Hedge Fund Database

ML&R WEALTH MANAGEMENT LLC

ML & R WEALTH MANAGEMENT LLC Legal Name

Adviser information for ML&R WEALTH MANAGEMENT LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 24
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 15
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,358 $1.8B
Non-Discretionary 17 $4.8M
Total 2,375 $1.8B

Clients

Type Number RAUM
Individuals 286 $109.7M
HNW Individuals 390 $1.6B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 8 $103.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $623,844
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly charges
Other Business Activities Accountant or accounting firm

Identifiers

SEC RIA File Number 801-57128
SEC ERA File Number 801-57128
SEC CIK Numbers 1903320
SEC CRD Numbers 109359
Legal Entity Identifier None

Principal Office

401 CONGRESS AVENUE
SUITE 1100
AUSTIN
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 512-275-2700, Fax: 512-370-3250

Websites

www.facebook.com/maxlocrit twitter.com/mlrwealth www.facebook.com/mlrwealth www.linkedin.com/company/maxlocrit/ twitter.com/maxlocrit www.instagram.com/maxlocrit/ www.linkedin.com/companyml&r-wealth-management-llc www.mlrpc.com www.stuartvicksmith.com/ www.mlrwm.com

Chief Compliance Officer

SARAH WASAFF
CHIEF OPERATING OFFICER
401 CONGRESS AVENUE
SUITE 1100
AUSTIN
TX
United States
Tel: 512-275-2700
Fax: 512.370.3250
(Full email address available in API data)

Regulatory Contact

STUART V. SMITH
WEALTH MANAGEMENT PARTNER
401 CONGRESS AVENUE
SUITE 1100
AUSTIN
TX
United States
Tel: 512-275-2700
Fax: 512.370.3250
(Full email address available in API data)

Industry Affiliates

MAXWELL LOCKE & RITTER LLP Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KNEBEL, STEVEN, WAYNE Individual – PRESIDENT 06/2000 < 5%
MAXWELL LOCKE & RITTER LLP Domestic Entity – MANAGING MEMBER 01/1999 > 75%
KNEBEL, STEVEN, WAYNE Individual MAXWELL LOCKE & RITTER LLP PARTNER/PRESIDENT 01/1999 25-50%
HARVEY, STEVEN, LEE Individual – TREASURER 09/2016 < 5%
SMITH, STUART, VICK Individual – SECRETARY 09/2016 < 5%
Wasaff, Sarah, Christine Individual – CHIEF COMPLIANCE OFFICER 07/2017 < 5%

No. Employees, Historic

30150201920202021202220232024202513 on 8/28/201913 on 8/28/201915 on 2/27/202015 on 5/6/202015 on 5/27/202016 on 2/3/202116 on 6/17/202116 on 10/26/202119 on 3/11/202219 on 3/14/202225 on 3/7/202325 on 3/23/202325 on 8/29/202324 on 3/5/2024

RAUM, Historic

2B1B02019202020212022202320242025905116905 on 8/28/2019905116905 on 8/28/20191104536262 on 2/27/20201104536262 on 5/6/20201104536262 on 5/27/20201336620433 on 2/3/20211336620433 on 6/17/20211336620433 on 10/26/20211502170493 on 3/11/20221502170493 on 3/14/20221538101732 on 3/7/20231538101732 on 3/23/20231538101732 on 8/29/20231789873134 on 3/5/2024

No. Clients, Historic

70035002019202020212022202320242025485 on 8/28/2019485 on 8/28/2019490 on 2/27/2020490 on 5/6/2020490 on 5/27/2020547 on 2/3/2021547 on 6/17/2021547 on 10/26/2021611 on 3/11/2022611 on 3/14/2022677 on 3/7/2023677 on 3/23/2023677 on 8/29/2023691 on 3/5/2024

Holdings

From latest 13F, filed May 14th, 2024 for period ending March 31st, 2024
Name Class Value $USD # Shares Private Fund
AG MTG INVT TR INC COM NEW 61K 10K –
ABBOTT LABS COM 247K 2K –
ABBVIE INC COM 375K 2K –
AMAZON COM INC COM 605K 3K –
AMERICAN CENTY ETF TR AVANTIS US SMALL 2M 31K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 4M 61K –
AMERICAN CENTY ETF TR INTERNATIONAL LR 1M 26K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 798K 14K –
AMERICAN CENTY ETF TR CORE MUNI FXD IN 255K 5K –
AMERICAN CENTY ETF TR INTL SMCP VLU 2M 36K –
AMERICAN CENTY ETF TR US SML CP VALU 3M 27K –
AMERICAN CENTY ETF TR US EQT ETF 5M 55K –
APPLE INC COM 4M 21K –
AUTOMATIC DATA PROCESSING IN COM 249K 997 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 265K 630 –
BLACKROCK INC COM 341K 409 –
CHEVRON CORP NEW COM 887K 6K –
COCA COLA CO COM 415K 7K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 326K 9K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 583K 19K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 4M 150K –
DIMENSIONAL ETF TRUST US EQUITY ETF 126M 2M –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 44M 704K –
DIMENSIONAL ETF TRUST US TARGETED VLU 44M 813K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 256K 9K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 22M 688K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 87M 2M –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 3M 108K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 30M 824K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 1M 51K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 420K 10K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 4M 156K –
ENTERPRISE PRODS PARTNERS L COM 517K 18K –
EXXON MOBIL CORP COM 2M 16K –
META PLATFORMS INC CL A 777K 2K –
HOME DEPOT INC COM 530K 1K –
ILLINOIS TOOL WKS INC COM 220K 820 –
INVESCO QQQ TR UNIT SER 1 881K 2K –
ISHARES TR CORE S&P500 ETF 2M 3K –
ISHARES TR MSCI EAFE ETF 3M 32K –
ISHARES TR RUS MID CAP ETF 4M 53K –
ISHARES TR RUS 1000 ETF 13M 46K –
ISHARES TR RUSSELL 2000 ETF 925K 4K –
ISHARES TR SHRT NAT MUN ETF 229K 2K –
JPMORGAN CHASE & CO COM 782K 4K –
JOHNSON & JOHNSON COM 539K 3K –
ELI LILLY & CO COM 317K 408 –
MARSH & MCLENNAN COS INC COM 303K 1K –
MCDONALDS CORP COM 413K 1K –
MERCK & CO INC COM 236K 2K –
MICROSOFT CORP COM 2M 4K –
RITHM CAPITAL CORP COM NEW 167K 15K –
NOVO-NORDISK A S ADR 630K 5K –
NVIDIA CORPORATION COM 465K 515 –
PEPSICO INC COM 371K 2K –
PROCTER AND GAMBLE CO COM 378K 2K –
S&P GLOBAL INC COM 253K 594 –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
SPDR SER TR BLOOMBERG 1-3 MO 340K 4K –
SCHWAB STRATEGIC TR US BRD MKT ETF 493K 8K –
SOUTHERN CO COM 386K 5K –
TESLA INC COM 283K 2K –
TEXAS INSTRS INC COM 402K 2K –
THERMO FISHER SCIENTIFIC INC COM 235K 404 –
VANGUARD BD INDEX FDS SHORT TRM BOND 617K 8K –
VANGUARD MUN BD FDS TAX EXEMPT BD 1M 20K –
VANGUARD INDEX FDS REAL ESTATE ETF 965K 11K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 4K –
VISTRA CORP COM 704K 10K –
ASML HOLDING N V N Y REGISTRY SHS 468K 482 –