FIDUCIARY COUNSELORS INC.
Adviser information for FIDUCIARY COUNSELORS INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $13.8B |
| Non-Discretionary | 1 | $712.0M |
| Total | 12 | $14.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $14.5B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Hourly chargesFixed fees |
Principal Office
700 12TH STREET NWSUITE 700
WASHINGTON
DC
United States
Monday - Friday, 9 A.M. - 5:00 P.M.
Tel: 202-558-5130, Fax: 202-558-5140
Chief Compliance Officer
KATHRYN RICARD
SENIOR VICE PRESIDENT
700 12TH STREET NW
SUITE 700
WASHINGTON
DC
United States
Tel:
202-558-5128
Fax:
202-558-5140
K*************@**********************M
(Full email address available in API data)
Regulatory Contact
THOMAS O'CONNOR
PRESIDENT
700 12TH STREET NW
SUITE 700
WASHINGTON
DC
United States
Tel:
202-558-5145
Fax:
202-558-5140
T*************@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAFLISCH, JOHN, STEPHEN | Individual | – | DIRECTOR, SENIOR VICE PRESIDENT & GENERAL COUNSEL | 10/2005 | 50-75% |
| O'CONNOR, THOMAS, E | Individual | – | DIRECTOR, PRESIDENT & CEO | 01/2018 | 50-75% |
| Ricard, Kathryn, A | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |