FINANCIAL CONNECTIONS GROUP, INC.
Adviser information for FINANCIAL CONNECTIONS GROUP, INC. last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 884 | $427.2M |
| Non-Discretionary | 0 | $0 |
| Total | 884 | $427.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 160 | $67.7M |
| HNW Individuals | 133 | $359.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 49 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesTAX PREPARATION |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
21 TAMAL VISTA BLVD.#105
CORTE MADERA
CA
United States
Monday - Friday, 9:00 A.M. - 4:30 P.M. (PT)
Tel: 415-924-1091, Fax: None
Chief Compliance Officer
JILL HOLLANDER
MANAGING PARTNER, PRESIDENT AND CHIEF COMPLIANCE OFFICER
21 TAMAL VISTA BLVD.
#105
CORTE MADERA
CA
United States
Tel:
415-924-1091
J***@***********************M
(Full email address available in API data)
Regulatory Contact
BRIAN PON
TREASURER
21 TAMAL VISTA BLVD.
#105
CORTE MADERA
CA
United States
Tel:
415-924-1091
B****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLLANDER, JILL, DORYCE | Individual | – | MANAGING PARTNER/PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2006 | > 75% |
| PON, BRIAN | Individual | – | SECRETARY | 01/2006 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 2023 ETF SERIES TRUST II | GMO US QUALITY E | 2K | 57K | – |
| ABBOTT LABS | COM | 123 | 1K | – |
| ABBVIE INC | COM | 205 | 1K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 28 | 93 | – |
| ADOBE INC | COM | 62 | 113 | – |
| ADVANCED MICRO DEVICES INC | COM | 9 | 56 | – |
| AFLAC INC | COM | 9 | 100 | – |
| AGNC INVT CORP | COM | 13 | 1K | – |
| AIR PRODS & CHEMS INC | COM | 19 | 75 | – |
| ALCON AG | ORD SHS | 0 | 4 | – |
| ALIGN TECHNOLOGY INC | COM | 7 | 33 | – |
| ALPHABET INC | CAP STK CL C | 91 | 500 | – |
| ALPHABET INC | CAP STK CL A | 481 | 3K | – |
| ALPS ETF TR | ALERIAN MLP | 4 | 84 | – |
| ALPS ETF TR | ALERIAN ENERGY | 4 | 151 | – |
| ALPS ETF TR | OSHARES US QUALT | 3 | 78 | – |
| AMAZON COM INC | COM | 390 | 2K | – |
| AMERESCO INC | CL A | 1 | 61 | – |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 22 | 365 | – |
| AMERICAN EXPRESS CO | COM | 77 | 334 | – |
| AMERICAN INTL GROUP INC | COM NEW | 18 | 250 | – |
| AMERICAN WTR WKS CO INC NEW | COM | 18 | 141 | – |
| AMERIPRISE FINL INC | COM | 8 | 21 | – |
| AMPHENOL CORP NEW | CL A | 8 | 120 | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 15 | 822 | – |
| APPLE INC | COM | 5K | 25K | – |
| APPLIED MATLS INC | COM | 95 | 406 | – |
| ARBOR REALTY TRUST INC | COM | 23 | 2K | – |
| ARES CAPITAL CORP | COM | 3 | 180 | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 3 | 30 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 5 | 5 | – |
| ASSURANT INC | COM | 6 | 37 | – |
| AT&T INC | COM | 5 | 275 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 53 | 223 | – |
| BAIDU INC | SPON ADR REP A | 2 | 25 | – |
| BAKER HUGHES COMPANY | CL A | 3 | 90 | – |
| BANK AMERICA CORP | COM | 129 | 3K | – |
| BANK MONTREAL MEDIUM | NT LKD 38 | 2 | 11 | – |
| BARCLAYS PLC | ADR | 5 | 484 | – |
| BECTON DICKINSON & CO | COM | 6 | 29 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2K | 5K | – |
| BLACKROCK INC | COM | 3 | 4 | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 3 | 122 | – |
