Hedge Fund Database

CONSULTIVA WEALTH MANAGEMENT, CORP.

Adviser information for CONSULTIVA WEALTH MANAGEMENT, CORP. last updated from Form ADV on November 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Puerto Rico, United States

Employees

Total Number of Employees 27
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 13
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 6

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 40 $110.9M
Non-Discretionary 83 $342.0M
Total 123 $452.8M

Clients

Type Number RAUM
Individuals 37 $16.2M
HNW Individuals 40 $59.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 11 $219.5M
Charitable organizations 30 $146.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $5.3M
Other <5 $6.0M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 10
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsPROVIDE PERIODIC PERFORMANCE REPORTS
Compensation % of AUMHourly chargesFixed feesSALE OF FIXED INSURANCE PRODUCTS
Other Business Activities Broker-dealerFutures commission merchantInsurance broker or agent

Identifiers

SEC RIA File Number 801-57175
SEC ERA File Number 801-57175
SEC CIK Numbers 1845849
SEC CRD Numbers 111846
Legal Entity Identifier None

Principal Office

AMERICAN INTERNATIONAL PLAZA
250 AVE. MU?OZ RIVERA, SUITE 1420
SAN JUAN
PR
United States
Monday - Friday, 9:00 TO 5:00
Tel: 787-763-5868, Fax: 787-763-5397

Websites

www.consultiva.com

Chief Compliance Officer

DIANA TORRES RIVERA
AMERICAN INTERNATIONAL PLAZA
250 AVE. MU?OZ RIVERA, SUITE 1420
SAN JUAN
PR
United States
Tel: (787) 763-5868
Fax: (787) 763-5397
(Full email address available in API data)

Regulatory Contact

DAVID WASITOWSKI
MANAGING PARTNER
AMERICAN INTERNATIONAL PLAZA
250 AVE. MU?OZ RIVERA, SUITE 1420
SAN JUAN
PR
United States
Tel: (787) 763-5868
Fax: (787) 763-5397
(Full email address available in API data)

Industry Affiliates

CONSULTIVA INSURANCE CORP. Insurance company or agency
SAVILE GLOBAL MARKETS, LLC Futures commission merchant
TRADE BRIDGE CAPITAL LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GARZA, EDMUNDO, JAVIER Individual – VICE CHAIRMAN OF INSTITUTIONAL SERVICES 04/2019 < 5%
DAVILA, EVANGELINE, MARIA Individual – CHIEF RESEARCH AND INVESTMENT MANAGER 03/2014 < 5%
TORRES RIVERA, DIANA Individual – CHIEF COMPLIANCE OFFICER 01/2020 < 5%
SAVILE CAPITAL GROUP, LLC Domestic Entity – SHAREHOLDER COMMON SHARES 10/2021 > 75%
TURNHAM GREEN PRIVATE FAMILIY TRUST COMPANY LLC, TRUSTEE OF THE VISTA TRUST Domestic Entity SAVILE CAPITAL GROUP, LLC MEMBER 10/2021 50-75%
MARINO, LUIS, ALFONSO Individual SAVILE CAPITAL GROUP, LLC MEMBER 10/2021 50-75%

No. Employees, Historic

3015020192020202120222023202422 on 5/15/201922 on 5/15/201922 on 5/15/201922 on 5/17/201922 on 6/27/201922 on 7/11/201921 on 3/30/202022 on 6/10/202022 on 6/26/202022 on 10/15/202022 on 11/9/202022 on 11/9/202024 on 3/26/202124 on 4/22/202124 on 11/15/202120 on 3/31/202220 on 3/31/202220 on 7/27/202223 on 3/31/202327 on 11/8/2023

RAUM, Historic

2B1B02019202020212022202320241372203378 on 5/15/20191372203378 on 5/15/20191372203378 on 5/15/20191372203378 on 5/17/20191372203378 on 6/27/20191372203378 on 7/11/20191585478744 on 3/30/20201456611103 on 6/10/20201456611103 on 6/26/20201456611103 on 10/15/20201456611103 on 11/9/20201456611103 on 11/9/20201622173570 on 3/26/20211622173570 on 4/22/20211630822765 on 11/15/2021550760284 on 3/31/2022550760284 on 3/31/2022550760284 on 7/27/2022452823634 on 3/31/2023452823634 on 11/8/2023

No. Clients, Historic

2001000201920202021202220232024156 on 5/15/2019156 on 5/15/2019156 on 5/15/2019156 on 5/17/2019156 on 6/27/2019156 on 7/11/2019160 on 3/30/2020158 on 6/10/2020158 on 6/26/2020158 on 10/15/2020158 on 11/9/2020158 on 11/9/2020155 on 3/26/2021155 on 4/22/2021155 on 11/15/202198 on 3/31/202298 on 3/31/202298 on 7/27/2022123 on 3/31/2023123 on 11/8/2023

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 11K 53 –
AIRBNB INC COM CL A 20K 135 –
VANECK VECTORS ETF TR FALLEN ANGEL HG 7K 261 –
ARK ETF TR INNOVATION ETF 37K 840 –
FRANKLIN RESOURCES INC COM 10K 443 –
SPDR SER TR BLOOMBERG 1-3 MO 123K 1K –
ISHARES U S ETF TR GSCI CMDTY STGY 2K 77 –
ISHARES INC EM MKTS DIV ETF 17K 630 –
ETF OPPORTUNITIES TRUST IDX DYNAMIC INNO 392K 14K –
ISHARES TR FALN ANGLS USD 103K 4K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 99K 2K –
ISHARES TR MBS ETF 6K 61 –
MODERNA INC COM 56K 475 –
SPDR INDEX SHS FDS S&P NORTH AMER 126K 2K –
INVESCO EXCH TRADED FD TR II PFD ETF 93K 8K –
INDEXIQ ETF TR HEDGE MLTI ETF 1M 33K –
ISHARES TR A RATE CP BD ETF 298K 6K –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 114K 3K –
VANGUARD INDEX FDS SMALL CP ETF 1M 5K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 83K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K –
VANGUARD STAR FDS VG TL INTL STK F 2M 32K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 2M 17K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 54K 787 –
INVESCO EXCH TRADED FD TR II S&P SMLCAP HIG 22K 2K –