMA | RAYMOND JAMES & ASSOCIATES, INC. |
| SELECT SEPARATE ACCOUNT | AMERIPRISE FINANCIAL SERVICES, LLC |
| BETTERMENT RETAIL PLATFORM, BETTERMENT FOR BUSINESS PLATFORM, BETTERMENT FOR ADVISORS PLATFORM | BETTERMENT |
| CLIENT DIRECTED UNIFIED MANAGED ACCOUNT ("CDUMA") | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| SELECT UMA PROGRAM | MORGAN STANLEY |
| MERRILL LYNCH UNIFIED MANAGED ACCOUNT | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| MANAGED ACCOUNTS CONSULTING ("MAC") | UBS FINANCIAL SERVICES INC. |
| UBS STRATEGIC WEALTH PORTFOLIOS | UBS FINANCIAL SERVICES INC. |
| SELECTS PORTFOLIO SOLUTIONS PLATFORM ("SPS") | U.S. TRUST |
| STRATIS | J.P. MORGAN INVESTMENT MANAGEMENT INC. |
| CITIZENS ADVISORY CONNECT | SIGFIG WEALTH MANAGEMENT LLC |
| SEI MANAGED ACCOUNT SOLUTIONS ("MAS") | SEI INVESTMENTS MANAGEMENT CORP |
| FIDUCIARY SERVICES PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| MERRILL LYNCH INVESTMENT ADVISORY PROGRAM | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| PMC GUIDED PORTFOLIOS | ENVESTNET PMC |
| RBC TOTAL PORTFOLIO | RBC CAPITAL MARKETS, LLC |
| LOCKWOOD SPONSORED PROGRAM | BNY MELLON ADVISORS, INC. |
| MANAGED ACCOUNT SOLUTIONS ("MAS") | FIDELITY BROKERAGE SERVICES LLC |
| SOWELL APPROVED SOLUTIONS | SOWELL MANAGEMENT |
| CUSTOM ADVISORY PORTFOLIO (CAP) | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| RISKPRO | PACIFIC FINANCIAL GROUP, LLC |
| 3RD PARTY MODEL PLATFORM | ORION PORTFOLIO SOLUTIONS, LLC |
| MODEL WEALTH PORTFOLIOS | LPL FINANCIAL LLC |
| MANAGED ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
| ETRADE MODEL PLATFORM | E*TRADE CAPITAL MANAGEMENT, LLC |
| PIONEER/COMPASS | JANNEY MONTGOMERY SCOTT LLC |
| MANAGED ACCOUNT ADVISOR PROGRAM | BNY MELLON ADVISORS, INC. |
| PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS |
| GOALS-BASED PORTFOLIO SOLUTIONS ("GPS") PROGRAM | JANNEY MONTGOMERY SCOTT LLC |
| UNIFIED OVERLAY MANAGEMENT PROGRAM ("UOMP") | FDX ADVISORS, INC. |
| CONSULTING AND EVALUATION SERVICES PROGRAM | MORGAN STANLEY |
| MANAGED ACCOUNT LINK PROGRAM | BNY MELLON ADVISORS, INC. |
| MODEL WEALTH PORTFOLIOS | LPL FINANCIAL LLC |
| OUTSIDE MONEY MANAGER PROGRAM ("OSM") | RAYMOND JAMES & ASSOCIATES, INC. |
| GUIDED PORTFOLIOS | ASSETMARK, INC. |
| MANAGED ACCOUNT SELECT | CHARLES SCHWAB & CO., INC. |
| SEPARATE ACCOUNT EXCHANGE | TD AMERITRADE CLEARING, INC. |
| PMC GUIDED PORTFOLIOS | ENVESTNET PMC |
| MODEL ALLOCATIONS PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| KALOS PLATFORM | KALOS MANAGEMENT |
| GWN PREMIER SELECT PROGRAM | GWN SECURITIES INC. |
| MANAGED CONNECT | BNY MELLON ADVISORS, INC. |
| PNC AMG TACTICAL ALLOCATION PORTFOLIOS | PNC ASSET MANAGEMENT GROUP |
| MODEL PORTFOLIO MANAGEMENT PLATFORM | RONALD BLUE & CO., LLC |
| COMMONWEALTH | COMMONWEALTH FINANCIAL NETWORK |
| CONSULTING SERVICES | RAYMOND JAMES & ASSOCIATES, INC. |
| PERSHING DYNASTY | PERSHING ADVISOR SOLUTIONS LLC |
| CONSULTING SOLUTIONS | RBC CAPITAL MARKETS, LLC |
| MANAGED CONNECT | BNY MELLON ADVISORS, INC. |
| CONNECT | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| PORTFOLIO SELECT UMA | RAYMOND JAMES & ASSOCIATES, INC. |
| RISKPRO | PACIFIC FINANCIAL GROUP, LLC |
| MANAGED ACCOUNT LINK PROGRAM | BNY MELLON ADVISORS, INC. |
| MANAGED ACCOUNT COMMAND PLATFORM | BNY MELLON ADVISORS, INC. |
| PERSONALIZED UNIFIED MANAGED ACCOUNT | WELLS FARGO ADVISORS |
| MODEL ALLOCATIONS PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| PERSHING DYNASTY | PERSHING ADVISOR SOLUTIONS LLC |
| MANAGED 360 PROGRAM | BNY MELLON ADVISORS, INC. |
| SEPARATELY MANAGED ACCOUNTS ("SMA") | ENVESTNET PMC |
| PORTFOLIO SELECT UMA | RAYMOND JAMES & ASSOCIATES, INC. |
| UBS STRATEGIC WEALTH PORTFOLIOS | UBS FINANCIAL SERVICES INC. |
| SEPARATE ACCOUNT NETWORK | FIDELITY BROKERAGE SERVICES LLC |
| PNC AMG TACTICAL ALLOCATION PORTFOLIOS | PNC ASSET MANAGEMENT GROUP |
| UNIFIED MANAGED ACCOUNT ("UMA") | ENVESTNET PMC |
| ACCESS | UBS FINANCIAL SERVICES INC. |
| PRIVATE INVESTORS | BLACKROCK INVESTMENT MANAGEMENT, LLC |
| GUIDED PORTFOLIOS | ASSETMARK, INC. |
| PNC AMG MANAGED ACCOUNT | PNC ASSET MANAGEMENT GROUP |
| MAPS THIRD PARTY STRATEGIES | MORGAN STANLEY |
| CLIENT DIRECTED UNIFIED MANAGED ACCOUNT ("CDUMA") | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| PORTFOLIO ADVISORY SERVICES | FIDELITY INVESTMENTS MONEY MANAGEMENT, INC. |
| INVESTMENT SOLUTIONS PREMIER | CAPITAL ANALYSTS |
| ETRADE MODEL PLATFORM | E*TRADE CAPITAL MANAGEMENT, LLC |
| CUSTOM ADVISORY PORTFOLIO (CAP) | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| SELECTS PORTFOLIO SOLUTIONS PLATFORM ("SPS") | U.S. TRUST |
| OUTSIDE MONEY MANAGER PROGRAM ("OSM") | RAYMOND JAMES & ASSOCIATES, INC. |
| SEPARATE ACCOUNT EXCHANGE | TD AMERITRADE CLEARING, INC. |