| BLOCK INC | CL A | 9 | 140 | – |
| BLUE OWL CAPITAL CORPORATION | COM | 10 | 672 | – |
| BOOKING HOLDINGS INC | COM | 31 | 8 | – |
| BOSTON SCIENTIFIC CORP | COM | 22 | 290 | – |
| BROADCOM INC | COM | 40 | 25 | – |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 22 | 690 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 3 | 200 | – |
| CATERPILLAR INC | COM | 28 | 87 | – |
| CERENCE INC | COM | 0 | 21 | – |
| CHEVRON CORP NEW | COM | 19 | 125 | – |
| CHEWY INC | CL A | 4 | 170 | – |
| CISCO SYS INC | COM | 13 | 286 | – |
| CITIGROUP INC | COM NEW | 0 | 14 | – |
| CME GROUP INC | COM | 12 | 65 | – |
| CNX RES CORP | COM | 2 | 85 | – |
| COCA COLA CO | COM | 46 | 736 | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 3 | 49 | – |
| COLGATE PALMOLIVE CO | COM | 68 | 706 | – |
| COMCAST CORP NEW | CL A | 15 | 396 | – |
| CONOCOPHILLIPS | COM | 6 | 60 | – |
| CONSTELLATION ENERGY CORP | COM | 5 | 29 | – |
| CORNING INC | COM | 6 | 180 | – |
| CORSAIR GAMING INC | COM | 0 | 60 | – |
| COSTAR GROUP INC | COM | 7 | 100 | – |
| COSTCO WHSL CORP NEW | COM | 39 | 46 | – |
| CROWN CASTLE INC | COM | 6 | 71 | – |
| CSX CORP | COM | 2 | 70 | – |
| DANAHER CORPORATION | COM | 51 | 207 | – |
| DEERE & CO | COM | 1 | 4 | – |
| DICKS SPORTING GOODS INC | COM | 2 | 10 | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 9 | 350 | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 11 | 386 | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 3K | 46K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 61 | 1K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 27K | 727K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 10K | 388K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 9K | 248K | – |
| DIMENSIONAL ETF TRUST | INTERNATIONAL | 341 | 10K | – |
| DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 421 | 12K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 167 | 3K | – |
| DISNEY WALT CO | COM | 80 | 811 | – |
| DRDGOLD LIMITED | SPON ADR REPSTG | 4 | 537 | – |
| DUKE ENERGY CORP NEW | COM NEW | 18 | 187 | – |
| ELEVANCE HEALTH INC | COM | 4 | 9 | – |
| ELI LILLY & CO | COM | 21 | 24 | – |
| ENBRIDGE INC | COM | 9 | 264 | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 25 | 2K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 11 | 381 | – |
| EQT CORP | COM | 4 | 130 | – |
| EQUINIX INC | COM | 18 | 25 | – |
| ESSENTIAL UTILS INC | COM | 11 | 300 | – |
| EVEREST GROUP LTD | COM | 3 | 9 | – |
| EXELON CORP | COM | 3 | 93 | – |
| EXXON MOBIL CORP | COM | 20 | 180 | – |
| FIRST SOLAR INC | COM | 23 | 105 | – |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 11 | 165 | – |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 10 | 94 | – |
| FIRST TR EXCHANGE-TRADED FD | RBA INDL ETF | 11 | 162 | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 5 | 51 | – |
| FIRST TR EXCHANGE-TRADED FD | NASDQ SEMCNDTR | 11 | 117 | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 5 | 92 | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 62 | 2K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 11 | 60 | – |
| FLEXSHARES TR | INTL QLTDV IDX | 0 | 5 | – |
| FREEPORT-MCMORAN INC | CL B | 5 | 120 | – |
| GAMESTOP CORP NEW | CL A | 0 | 8 | – |
| GE AEROSPACE | COM NEW | 32 | 204 | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 0 | 8 | – |
