MAJORITY ASSET MANAGEMENT, INC.
Adviser information for MAJORITY ASSET MANAGEMENT, INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Maryland, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 33 | $32.2M |
Non-Discretionary | 0 | $0 |
Total | 33 | $32.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $1.2M |
HNW Individuals | 17 | $26.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $4.5M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-57151 |
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SEC ERA File Number | 801-57151 |
SEC CIK Numbers | None |
SEC CRD Numbers | 110891 |
Legal Entity Identifier | None |
Principal Office
275 MAIN STREETSAG HARBOR
NY
United States
Monday - Friday, BY APPOINTMENT
Tel: (410) 336-5993, Fax: None
Chief Compliance Officer
BARBARA E. DOTY
PRESIDENT
275 MAIN STREET
SAG HARBOR
NY
United States
Tel:
(410) 336-5993
B*********@********M
(Full email address available in API data)
Regulatory Contact
ELLEN M. BRUNO
MANAGING MEMBER, COMPLIANCE ADVISOR PROFESSIONALS, LLC
81 NARROWS ROAD
ASSONET
MA
United States
Tel:
(508) 828-1410
E*****@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DOTY, BARBARA, ELISABETH | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 10/1992 | > 75% |