ROCHESTER FINANCIAL SERVICES
FELDMAN JEFFREY MARK Legal Name
Adviser information for ROCHESTER FINANCIAL SERVICES last updated from Form ADV on January 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 324 | $274.1M |
| Non-Discretionary | 0 | $0 |
| Total | 324 | $274.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 230 | $99.3M |
| HNW Individuals | 92 | $174.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-57098 |
|---|---|
| SEC ERA File Number | 801-57098 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107956 |
| Legal Entity Identifier | None |
Principal Office
4 OLD BRICK CIRCLEPITTSFORD
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 585-442-7580, Fax: 585-351-2458
Websites
Chief Compliance Officer
JEFFREY MARK FELDMAN
SOLE PROPRIETOR
4 OLD BRICK CIRCLE
PITTSFORD
NY
United States
Tel:
585-442-7580
Fax:
585-351-2458
J*****@******M
(Full email address available in API data)
Regulatory Contact
JEFFREY MARK FELDMAN
SOLE PROPRIETOR
4 OLD BRICK CIRCLE
PITTSFORD
NY
United States
Tel:
585-442-7580
Fax:
585-351-2458
J*****@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FELDMAN, JEFFREY, MARK | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2006 | > 75% |