Hedge Fund Database

CORRADO ADVISORS, LLC

Adviser information for CORRADO ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 731 $184.3M
Non-Discretionary 44 $12.7M
Total 775 $196.9M

Clients

Type Number RAUM
Individuals 308 $81.2M
HNW Individuals 46 $108.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $7.1M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-56980
SEC ERA File Number 801-56980
SEC CIK Numbers 1482611
SEC CRD Numbers 111721
Legal Entity Identifier None

Principal Office

48 SOUTH FRANKLIN TURNPIKE
SUITE 300
RAMSEY
NJ
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 201-661-6600, Fax: 201-661-6601

Websites

www.corradofinancialgroup.com www.linkedin.com/company/corrado-financial-group/

Chief Compliance Officer

BENNETT WEINER
CHIEF COMPLIANCE OFFICER
48 S. FRANKLIN TURNPIKE
SUITE 300
RAMSEY
NJ
United States
Tel: 201-661-6600
Fax: 201-661-6601
(Full email address available in API data)

Regulatory Contact

MARK CORRADO
MANAGING MEMBER
48 S. FRANKLIN TURNPIKE
SUITE 300
RAMSEY
NJ
United States
Tel: 201-661-6600
Fax: 201-661-6601
(Full email address available in API data)

Industry Affiliates

BENNETT WEINER, ESQ Lawyer or law firm
CFG CPA, LLP Accountant or accounting firm
CORRADO RISK MANAGEMENT Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CORRADO, MARK, ANTHONY Individual – MANAGING MEMBER 09/1997 50-75%
CORRADO, NICHOLAS Individual – MEMBER 09/1997 5-10%
CORRADO, DEAN Individual – MEMBER 09/1997 5-10%
CORRADO, LUKE Individual – MEMBER 03/2000 5-10%
BALSAMO, LISA, A. Individual – MEMBER 07/2018 25-50%
WEINER, BENNETT, I. Individual – CHIEF COMPLIANCE OFFICER 03/2022 < 5%

No. Employees, Historic

2010020202021202220232024202512 on 2/27/202012 on 5/22/202012 on 7/17/202011 on 3/16/202111 on 3/17/202111 on 5/26/202111 on 11/9/202115 on 3/28/202215 on 3/30/202215 on 8/29/202215 on 10/7/202215 on 3/30/202315 on 4/13/202315 on 11/21/202310 on 3/21/202410 on 3/25/2024

RAUM, Historic

300M150M0202020212022202320242025263370083 on 2/27/2020263370083 on 5/22/2020263370083 on 7/17/2020200018808 on 3/16/2021200018808 on 3/17/2021200018808 on 5/26/2021200018808 on 11/9/2021220208896 on 3/28/2022220208896 on 3/30/2022220208896 on 8/29/2022220208896 on 10/7/2022183745920 on 3/30/2023183745920 on 4/13/2023183745920 on 11/21/2023196920018 on 3/21/2024196920018 on 3/25/2024