| MERRILL LYNCH UNIFIED MANAGED ACCOUNT | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| MANAGED ACCOUNT SELECT | CHARLES SCHWAB & CO., INC. |
| PIONEER/COMPASS | JANNEY MONTGOMERY SCOTT LLC |
| GOALS-BASED PORTFOLIO SOLUTIONS ("GPS") PROGRAM | JANNEY MONTGOMERY SCOTT LLC |
| BETTERMENT RETAIL PLATFORM, BETTERMENT FOR BUSINESS PLATFORM, BETTERMENT FOR ADVISORS PLATFORM | BETTERMENT |
| CONSULTING SERVICES | RAYMOND JAMES & ASSOCIATES, INC. |
| MANAGED ACCOUNT ADVISOR PROGRAM | BNY MELLON ADVISORS, INC. |
| VESTMARK MANAGER MARKETPLACE | VESTMARK ADVISORY SOLUTIONS, INC. |
| FLEXIBLE UNIFIED MANAGED ACCOUNT ("FLEX UMA") | BNY MELLON ADVISORS, INC. |
| MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| COMMONWEALTH | COMMONWEALTH FINANCIAL NETWORK |
| MANAGED ACCOUNTS CONSULTING ("MAC") | UBS FINANCIAL SERVICES INC. |
| SELECT UMA PROGRAM | MORGAN STANLEY |
| SOWELL APPROVED SOLUTIONS | SOWELL MANAGEMENT |
| CONSULTING AND EVALUATION SERVICES PROGRAM | MORGAN STANLEY |
| DYNAMIC ALLOCATION PORTFOLIOS - UMA PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| STIFEL OPPORTUNITY PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| UNIFIED OVERLAY MANAGEMENT PROGRAM ("UOMP") | FDX ADVISORS, INC. |
| CONSULTING & EVALUATION SERVICES (CES) | CITIGROUP GLOBAL MARKETS INC. |
| MANAGER SELECT | LPL FINANCIAL LLC |
| SMARTX | SMARTX ADVISORY SOLUTIONS |
| MERRILL LYNCH CONSULTS SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| MANAGED ACCOUNT PLATFORM ("MAP") | HANLON INVESTMENT MANAGEMENT, INC. |
| CLASSICS | JANNEY MONTGOMERY SCOTT LLC |
| THIRD PARTY MODELS PROGRAM | ENVESTNET PMC |
| DAVIDSON MANAGED ASSETS SEPARATE ACCOUNT MANAGEMENT PROGRAM | D.A. DAVIDSON & CO. |
| MODEL PORTFOLIO MANAGEMENT PLATFORM | RONALD BLUE & CO., LLC |
| PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS |
| KALOS PLATFORM | KALOS MANAGEMENT |
| MANAGED ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
| MERRILL LYNCH STRATEGIC PORTFOLIO ADVISOR SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| FARTHER FINANCE ADVISORS, LLC | FARTHER |
| MODEL PORTFOLIO MANAGEMENT PLATFORM | RONALD BLUE & CO., LLC |
| SMARTX | SMARTX ADVISORY SOLUTIONS |
| MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| MANAGED ACCOUNT PLATFORM ("MAP") | HANLON INVESTMENT MANAGEMENT, INC. |
| DYNAMIC ALLOCATION PORTFOLIOS - UMA PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| OUTSIDE MONEY MANAGER PROGRAM ("OSM") | RAYMOND JAMES & ASSOCIATES, INC. |
| MANAGER SELECT | LPL FINANCIAL LLC |
| CONSULTING & EVALUATION SERVICES (CES) | CITIGROUP GLOBAL MARKETS INC. |
| THIRD PARTY MODELS PROGRAM | ENVESTNET PMC |
| STIFEL OPPORTUNITY PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| CONSULTING AND EVALUATION SERVICES PROGRAM | MORGAN STANLEY |
| PIONEER/COMPASS | JANNEY MONTGOMERY SCOTT LLC |
| MERRILL LYNCH CONSULTS SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| AMPLIFY | ASHTON THOMAS PRIVATE WEALTH |
| DAVIDSON MANAGED ASSETS SEPARATE ACCOUNT MANAGEMENT PROGRAM | D.A. DAVIDSON & CO. |
| COMMONWEALTH | COMMONWEALTH FINANCIAL NETWORK |
| MANAGED ACCOUNTS CONSULTING ("MAC") | UBS FINANCIAL SERVICES INC. |
| GOALS-BASED PORTFOLIO SOLUTIONS ("GPS") PROGRAM | JANNEY MONTGOMERY SCOTT LLC |
| SELECTS PORTFOLIO SOLUTIONS PLATFORM ("SPS") | U.S. TRUST |
| SEPARATELY MANAGED ACCOUNTS ("SMA") | ENVESTNET PMC |
| MANAGED ACCOUNT SELECT | CHARLES SCHWAB & CO., INC. |
| EQIS PLATFORM | FREEDOM INVESTMENT MANAGEMENT, INC. |
| PERSHING DYNASTY | PERSHING ADVISOR SOLUTIONS LLC |
| CLASSICS | JANNEY MONTGOMERY SCOTT LLC |
| SELECT UMA PROGRAM | MORGAN STANLEY |
| MERRILL LYNCH UNIFIED MANAGED ACCOUNT | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| CONSULTING SERVICES | RAYMOND JAMES & ASSOCIATES, INC. |
| SOWELL APPROVED SOLUTIONS | SOWELL MANAGEMENT |
| DUAL CONTRACT MANAGED ACCOUNT PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
| UBS STRATEGIC WEALTH PORTFOLIOS | UBS FINANCIAL SERVICES INC. |
| SEPARATE ACCOUNT NETWORK | FIDELITY BROKERAGE SERVICES LLC |
| CONSULTING SOLUTIONS | RBC CAPITAL MARKETS, LLC |
| PNC AMG TACTICAL ALLOCATION PORTFOLIOS | PNC ASSET MANAGEMENT GROUP |
| STRATIS | J.P. MORGAN INVESTMENT MANAGEMENT INC. |
| MODEL ALLOCATIONS PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| VESTMARK MANAGER MARKETPLACE | VESTMARK ADVISORY SOLUTIONS, INC. |
| GUIDED PORTFOLIOS | ASSETMARK, INC. |
| 3RD PARTY MODEL PLATFORM | ORION PORTFOLIO SOLUTIONS, LLC |
| PERSONALIZED UNIFIED MANAGED ACCOUNT | WELLS FARGO ADVISORS |
| MAPS THIRD PARTY STRATEGIES | MORGAN STANLEY |
| CLIENT DIRECTED UNIFIED MANAGED ACCOUNT ("CDUMA") | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| INVESTMENT SOLUTIONS PREMIER | CAPITAL ANALYSTS |
| UNIFIED MANAGED ACCOUNT ("UMA") | ENVESTNET PMC |
| BETTERMENT RETAIL PLATFORM, BETTERMENT FOR BUSINESS PLATFORM, BETTERMENT FOR ADVISORS PLATFORM | BETTERMENT |
| PORTFOLIO SELECT UMA | RAYMOND JAMES & ASSOCIATES, INC. |
| RISKPRO | PACIFIC FINANCIAL GROUP, LLC |
| FIDUCIARY SERVICES PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| ETRADE MODEL PLATFORM | E*TRADE CAPITAL MANAGEMENT, LLC |
| FREEDOM UMA | RAYMOND JAMES & ASSOCIATES, INC. |
| PRIVATE INVESTORS | BLACKROCK INVESTMENT MANAGEMENT, LLC |
| ACCESS | UBS FINANCIAL SERVICES INC. |
| PNC AMG MANAGED ACCOUNT | PNC ASSET MANAGEMENT GROUP |
| CUSTOM ADVISORY PORTFOLIO (CAP) | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS |
| PMC GUIDED PORTFOLIOS | ENVESTNET PMC |
| CITIZENS ADVISORY CONNECT | SIGFIG WEALTH MANAGEMENT LLC |
| INVESTMENT CONSULTING SOLUTIONS (ICS) | J.P. MORGAN INVESTMENT MANAGEMENT INC. |
| RBC TOTAL PORTFOLIO | RBC CAPITAL MARKETS, LLC |
| PORTFOLIO ADVISORY SERVICES | FIDELITY INVESTMENTS MONEY MANAGEMENT, INC. |
| MANAGED ACCOUNT PROGRAM | SIMPLICITY SOLUTIONS, LLC |
| GWN PREMIER SELECT PROGRAM | GWN SECURITIES INC. |
| MANAGER MARKETPLACE | CHARLES SCHWAB & CO., INC. |
| SEI MANAGED ACCOUNT SOLUTIONS ("MAS") | SEI INVESTMENTS MANAGEMENT CORP |
| MODEL WEALTH PORTFOLIOS | LPL FINANCIAL LLC |
| VICUS CAPITAL, INC. | VICUS CAPITAL, INC. |
| MERRILL LYNCH INVESTMENT ADVISORY PROGRAM | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| MANAGED ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
| CONNECT | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| UNIFIED OVERLAY MANAGEMENT PROGRAM ("UOMP") | FDX ADVISORS, INC. |
| ADVISORY SOLUTIONS UNIFIED MANAGED ACCOUNT PROGRAM | EDWARD JONES |
| SELECT SEPARATE ACCOUNT | AMERIPRISE FINANCIAL SERVICES, LLC |
| SEPARATELY MANAGED ACCOUNT PROGRAM | ORION PORTFOLIO SOLUTIONS, LLC |
| WEALTHPORT | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. |
| ACTIVE PORTFOLIOS | AMERIPRISE FINANCIAL SERVICES, LLC |
| OPS | ORION PORTFOLIO SOLUTIONS, LLC |
| 3RD PARTY MODEL PLATFORM | ORION PORTFOLIO SOLUTIONS, LLC |
| PREMIUM ACCESS STRATEGIES (PAS) | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
Identifiers
| SEC RIA File Number | 801-56972 |
|---|---|
| SEC ERA File Number | 801-56972 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108928 |
| Legal Entity Identifier | 5493006MRTEZZ4S4CQ20 |
Principal Office
1 UNIVERSITY SQUARE DRIVEPRINCETON
NJ
United States
Monday - Friday, 9:00AM TO 5:30PM
Tel: 609 282 2000, Fax: None
Websites
mp.weixin.qq.com/mp/profile_ext?action=home&__biz=mzizmtc3mtq2mw==&scene=124#wechat_redirect
line.naver.jp/ti/p/@blackrocktw
www.douyin.com/user/ms4wljabaaaatx0bkoy3sxpimjhuwtdwi02snlwyachjdmankjp298liw88fudlmyo-nln-uitik
www.ishares.com
www.youtube.com/channel/ucrixkhfv2tmzebai1tcddhg
www.facebook.com/blackrock
www.instagram.com/blackrock
www.blackrock.com
www.facebook.com/ishares/
www.youtube.com/channel/uc61mwzrpcsazp23loxcstcg
www.linkedin.com/company/blackrock
www.linkedin.com/company/ishares
twitter.com/blackrock
www.tiktok.com/@blackrock?lang=en
twitter.com/ishares
Chief Compliance Officer
CHARLES PARK
MANAGING DIRECTOR
50 HUDSON YARDS
NEW YORK
NY
United States
Tel:
212-810-8181
C***********@************M
(Full email address available in API data)
Regulatory Contact
LOURDES SANCHEZ
VICE PRESIDENT
701 BRICKELL AVE
MIAMI
FL
United States
Tel:
305-755-4906
L**************@************M
(Full email address available in API data)
Industry Affiliates
| 1824 PRIVATE EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 1885 PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| APERIO GROUP, LLC | Other investment adviser, including financial planners |
| APO GLOBAL HEALTHCARE GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ASIA-PACIFIC PRIVATE CREDIT OPPORTUNITIES FUND I (GENPAR), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AVIATION HOLDINGS GENPAR, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AVIATION HOLDINGS III (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| AVIATION HOLDINGS III (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA CO-INVESTMENT FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA CO-INVESTMENT FUND III (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA CO-INVESTMENT FUND IV (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA CO-INVESTMENT FUND V (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA CUSTOM PARTNERSHIPS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA GAIA IMC (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA PRIVATE CAPITAL 2002 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA PRIVATE CAPITAL II (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA PRIVATE CAPITAL III (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA REAL ASSETS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA REAL ASSETS II (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BIS BRAZOS INFRASTRUCTURE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BIS NYC INFRASTRUCTURE EMERGING MANAGER OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BIS NYC INFRASTRUCTURE EMERGING MANAGER OPPORTUNITIES GP, LLC. | Sponsor, GP, manager of pooled investment vehicles |
