KARPAS STRATEGIES LLC
Adviser information for KARPAS STRATEGIES LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 186 | $401.2M |
Non-Discretionary | 0 | $0 |
Total | 186 | $401.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $947,333 |
HNW Individuals | 44 | $397.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $2.6M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
33 WEST STREET, REARLITCHFIELD
CT
United States
Monday - Friday, 9AM TO 5:00PM
Tel: 212-223-7280, Fax: 212-223-4098
Chief Compliance Officer
MATTHEW KARPAS
MANAGING MEMBER
33 WEST STREET, REAR
LITCHFIELD
CT
United States
Tel:
212-223-7280
Fax:
212-223-4098
M**@***************M
(Full email address available in API data)
Regulatory Contact
LIZ FARAJ
33 WEST STREET, REAR
LITCHFIELD
CT
United States
Tel:
212-223-7280
Fax:
212-223-4098
L*@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KARPAS, MATTHEW, PAUL | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 08/1999 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AMAZON COM INC COM | Stock | 501K | 3K | 0 |
JOHNSON & JOHNSON COM | Stock | 19M | 130K | 0 |
WASTE MGMT INC DEL COM | Stock | 2M | 9K | 0 |
ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN | Stock | 631K | 19K | 0 |
NATIONAL WESTN LIFE GROUP INC CL A | Stock | 461K | 927 | 0 |
SHELL PLC SPON ADS | ADR | 639K | 9K | 0 |
LIBERTY MEDIA CORP DEL COM LBTY SRM S C | Stock | 260K | 12K | 0 |
PROCTER AND GAMBLE CO COM | Stock | 1M | 6K | 0 |
COCA COLA CO COM | Stock | 2M | 26K | 0 |
MARRIOTT INTL INC NEW CL A | Stock | 475K | 2K | 0 |
CME GROUP INC COM | Stock | 983K | 5K | 0 |
MERCK & CO INC COM | Stock | 16M | 133K | 0 |
ANNALY CAPITAL MANAGEMENT INC COM NEW | REIT | 4M | 188K | 0 |
BANK NEW YORK MELLON CORP COM | Stock | 1M | 22K | 0 |
CHUBB LIMITED COM | Stock | 3M | 13K | 0 |
PEPSICO INC COM | Stock | 568K | 3K | 0 |
HONEYWELL INTL INC COM | Stock | 1M | 6K | 0 |
US BANCORP DEL COM NEW | Stock | 2M | 56K | 0 |
BP PLC SPONSORED ADR | ADR | 526K | 15K | 0 |
SUNCOR ENERGY INC NEW COM | Stock | 343K | 9K | 0 |
LUMEN TECHNOLOGIES INC COM | Stock | 2M | 1M | 0 |
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 10M | 25K | 0 |
WEYERHAEUSER CO MTN BE COM NEW | REIT | 505K | 18K | 0 |
ALPHABET INC CAP STK CL A | Stock | 415K | 2K | 0 |
FISERV INC COM | Stock | 7M | 45K | 0 |
COMCAST CORP NEW CL A | Stock | 5M | 117K | 0 |
MICROSOFT CORP COM | Stock | 6M | 14K | 0 |
WYNDHAM HOTELS & RESORTS INC COM | Stock | 537K | 7K | 0 |
CVS HEALTH CORP COM | Stock | 869K | 15K | 0 |
JEFFERIES FINL GROUP INC COM | Stock | 6M | 112K | 0 |
AMERIPRISE FINL INC COM | Stock | 459K | 1K | 0 |
ST JOE CO COM | Stock | 265K | 5K | 0 |
BERKSHIRE HATHAWAY INC DEL CL A | Stock | 4M | 7 | 0 |
NEXTERA ENERGY INC COM | Stock | 1M | 21K | 0 |
HYATT HOTELS CORP COM CL A | Stock | 385K | 3K | 0 |
JPMORGAN U.S. QUALITY FACTOR ETF | ETF | 2M | 40K | 0 |
EASTGROUP PPTYS INC COM | REIT | 1M | 6K | 0 |
BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT | Stock | 5M | 217K | 0 |
UDR INC COM | REIT | 220K | 5K | 0 |
BROOKFIELD CORP CL A LTD VT SH | Stock | 30M | 718K | 0 |
HOWARD HUGHES HOLDINGS INC COM | Stock | 2M | 32K | 0 |
GENERAL MTRS CO COM | Stock | 569K | 12K | 0 |
ELI LILLY & CO COM | Stock | 522K | 577 | 0 |
APOLLO GLOBAL MGMT INC COM | Stock | 3M | 25K | 0 |
DUKE ENERGY CORP NEW COM NEW | Stock | 417K | 4K | 0 |
BROOKFIELD INFRASTRUCTURE CORP COM SB VTG SHS A | Stock | 3M | 78K | 0 |
TRAVEL PLUS LEISURE CO COM | Stock | 318K | 7K | 0 |
BROOKFIELD RENEWABLE CORP CL A SUB VTG | Stock | 2M | 60K | 0 |
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF | ETF | 304K | 10K | 0 |
XYLEM INC COM | Stock | 354K | 3K | 0 |
ORGANON & CO COMMON STOCK | Stock | 298K | 14K | 0 |
DIMENSIONAL U.S. SMALL CAP ETF | ETF | 1M | 18K | 0 |
DIMENSIONAL U.S. EQUITY ETF | ETF | 365K | 6K | 0 |
BLACKSTONE SECD LENDING FD COMMON STOCK | CEF | 3M | 100K | 0 |
PHILLIPS 66 COM | Stock | 1M | 9K | 0 |
DIMENSIONAL US HIGH PROFITABILITY ETF | ETF | 3M | 98K | 0 |
DIMENSIONAL US SMALL CAP VALUE ETF | ETF | 847K | 29K | 0 |
DIMENSIONAL US MARKETWIDE VALUE ETF | ETF | 327K | 8K | 0 |
MONDELEZ INTL INC CL A | Stock | 333K | 5K | 0 |
WP CAREY INC COM | REIT | 4M | 67K | 0 |
MPLX LP COM UNIT REP LTD | Stock | 8M | 177K | 0 |
MARTIN MARIETTA MATLS INC COM | Stock | 2M | 3K | 0 |
HSBC HLDGS PLC SPON ADR NEW | ADR | 1M | 27K | 0 |
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | Stock | 10M | 265K | 0 |
KINDER MORGAN INC DEL COM | Stock | 2M | 118K | 0 |
WHITE MTNS INS GROUP LTD COM | Stock | 1M | 659 | 0 |
ACCENTURE PLC IRELAND SHS CLASS A | Stock | 442K | 1K | 0 |
GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 259K | 3K | 0 |
ENBRIDGE INC COM | Stock | 3M | 72K | 0 |
VITESSE ENERGY INC COMMON STOCK | Stock | 266K | 11K | 0 |
NVIDIA CORPORATION COM | Stock | 970K | 8K | 0 |
ABBVIE INC COM | Stock | 1M | 6K | 0 |
MANULIFE FINL CORP COM | Stock | 319K | 12K | 0 |
LIBERTY GLOBAL LTD COM CL A | Stock | 337K | 19K | 0 |
ZIMMER BIOMET HOLDINGS INC COM | Stock | 538K | 5K | 0 |
BLACKSTONE MTG TR INC COM CL A | REIT | 1M | 81K | 0 |
GENERAL DYNAMICS CORP COM | Stock | 226K | 780 | 0 |
MCDONALDS CORP COM | Stock | 642K | 3K | 0 |
LIBERTY GLOBAL LTD COM CL C | Stock | 6M | 339K | 0 |
AT&T INC COM | Stock | 943K | 49K | 0 |
GE VERNOVA INC COM | Stock | 427K | 2K | 0 |
GE AEROSPACE COM NEW | Stock | 2M | 10K | 0 |
ONEOK INC NEW COM | Stock | 16M | 194K | 0 |
WELLS FARGO CO NEW COM | Stock | 4M | 63K | 0 |
ISHARES PREFERRED & INCOME SECURITIES ETF | ETF | 271K | 9K | 0 |
LOCKHEED MARTIN CORP COM | Stock | 772K | 2K | 0 |
JPMORGAN CHASE & CO. COM | Stock | 4M | 19K | 0 |
HARTFORD FINL SVCS GROUP INC COM | Stock | 503K | 5K | 0 |
CHEVRON CORP NEW COM | Stock | 2M | 15K | 0 |
CONOCOPHILLIPS COM | Stock | 3M | 24K | 0 |
MARKEL GROUP INC COM | Stock | 977K | 620 | 0 |
WALMART INC COM | Stock | 553K | 8K | 0 |
INTERNATIONAL BUSINESS MACHS COM | Stock | 498K | 3K | 0 |
TEXAS INSTRS INC COM | Stock | 9M | 48K | 0 |
PFIZER INC COM | Stock | 4M | 127K | 0 |
AMERICAN EXPRESS CO COM | Stock | 2M | 8K | 0 |
BLACKROCK ENHANCED INTL DIV TR COM BENE INTER | CEF | 87K | 16K | 0 |
ENSTAR GROUP LIMITED SHS | Stock | 5M | 18K | 0 |
LIBERTY MEDIA CORP DEL COM LBTY ONE S C | Stock | 227K | 3K | 0 |
BROOKFIELD INFRAST PARTNERS LP LP INT UNIT | Stock | 8M | 297K | 0 |
LIBERTY BROADBAND CORP COM SER C | Stock | 477K | 9K | 0 |
CIMPRESS PLC SHS EURO | Stock | 7M | 82K | 0 |
BRISTOL-MYERS SQUIBB CO COM | Stock | 1M | 33K | 0 |
CITIGROUP INC COM NEW | Stock | 3M | 48K | 0 |
EXXON MOBIL CORP COM | Stock | 4M | 37K | 0 |
TRAVELERS COMPANIES INC COM | Stock | 577K | 3K | 0 |
DEERE & CO COM | Stock | 1M | 4K | 0 |
DEVON ENERGY CORP NEW COM | Stock | 328K | 7K | 0 |
RAYONIER INC COM | REIT | 2M | 79K | 0 |
LIBERTY LATIN AMERICA LTD COM CL C | Stock | 258K | 27K | 0 |
CHARLES SCHWAB CORP COM | Stock | 18M | 251K | 0 |
CARDINAL HEALTH INC COM | Stock | 241K | 2K | 0 |
TORONTO DOMINION BK ONT COM NEW | Stock | 207K | 4K | 0 |
APPLE INC COM | Stock | 3M | 16K | 0 |
ABBOTT LABS COM | Stock | 1M | 11K | 0 |
WALT DISNEY CO COM | Stock | 5M | 51K | 0 |
CSW INDUSTRIALS INC COM | Stock | 796K | 3K | 0 |