No. Clients, Historic

4002000202020212022202320242025317 on 2/27/2020317 on 5/22/2020317 on 7/17/2020327 on 3/16/2021327 on 3/17/2021327 on 5/26/2021327 on 11/9/2021367 on 3/28/2022367 on 3/30/2022367 on 8/29/2022367 on 10/7/2022377 on 3/30/2023377 on 4/13/2023377 on 11/21/2023354 on 3/21/2024354 on 3/25/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN GLOBAL INFRA INCOME FU COM SHS BEN INT 235K 13K –
AES CORP COM 1M 57K –
ALGONQUIN PWR UTILS CORP COM 1M 194K –
ALPHABET INC CAP STK CL A 5M 27K –
AMAZON COM INC COM 2M 12K –
APPLE INC COM 492K 2K –
AT&T INC COM 2M 114K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K –
BLACKROCK ENHANCED EQUITY DI COM 308K 38K –
BLACKROCK ENHANCED INTL DIV COM BENE INTER 3M 516K –
BLACKROCK HEALTH SCIENCES TE COM SHS 161K 11K –
BLACKROCK HEALTH SCIENCES TR COM 361K 9K –
BLACKROCK INNOVATION AND GRW SHS BEN INT 2M 226K –
BRISTOL-MYERS SQUIBB CO COM 1M 33K –
BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 1M 38K –
BROOKFIELD RENEWABLE CORP CL A SUB VTG 2M 63K –
CALAMOS ETF TR CEF INCOME & ARB 678K 25K –
CORNING INC COM 1M 38K –
DISNEY WALT CO COM 2M 15K –
DUFF & PHELPS UTLITY AND INF COM 184K 19K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 2M 42K –
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 1M 10K –
FIRST TR EXCHANGE-TRADED FD FT VEST GOLD 2M 110K –
FIRST TR EXCHANGE-TRADED FD WTR ETF 1M 12K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 688K 14K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 2M 49K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 2M 43K –
FIRST TR EXCHNG TRADED FD VI VEST US EQUITY M 856K 29K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 526K 15K –
GAMING & LEISURE PPTYS INC COM 201K 4K –
GLOBAL X FDS GENOMIC BIOTECH 651K 62K –
GOLDMAN SACHS GROUP INC COM 2M 4K –
GUGGENHEIM ACTIVE ALLOC FD COMMON STOCK 3M 175K –
INNOVATOR ETFS TRUST INTRNL DEV JULY 3M 124K –
INNOVATOR ETFS TRUST INTRNL DEV APRL 3M 100K –
INNOVATOR ETFS TRUST EMRGNG MKT JAN 3M 86K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 64K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 67K –
INNOVATOR ETFS TRUST EMRGNG MKT JULY 2M 95K –
INNOVATOR ETFS TRUST EMRGNG MKT APRIL 2M 89K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 54K –
INNOVATOR ETFS TRUST US EQT PWR BUF 2M 62K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 59K –
INNOVATOR ETFS TRUST GRWT100 PWR BF 2M 40K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 54K –
INNOVATOR ETFS TRUST INTRNL DEV JAN 2M 59K –
INNOVATOR ETFS TRUST US SML CP PWR B 2M 51K –
INNOVATOR ETFS TRUST GRWT100 PWR BUF 2M 30K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 46K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 44K –
INNOVATOR ETFS TRUST US EQTY PWR BF 2M 46K –
INNOVATOR ETFS TRUST INNOVATOR GW 100 2M 63K –
INNOVATOR ETFS TRUST US SML CP PWR ET 2M 52K –
INNOVATOR ETFS TRUST US SML CP PWR B 1M 49K –
INNOVATOR ETFS TRUST INNOVATOR US SMA 1M 51K –
INNOVATOR ETFS TRUST US SML CP PWR B 1M 35K –
INNOVATOR ETFS TRUST INTL DEVELOPED P 992K 38K –
INNOVATOR ETFS TRUST INTL DEVELOPED P 956K 38K –
INNOVATOR ETFS TRUST INNOVATOR INTL D 771K 31K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 538K 14K –
INNOVATOR ETFS TRUST INNOVATOR INTER 505K 19K –
INNOVATOR ETFS TRUST INTERNATIONAL DV 449K 15K –
INNOVATOR ETFS TRUST INTERNATIONAL DE 444K 16K –
INNOVATOR ETFS TRUST INTL DEV PWR BUF 412K 15K –
INNOVATOR ETFS TRUST EMERGING MKT PWR 343K 14K –
INTEL CORP COM 1M 47K –
INTERNATIONAL BUSINESS MACHS COM 2M 13K –
INVESCO QQQ TR UNIT SER 1 217K 453 –
IRON MTN INC DEL COM 2M 22K –
ISHARES INC CORE MSCI EMKT 243K 5K –
ISHARES TR GBL COMM SVC ETF 3M 33K –
ISHARES TR PFD AND INCM SEC 2M 75K –
ISHARES TR US HLTHCARE ETF 2M 33K –
ISHARES TR ISHARES SEMICDTR 1M 6K –
ISHARES TR GLB INFRASTR ETF 1M 29K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR GL CLEAN ENE ETF 1M 84K –
ISHARES TR CORE S&P TTL STK 950K 8K –
ISHARES TR CORE MSCI INTL 448K 7K –
ISHARES TR U.S. TECH ETF 231K 2K –
JPMORGAN CHASE & CO. COM 3M 13K –
KNOW LABS INC COM NEW 85K 207K –
KRANESHARES TRUST ELECTRIFICATION 360K 26K –
MAINSTAY CBRE GBL INFRA MEG COM 2M 154K –
MICROSOFT CORP COM 690K 2K –
NEUBERGER BERMAN NEXT GENERA COMMON STOCK 3M 209K –
NEXTERA ENERGY INC COM 266K 4K –
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 1M 52K –
NUVEEN VRIABL RAT PFD & INM COM 1M 62K –
NVIDIA CORPORATION COM 291K 2K –
PARAMOUNT GLOBAL CLASS B COM 560K 54K –
PFIZER INC COM 2M 64K –
PIMCO ACCESS INCOME FUND SHS BENFIN INT 3M 162K –
SCHWAB STRATEGIC TR US TIPS ETF 2M 36K –
SELECT SECTOR SPDR TR TECHNOLOGY 3M 15K –
SELECT SECTOR SPDR TR FINANCIAL 2M 59K –
SELECT SECTOR SPDR TR SBI INT-UTILS 1M 16K –
SHOPIFY INC CL A 898K 14K –
SPDR SER TR PORTFOLIO S&P500 748K 12K –
SPROTT FDS TR COPPER MINER ETF 726K 29K –
STAGWELL INC COM CL A 2M 316K –
STARWOOD PPTY TR INC COM 2M 112K –
UNITI GROUP INC COM 53K 18K –
VANGUARD INDEX FDS REAL ESTATE ETF 2M 21K –
VANGUARD INDEX FDS S&P 500 ETF SHS 211K 422 –
VERIZON COMMUNICATIONS INC COM 2M 38K –
VICI PPTYS INC COM 1M 42K –
WARNER BROS DISCOVERY INC COM SER A 911K 123K –