ADRIAN LEE & PARTNERS
LEE OVERLAY PARTNERS LTD Legal Name
Adviser information for ADRIAN LEE & PARTNERS last updated from Form ADV on September 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Ireland |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $17.4B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $17.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $10.0M |
| Pension and profit sharing plans | <5 | $1.3B |
| Charitable organizations | <5 | $2.6B |
| State or municipal gov entities | 6 | $13.5B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 18 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-57009 |
|---|---|
| SEC ERA File Number | 801-57009 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110822 |
| Legal Entity Identifier | 549300N0G7P1N08DKZ05 |
Principal Office
WEST PIER BUSINESS CAMPUS, DUN LAOGHAIRECO DUBLIN
Ireland
Monday - Friday, 9AM TO 6PM
Tel: + 353 1 6318500, Fax: + 353 1 660 2948
Websites
Chief Compliance Officer
NICHOLA HOGAN
WEST PIER BUSINESS CAMPUS, DUN LAOGHAIRE
CO DUBLIN
Ireland
Tel:
+353 1 631 8504
Fax:
+353 1 660 2948
N************@***************M
(Full email address available in API data)
Regulatory Contact
ELIZABETH O'CONNOR
HEAD OF REGULATORY REPORTING
WEST PIER BUSINESS CAMPUS, DUN LAOGHAIRE
CO DUBLIN
Ireland
Tel:
+353 1 631 8506
Fax:
+353 1 660 2948
E****************@***************M
(Full email address available in API data)
Industry Affiliates
| ADRIAN LEE & PARTNERS (GENERAL PARTNER) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ADRIAN LEE & PARTNERS GLOBAL MACRO FUND LP | Hedge Fund | $10.0M | $0.5M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEE, ADRIAN, FRANCIS | Individual | – | PRESIDENT AND CHIEF INVESTMENT OFFICER | 03/1999 | > 75% |
| FLYNN, CIARA, MARGARET | Individual | – | EXECUTIVE DIRECTOR | 03/2010 | < 5% |
| LEE OVERLAY PARTNERS HOLDING COMPANY LIMITED | Foreign Entity | – | SHAREHOLDER | 02/2006 | > 75% |
| MAHON, KEVIN, ANTHONY | Individual | – | CHIEF OPERATING OFFICER | 12/2013 | < 5% |
| MAHON, KEVIN, ANTHONY | Individual | – | EXECUTIVE DIRECTOR | 12/2016 | < 5% |
| HOGAN, NICHOLA, MARY | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |