COLCHESTER GLOBAL INVESTORS
COLCHESTER GLOBAL INVESTORS LTD Legal Name
Adviser information for COLCHESTER GLOBAL INVESTORS last updated from Form ADV on October 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 55 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 95 | $28.5B |
| Non-Discretionary | 0 | $0 |
| Total | 95 | $28.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $6.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $678.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 57 | $14.6B |
| Pension and profit sharing plans | 19 | $3.8B |
| Charitable organizations | <5 | $413.8M |
| State or municipal gov entities | <5 | $4.7B |
| Other investment advisers | <5 | $1.1B |
| Insurance companies | <5 | $567.3M |
| Sovereign wealth funds and foreign official institutions | <5 | $2.1B |
| Corporations or other businesses | <5 | $563.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 85 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesCOMPENSATION IS PAID FOR OUR CURRENCY RESEARCH |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-57116 |
|---|---|
| SEC ERA File Number | 801-57116 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110985 |
| Legal Entity Identifier | 549300NGFSGY6QN85U40 |
Principal Office
HEATHCOAT HOUSE20 SAVILE ROW
LONDON
United Kingdom
Monday - Friday, 08:00-18:00
Tel: 011-44207-292-6920, Fax: 011-44207-292-6932
Chief Compliance Officer
PAUL HECKER
HEAD OF COMPLIANCE, LONDON
HEATHCOAT HOUSE
20 SAVILE ROW
LONDON
United Kingdom
Tel:
011-44207-292-6950
Fax:
011-44207-292-6932
P******@*******************M
(Full email address available in API data)
Regulatory Contact
DIPAL PATEL
COMPLIANCE ASSOCIATE
HEATHCOAT HOUSE
20 SAVILE ROW
LONDON
United Kingdom
Tel:
011-44-203-794-2282
Fax:
011-44-207-292-6932
D*****@*******************M
(Full email address available in API data)
Industry Affiliates
| COLCHESTER DUBLIN | Other investment adviser, including financial planners |
| COLCHESTER GLOBAL INVESTORS MIDDLE EAST LIMITED | Other investment adviser, including financial planners |
| COLCHESTER GLOBAL INVESTORS, INC | Other investment adviser, including financial planners |
| COLCHESTER SINGAPORE | Other investment adviser, including financial planners |
| SILCHESTER INTERNATIONAL INVESTORS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE COLCHESTER COMBINED GLOBAL AND LOCAL MARKETS (UNHEDGED) BOND FUN | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $9.4M | $1.0M | 7 |
| THE COLCHESTER FIXED INCOME TOTAL RETURN FUND | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $2.3M | $1.0M | 2 |
| THE COLCHESTER GLOBAL BOND (USD HEDGED) FUND | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $3.4M | $1.0M | 2 |
| THE COLCHESTER GLOBAL BOND AI FUND | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $24.5M | $0.5M | 30 |
| THE COLCHESTER GLOBAL BOND ENHANCED CURRENCY FUND | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $1.0M | $1.0M | 1 |
| THE COLCHESTER GLOBAL BOND FUND | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $1,204.1M | $3.0M | 171 |
| THE COLCHESTER GLOBAL BOND GROUP TRUST | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $5.9M | $2.0M | 1 |
| THE COLCHESTER GLOBAL BOND LOW DURATION FUND | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $131.2M | $1.0M | 7 |
| THE COLCHESTER INTERNATIONAL BOND FUND | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $21.1M | $1.0M | 2 |
| THE COLCHESTER LOCAL MARKETS DEBT FUND | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $415.9M | $2.0M | 22 |
| THE COLCHESTER REAL RETURN BOND FUND | LONG ONLY PRIVATELY OFFERED COMMINGLED FUND | $42.0M | $2.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WONG, EDWARD, YAT HUNG | Individual | – | SHAREHOLDER CLASS B | 10/1999 | 10-25% |
| SIMS, IAN, GALLOWAY | Individual | – | CHAIRMAN, CIO, DIRECTOR, SHAREHOLDER CLASS B | 10/1999 | 50-75% |
| LLOYD, KEITH, ALLAN | Individual | – | GROUP CEO, DEPUTY CIO, DIRECTOR, SHAREHOLDER CLASS B | 07/2000 | 10-25% |
| BUTT, STEPHEN, CHARLES | Individual | SILCHESTER PARTNERS LIMITED | SHAREHOLDER | 04/1995 | 50-75% |
| SILCHESTER PARTNERS LIMITED | Foreign Entity | – | SHAREHOLDER CLASS A | 10/1999 | > 75% |
| CONNELL, MICHELE | Individual | – | GLOBAL HEAD OF LEGAL AND COMPLIANCE/DIRECTOR - SHAREHOLDER CLASS B | 07/2014 | < 5% |
| CRAWFORD, LUCY, ANNA | Individual | – | DIRECTOR | 06/2020 | < 5% |
| DENTON, TREVOR, PAUL | Individual | – | CEO, LONDON - SHAREHOLDER CLASS B | 10/2019 | < 5% |
| HECKER, PAUL, STUART | Individual | – | HEAD OF COMPLIANCE, LONDON/CCO - SHAREHOLDER CLASS B | 02/2023 | < 5% |