FOCUS INVESTMENT ADVISORS, INC
Adviser information for FOCUS INVESTMENT ADVISORS, INC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $388.9M |
| Non-Discretionary | 160 | $391.3M |
| Total | 181 | $780.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 40 | $150.6M |
| HNW Individuals | 115 | $24.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $225.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 25 | $379.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-57176 |
|---|---|
| SEC ERA File Number | 801-57176 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109970 |
| Legal Entity Identifier | None |
Principal Office
514 VIA DE LA VALLESUITE 200
SOLANA BEACH
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 760-230-1880, Fax: 760-230-1341
Chief Compliance Officer
ANDREW WASA
CEO/CCO
514 VIA DE LA VALLE
SUITE 200
SOLANA BEACH
CA
United States
Tel:
760-230-1880
Fax:
760-230-1341
W***@******************M
(Full email address available in API data)
Regulatory Contact
AMBER RESTINE
COO
514 VIA DE LA VALLE
SUITE 200
SOLANA BEACH
CA
United States
Tel:
(760) 230-1880 X105
Fax:
760-230-1341
A*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WASA, ANDREW, YORISATO | Individual | – | PARTNER/CHIEF COMPLIANCE OFFICER/CEO | 03/1994 | 50-75% |
| FERRY, HENRY, JOSEPH | Individual | – | PARTNER/CFO | 03/1994 | 50-75% |
| RESTINE, AMBER, RENEE | Individual | – | COO | 02/2021 | < 5% |