| BL LEPUS GENPAR LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK (CHANNEL ISLANDS) LIMITED | Other investment adviser, including financial planners |
| BLACKROCK (LUXEMBOURG) S.A. | Other investment adviser, including financial planners |
| BLACKROCK (NETHERLANDS) B.V. | Other investment adviser, including financial planners |
| BLACKROCK (SINGAPORE) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK ADVISORS (UK) LIMITED | Other investment adviser, including financial planners |
| BLACKROCK ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK ALTERNATIVE ADVISORS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ALTERNATIVE FUNDS GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ALTERNATIVES MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK ASF PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ASIA-PACIFIC PRIVATE CREDIT OPP. FUND II (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ASIA-PACIFIC PRIVATE CREDIT OPP. FUND II (GENPAR) S.� R.L | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ASSET MANAGEMENT CANADA LIMITED | Other investment adviser, including financial planners |
| BLACKROCK ASSET MANAGEMENT DEUTSCHLAND AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| BLACKROCK ASSET MANAGEMENT INTERNATIONAL INC. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ASSET MANAGEMENT IRELAND LIMITED | Other investment adviser, including financial planners |
| BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK ASSET MANAGEMENT SCHWEIZ AG | Other investment adviser, including financial planners |
| BLACKROCK BOWLING GREEN (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK BRASIL GESTORA DE INVESTTIMENTOS LTDA. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK BROADWAY FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK CAPITAL MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK CASCADE OPPORTUNITIES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK CREDIT ALPHA (GENPAR), L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIRECT LENDING IX GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVERSIFIED PRIVATE DEBT FUND GP LTD | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVERSIFIED PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVERSIFIED PRIVATE OPPORTUNITIES II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVERSIFIED PRIVATE OPPORTUNITIES II, GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVPEP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVPEP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVPEP III LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVPEP IV LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVPEP V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ENERGY OPPORTUNITY FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ERI PRIVATE OPPORTUNITIES GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ERI PRIVATE OPPORTUNITIES GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK EXECUTION SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BLACKROCK FINANCIAL MANAGEMENT, INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK FUND ADVISORS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK FUND MANAGEMENT COMPANY S.A. | Other investment adviser, including financial planners |
| BLACKROCK FUND MANAGERS LIMITED | Other investment adviser, including financial planners |
| BLACKROCK GEMINI II PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GEMINI II PRIVATE OPPORTUNITIES GP, LLC, | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GEMINI PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND II (GENPAR), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND II (UK GENPAR) LLP | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND II (UK GENPAR), LLP | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND III (GENPAR), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND III (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND III (LUX GENPAR), S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND III (LUX GENPAR), S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GP VI LTD | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GROWTH EQUITY FUND (GENPAR) S.à R.L | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GROWTH EQUITY FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GSA PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK HAJAR PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK HEARTLAND PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK HOF (GP), LLC, | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK HOMESTEAD PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK IMPACT OPPORTUNITIES (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK INFRASTRUCTURE MANAGEMENT I, LLC | Other investment adviser, including financial planners |
| BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. | Registered municipal advisorCommodity pool operator or commodity trading advisorBanking or thrift institutionTrust company |
| BLACKROCK INTERNATIONAL LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| BLACKROCK INVERWOOD PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK INVESTMENT MANAGEMENT (AUSTRALIA) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK INVESTMENT MANAGEMENT (DUBLIN) LIMITED | Other investment adviser, including financial planners |
| BLACKROCK INVESTMENT MANAGEMENT (KOREA) LIMITED | Other investment adviser, including financial planners |
| BLACKROCK INVESTMENT MANAGEMENT (TAIWAN) LIMITED | Other investment adviser, including financial planners |
| BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK INVESTMENTS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BLACKROCK JAPAN CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersReal estate broker or dealerSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK LIFE LIMITED | Other investment adviser, including financial plannersInsurance company or agency |
| BLACKROCK LISI CREDIT FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK LUXEMBOURG MULTI-ALTERNATIVE INCOME G.P. S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MASTER HEDGE FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MCKINNEY OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MD PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MEXICO INFRAESTRUCTURA I, S. DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MEXICO INFRAESTRUCTURA II, S. DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MEXICO INFRAESTRUCTURA III, S DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MEXICO MANAGER III, S. DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MEXICO OPERADORA, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MSV PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK M�XICO MANAGER II, S. DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK M�XICO OPERADORA, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK NTR RENEWABLE POWER FUND (GENPAR), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK OPERATIONS (LUXEMBOURG) S.A R.L. | Other investment adviser, including financial planners |
| BLACKROCK PA2014 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK POF I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK POF III (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK POF IV (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY AK, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY CO-INVESTMENTS 2021 (GENPAR) S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY CO-INVESTMENTS 2021 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY ERB GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY IMPACT CAPITAL (GENPAR), S.�? R.L | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY IMPACT CAPITAL (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY NM II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY NM, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY PRIMARIES 2021 (GENPAR) S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY PRIMARIES 2021 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY WY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE INCOME SOLUTIONS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PROPERTY CONSULTING (BEIJING) CO., LTD. | Other investment adviser, including financial planners |
| BLACKROCK PROPERTY FRANCE SARL | Other investment adviser, including financial planners |
| BLACKROCK REALTY ADVISORS INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| BLACKROCK RRR (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK SECONDARIES & LIQUIDITY SOLUTIONS (GENPAR) S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK SECONDARIES & LIQUIDITY SOLUTIONS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK SECONDARIES & LIQUIDITY SOLUTIONS (GENPAR), S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK SECURITIZED INVESTORS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK SPECIAL OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK US COMMERCIAL REAL ESTATE WHOLE LOAN FUND (GENPAR), LTD. | Sponsor, GP, manager of pooled investment vehicles |