| GE VERNOVA INC | COM | 1 | 6 | – |
| GENUINE PARTS CO | COM | 1 | 12 | – |
| GILEAD SCIENCES INC | COM | 34 | 504 | – |
| GLOBAL X FDS | GB MSCI AR ETF | 5 | 91 | – |
| GSK PLC | SPONSORED ADR | 22 | 593 | – |
| HAIN CELESTIAL GROUP INC | COM | 0 | 66 | – |
| HALEON PLC | SPON ADS | 6 | 741 | – |
| HARVARD BIOSCIENCE INC | COM | 0 | 300 | – |
| HASBRO INC | COM | 0 | 2 | – |
| HOME DEPOT INC | COM | 119 | 346 | – |
| HONEYWELL INTL INC | COM | 38 | 180 | – |
| HSBC HLDGS PLC | SPON ADR NEW | 6 | 143 | – |
| HUBSPOT INC | COM | 13 | 23 | – |
| HUNTINGTON INGALLS INDS INC | COM | 1 | 8 | – |
| IDEXX LABS INC | COM | 40 | 84 | – |
| ILLINOIS TOOL WKS INC | COM | 30 | 127 | – |
| ILLUMINA INC | COM | 5 | 48 | – |
| INGERSOLL RAND INC | COM | 36 | 401 | – |
| INTEL CORP | COM | 32 | 1K | – |
| INTERNATIONAL GAME TECHNOLOG | SHS USD | 6 | 340 | – |
| INTUITIVE SURGICAL INC | COM NEW | 36 | 81 | – |
| INVESCO EXCH TRADED FD TR II | GBL CLEAN ENRG | 2 | 200 | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 5 | 28 | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 45 | 703 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 2 | 25 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 79 | 484 | – |
| INVESCO QQQ TR | UNIT SER 1 | 94 | 196 | – |
| IPG PHOTONICS CORP | COM | 6 | 80 | – |
| ISHARES INC | MSCI EMRG CHN | 42 | 725 | – |
| ISHARES INC | MSCI GBL MIN VOL | 5K | 48K | – |
| ISHARES INC | MSCI AGRICULTURE | 10 | 300 | – |
| ISHARES TR | ESG EAFE ETF | 4K | 61K | – |
| ISHARES TR | ESG ADV INVT GRA | 26 | 328 | – |
| ISHARES TR | ESG AWARE MSCI | 2K | 42K | – |
| ISHARES TR | ESG ADV TTL USD | 917 | 22K | – |
| ISHARES TR | US TREAS BD ETF | 15 | 674 | – |
| ISHARES TR | CORE HIGH DV ETF | 55 | 508 | – |
| ISHARES TR | CORE INTL AGGR | 9 | 188 | – |
| ISHARES TR | CORE MSCI EAFE | 83 | 1K | – |
| ISHARES TR | MSCI INDIA ETF | 3 | 58 | – |
| ISHARES TR | EAFE SML CP ETF | 28 | 455 | – |
| ISHARES TR | MSCI GBL SUS DEV | 7 | 100 | – |
| ISHARES TR | 0-5YR HI YL CP | 1 | 42 | – |
| ISHARES TR | ESG MSCI USA ETF | 9K | 194K | – |
| ISHARES TR | CORE US AGGBD ET | 19 | 200 | – |
| ISHARES TR | CALIF MUN BD ETF | 14K | 246K | – |
| ISHARES TR | SELECT DIVID ETF | 60 | 497 | – |
| ISHARES TR | CORE S&P MCP ETF | 124 | 2K | – |
| ISHARES TR | S&P MC 400GR ETF | 21 | 240 | – |
| ISHARES TR | CORE S&P SCP ETF | 54 | 513 | – |
| ISHARES TR | SP SMCP600VL ETF | 48 | 497 | – |
| ISHARES TR | CORE S&P TTL STK | 46 | 392 | – |
| ISHARES TR | CORE S&P500 ETF | 181 | 331 | – |
| ISHARES TR | S&P 500 GRWT ETF | 35 | 380 | – |
| ISHARES TR | RUS 1000 ETF | 173 | 582 | – |
| ISHARES TR | RUS 1000 GRW ETF | 2K | 5K | – |
| ISHARES TR | RUSSELL 2000 ETF | 257 | 1K | – |
| ISHARES TR | RUS MDCP VAL ETF | 62 | 517 | – |
| ISHARES TR | RUSSELL 3000 ETF | 37 | 120 | – |
| ISHARES TR | 1 3 YR TREAS BD | 31 | 385 | – |
| ISHARES TR | MSCI USA ESG SLC | 259 | 2K | – |
| J P MORGAN EXCHANGE TRADED F | ACTIVE VALUE ETF | 483 | 8K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 18K | 393K | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 1K | 24K | – |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 93 | 2K | – |
| J P MORGAN EXCHANGE TRADED F | JPMORGAM LTD DUR | 3K | 57K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 7K | 129K | – |