| BLK 2019 EVERGREEN GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLK2018 CORE PRIVATE EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLK2018 PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLK2019 PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLK2020 PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLK2021 PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLUE PENINSULA FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BOARDWALK I (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BOPA1 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BR CO-INVESTMENT ALFA BETA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BR/OV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BV PE OPPORTUNITIES GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CAMP BAY FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAMPS BAY FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPITOL HILL CO-INVESTMENT FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| CO-INVESTMENT INCOME FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| COASTLINE FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| COIN PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DECARBONIZATION PARTNERS (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| DECARBONIZATION PARTNERS GP S.�.R.L | Sponsor, GP, manager of pooled investment vehicles |
| DIVPEP V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| EMPIREPM B 2017-10 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| EUROPEAN HEDGE FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FACULTAS FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FACULTAS FUND 2 (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| FACULTAS FUND 2 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIR (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIR LANE INVESTMENT PARTNERS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIXED INCOME OPPORTUNITIES NERO (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FM PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FONOA (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| FONOA (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FUTUREADVISOR, INC. | Other investment adviser, including financial planners |
| FV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GCO II FUND A GP S.à R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GCO II FUND A GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GCO II FUND A GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| GCO II FUND B GP S.à R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GCO LUX GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GCO LUX GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| GCO LUX MULTI-FEEDER GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GEPIF III (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| GID PROGRAM GENERAL PARTNER S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GID PROGRAM US GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GLOBAL CREDIT OPPORTUNITIES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| GLOBAL ENERGY & POWER INFRASTRUCTURE ADVISORS, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GLOBAL ENERGY & POWER INFRASTRUCTURE GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GLOBAL ENERGY & POWER INFRASTRUCTURE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GLOBAL ENERGY & POWER INFRASTRUCTURE II ADVISORS, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HEATHROW FOREST OPPORTUNITIES FUND GP | Sponsor, GP, manager of pooled investment vehicles |
| HEATHROW FOREST OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIGH CEDAR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIGH ROCK GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIGH STREET GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HR US INFRA EQUITY (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| ISHARES (DE) I INVESTMENTAKTIENGESELLSCHAFT MIT TEILGESELLSCHAFTSVERMAGEN | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| ISHARES DELAWARE TRUST SPONSOR LLC | Commodity pool operator or commodity trading advisor |
| LINCOLN PENSION PRIVATE EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LONG TERM PRIVATE CAPITAL GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MARKWOOD PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MERCURY CARRY COMPANY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MIDDLE MARKET SENIOR FUND GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MIDDLE MARKET SENIOR FUND GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MP AVIATION HOLDINGS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| MULTI-ALTERNATIVE OPPORTUNITIES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| NC GARNET FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| NDSIB PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEIL ENHANCED OPPORTUNITIES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| NMERB SIERRA BLANCA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NMERB SIERRA BLANCA GP, LLC, | Sponsor, GP, manager of pooled investment vehicles |
| OAK MARSH GLOBAL OPPORTUNITIES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORANGE 2015 DISLOCREDIT FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORANGE PEP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| POF IV GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADMINISTRATION & MANAGEMENT LTD. | Sponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY PARTNERS GPLP VII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY PARTNERS VII GP (US) L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PROJECT FINALE CO-INVESTMENT FUND (GENPAR), L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| PROJECT GLOW CO-INVESTMENT FUND (GENPAR), L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| PROJECT TETL INVESTCO (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| RED RIVER PRIVATE EQUITY II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RED RIVER PRIVATE EQUITY III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RED RIVER PRIVATE EQUITY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SCALA GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SPECIAL CREDIT OPPORTUNITIES (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPECIAL CREDIT OPPORTUNITIES (PARALLEL) (GENPAR) II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPECIAL CREDIT OPPORTUNITIES (PARALLEL) (GENPAR) IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SULLIVAN WAY PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVOF/MM, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TANGO CAPITAL OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TCP DIRECT LENDING FUND VIII-A MM, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TCP DIRECT LENDING MM VIII-S, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TCP DIRECT LENDING MM VIII-T, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TCP DIRECT LENDING VIII MM, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM ENERGY OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM ENHANCED YIELD MM I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM HEARTLAND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM IX-C SLP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM IX-O SLP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SENIOR LOAN GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SENIOR LOAN GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SENIOR LOAN GP IV-A, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SENIOR LOAN GP IV-B, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SENIOR LOAN MM V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SPECIAL SITUATIONS IX-S GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SPECIAL SITUATIONS MM IX-A, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SPECIAL SITUATIONS MM IX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM WATERMAN GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TFO PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TOPANGA PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TOTAL ALTERNATIVES FUND (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| TOTAL ALTERNATIVES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| TSCL PRIVATE MARKETS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VFL CO INVEST PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. | Private Equity Fund | $109.8M | $0.1M | 3 |
| ARTHUR STREET FUND II, L.P. | Private Equity Fund | $0.0M | $0.1M | 86 |
| ARTHUR STREET FUND III, L.P. | Private Equity Fund | $13.0M | $0.1M | 268 |
| ARTHUR STREET FUND IV, L.P. | Private Equity Fund | $10.6M | $0.1M | 163 |
| ARTHUR STREET PORTFOLIO II, L.P. | Private Equity Fund | $0.0M | $0.1M | 29 |
| ARTHUR STREET PORTFOLIO III, L.P. | Private Equity Fund | $8.6M | $0.1M | 134 |
| ARTHUR STREET PORTFOLIO IV, L.P. | Private Equity Fund | $4.6M | $0.1M | 105 |
| ARTHUR STREET PORTFOLIO, L.P. | Private Equity Fund | $0.0M | $0.1M | 0 |
| AVIATION HOLDINGS I, L.P. | Hedge Fund | $0.2M | $0.0M | 4 |
| AVIATION HOLDINGS III (EPO), LLC | AGGREGATING VEHICLE | $0.1M | $0.0M | 2 |
| AVIATION HOLDINGS III, L.P. | Hedge Fund | $442.4M | $5.0M | 361 |
| BLACKROCK ALTERNATIVE FUNDS S.C.A., SICAV-RAIF ? BLACKROCK PRIVATE EQUITY OPPORTUNITIES ELTIF | Private Equity Fund | $1,252.7M | $0.1M | 1 |
| BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. | Private Equity Fund | $49.5M | $0.1M | 3 |
| BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. | Private Equity Fund | $0.0M | $0.1M | 14 |
| BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. | Private Equity Fund | $0.0M | $0.1M | 153 |
| BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. | Private Equity Fund | $235.4M | $0.1M | 36 |
| BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. | Private Equity Fund | $66.8M | $0.1M | 3 |
| BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. | Private Equity Fund | $267.3M | $0.1M | 124 |
| BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. | Private Equity Fund | $341.6M | $0.1M | 2 |
| BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. | Private Equity Fund | $247.0M | $0.1M | 1 |
| BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. | Private Equity Fund | $257.7M | $0.1M | 3 |
| BR CO-INVESTMENT ALFA I FEEDER, L.P. | Private Equity Fund | $84.6M | $0.1M | 3 |
| BR CO-INVESTMENT ALFA I, L.P. | Private Equity Fund | $85.4M | $0.1M | 5 |
| BR CO-INVESTMENT BETA I FEEDER, L.P. | Private Equity Fund | $22.3M | $0.1M | 3 |
| BR CO-INVESTMENT BETA I, L.P. | Private Equity Fund | $22.8M | $0.1M | 3 |
| BR/ERB CO-INVESTMENT FUND, L.P. | Private Equity Fund | $0.0M | $0.1M | 3 |
| ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP | FUND IN LIQUIDATION | $0.0M | $2.5M | 2 |
| ERB TACTICAL OPPORTUNITIES, L.P. | Private Equity Fund | $89.6M | $0.1M | 3 |
| FULTON STREET FUND, LP | Private Equity Fund | $3.4M | $0.1M | 68 |
| FV FEEDER, L.P. | Private Equity Fund | $0.0M | $0.1M | 1 |
| FV FUND, L.P. | Private Equity Fund | $0.0M | $0.1M | 2 |
| MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC | Liquidity Fund | $2,135.2M | $100.0M | 67 |
| MP AVIATION HOLDINGS, L.P. | Hedge Fund | $140.0M | $0.0M | 3 |
| NAVARRO 1 FUND, LLC | LONG ONLY | $968.2M | $0.0M | 1 |
| NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. | Private Equity Fund | $10.8M | $0.1M | 2 |
| NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. | Private Equity Fund | $5.3M | $0.1M | 2 |
| ORANGE PEP FUND, L.P. | Private Equity Fund | $43.3M | $0.1M | 3 |
| PASSAGE PORTFOLIO II, L.P. | Private Equity Fund | $0.0M | $0.1M | 4 |
| PASSAGE PORTFOLIO III, L.P. | Private Equity Fund | $55.4M | $0.1M | 4 |
| POF III CAYMAN MASTER FUND, L.P. | Private Equity Fund | $298.0M | $0.1M | 38 |
| PRIVATE EQUITY PARTNERS VII US, L.P. | Private Equity Fund | $75.9M | $0.1M | 19 |
| R3 (B), L.P. | Hedge Fund | $0.8M | $1.0M | 25 |
| R3 (C), LTD. | Hedge Fund | $0.8M | $1.0M | 0 |
| R3 CAPITAL PARTNERS MASTER, L.P. | Hedge Fund | $3.2M | $0.5M | 39 |
| SONJ PRIVATE OPPORTUNITIES FUND, L.P. | Private Equity Fund | $0.0M | $0.1M | 2 |
| THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. | Private Equity Fund | $99.7M | $0.1M | 3 |
| TORO ABS CDO I, LTD. | Securitized Asset Fund | $0.0M | $0.3M | 3 |
| VESEY STREET FUND (CAYMAN) V, L.P. | Private Equity Fund | $67.3M | $0.1M | 15 |
| VESEY STREET FUND II, L.P. | Private Equity Fund | $0.0M | $0.1M | 49 |
| VESEY STREET FUND III (ERISA), L.P. | Private Equity Fund | $18.7M | $0.1M | 8 |
| VESEY STREET FUND III, L.P. | Private Equity Fund | $20.7M | $0.1M | 12 |
| VESEY STREET FUND III, L.P. - B | Private Equity Fund | $48.8M | $0.1M | 2 |
| VESEY STREET FUND III, L.P. - C | Private Equity Fund | $11.3M | $0.1M | 9 |
| VESEY STREET FUND III, L.P. - D | Private Equity Fund | $8.6M | $0.1M | 2 |
| VESEY STREET FUND III, L.P. - E | Private Equity Fund | $8.7M | $0.1M | 3 |
| VESEY STREET FUND IV (ERISA), L.P. | Private Equity Fund | $40.6M | $0.1M | 15 |
| VESEY STREET FUND IV, L.P. | Private Equity Fund | $8.6M | $0.1M | 18 |
| VESEY STREET FUND V (ERISA), L.P. | Private Equity Fund | $90.5M | $0.1M | 8 |
| VESEY STREET FUND V-M, L.P. | Private Equity Fund | $34.7M | $0.1M | 2 |
| VESEY STREET FUND V, L.P. | Private Equity Fund | $105.6M | $0.1M | 50 |
| VESEY STREET PORTFOLIO II, L.P. | Private Equity Fund | $0.0M | $0.1M | 22 |
| VESEY STREET PORTFOLIO III, L.P. | Private Equity Fund | $40.7M | $0.1M | 63 |
| VESEY STREET PORTFOLIO IV, L.P. | Private Equity Fund | $24.8M | $0.1M | 19 |
| VESEY STREET PORTFOLIO V, L.P. | Private Equity Fund | $60.0M | $0.1M | 15 |
| WY INVESTMENT FEEDER, L.P. | Private Equity Fund | $96.9M | $0.1M | 1 |
| WY INVESTMENT FUND, L.P. | Private Equity Fund | $104.4M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLACKROCK, INC. | Domestic Entity | TRIDENT MERGER, LLC | SOLE SHAREHOLDER | 09/2006 | > 75% |
| TRIDENT MERGER, LLC | Domestic Entity | – | SOLE MEMBER | 09/2006 | > 75% |
| FINK, LAURENCE, DOUGLAS | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2006 | < 5% |
| KAPITO, ROBERT, STEVEN | Individual | – | PRESIDENT | 09/2007 | < 5% |
| MEADE, CHRISTOPHER, JOSEPH | Individual | – | GENERAL COUNSEL, CHIEF LEGAL OFFICER, AND SENIOR MANAGING DIRECTOR | 11/2016 | < 5% |
| SHEDLIN, GARY, STEPHEN | Individual | – | CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR | 05/2013 | < 5% |
| GOLDSTEIN, ROBERT, LAWRENCE | Individual | – | CHIEF OPERATING OFFICER AND SENIOR MANAGING DIRECTOR | 06/2014 | < 5% |
| PARK, CHARLES, CHOON SIK | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2016 | < 5% |