| JOHNSON & JOHNSON | COM | 237 | 2K | – |
| JPMORGAN CHASE & CO. | COM | 53 | 263 | – |
| KINROSS GOLD CORP | COM | 2 | 278 | – |
| KLA CORP | COM NEW | 7 | 9 | – |
| KONTOOR BRANDS INC | COM | 2 | 32 | – |
| LAM RESEARCH CORP | COM | 8 | 8 | – |
| LAS VEGAS SANDS CORP | COM | 11 | 260 | – |
| LAUDER ESTEE COS INC | CL A | 2 | 23 | – |
| LOWES COS INC | COM | 16 | 76 | – |
| LUCID GROUP INC | COM | 0 | 155 | – |
| LULULEMON ATHLETICA INC | COM | 7 | 25 | – |
| LUMENTUM HLDGS INC | COM | 2 | 50 | – |
| MANAGER DIRECTED PORTFOLIOS | VERT GLB SUST RE | 13 | 1K | – |
| MANAGER DIRECTED PORTFOLIOS | VERT GLB SUST RE | 22 | 200 | – |
| MARTIN MARIETTA MATLS INC | COM | 4 | 8 | – |
| MASTERCARD INCORPORATED | CL A | 23 | 54 | – |
| MCDONALDS CORP | COM | 2 | 11 | – |
| MEDTRONIC PLC | SHS | 3 | 40 | – |
| MERCADOLIBRE INC | COM | 36 | 22 | – |
| MERCK & CO INC | COM | 60 | 488 | – |
| META PLATFORMS INC | CL A | 173 | 344 | – |
| MICROCHIP TECHNOLOGY INC. | COM | 2 | 30 | – |
| MICROSOFT CORP | COM | 713 | 2K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 5 | 503 | – |
| MOODYS CORP | COM | 10 | 25 | – |
| NETFLIX INC | COM | 73 | 109 | – |
| NEXTERA ENERGY INC | COM | 61 | 873 | – |
| NIKE INC | CL B | 11 | 159 | – |
| NORFOLK SOUTHN CORP | COM | 31 | 146 | – |
| NORTHERN LTS FD TR IV | MAIN SECTR ROTN | 5 | 102 | – |
| NORTHROP GRUMMAN CORP | COM | 21 | 49 | – |
| NOVARTIS AG | SPONSORED ADR | 2 | 22 | – |
| NOVO-NORDISK A S | ADR | 148 | 1K | – |
| NU SKIN ENTERPRISES INC | CL A | 1 | 109 | – |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 519 | 13K | – |
| NVIDIA CORPORATION | COM | 103 | 841 | – |
| OCCIDENTAL PETE CORP | COM | 5 | 80 | – |
| ON SEMICONDUCTOR CORP | COM | 13 | 200 | – |
| OPENDOOR TECHNOLOGIES INC | COM | 0 | 300 | – |
| ORACLE CORP | COM | 410 | 3K | – |
| OREILLY AUTOMOTIVE INC | COM | 34 | 33 | – |
| ORGANON & CO | COMMON STOCK | 0 | 14 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 18 | 715 | – |
| PALO ALTO NETWORKS INC | COM | 106 | 315 | – |
| PAN AMERN SILVER CORP | COM | 2 | 104 | – |
| PAYPAL HLDGS INC | COM | 11 | 195 | – |
| PEPSICO INC | COM | 43 | 264 | – |
| PFIZER INC | COM | 34 | 1K | – |
| PG&E CORP | COM | 10 | 600 | – |
| PGIM ETF TR | ACTV HY BD ETF | 612 | 18K | – |
| PHILLIPS 66 | COM | 4 | 30 | – |
| PIMCO ETF TR | MULTISECTOR BD | 695 | 27K | – |
| PPG INDS INC | COM | 25 | 201 | – |
| PROCTER AND GAMBLE CO | COM | 5 | 32 | – |
| PROSHARES TR II | ULTA BLMBG 2017 | 0 | 5 | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 17 | 235 | – |
| QUALCOMM INC | COM | 32 | 165 | – |
| RAPID7 INC | COM | 72 | 2K | – |
| RBB FD INC | MOTLEY FOL ETF | 5 | 103 | – |
| RBB FD INC | MOTLEY FOOL GBL | 19 | 671 | – |
| REGENERON PHARMACEUTICALS | COM | 7 | 7 | – |
| REGIONS FINANCIAL CORP NEW | COM | 2 | 135 | – |
| RELX PLC | SPONSORED ADR | 5 | 119 | – |
| REPLIGEN CORP | COM | 1 | 15 | – |
| RESMED INC | COM | 37 | 196 | – |
| RETAIL OPPORTUNITY INVTS COR | COM | 3 | 315 | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 1 | 100 | – |
| ROBINHOOD MKTS INC | COM CL A | 159 | 7K | – |
| S&P GLOBAL INC | COM | 6 | 14 | – |
| SALESFORCE INC | COM | 106 | 416 | – |
| SAREPTA THERAPEUTICS INC | COM | 13 | 87 | – |
| SCHLUMBERGER LTD | COM STK | 14 | 300 | – |
| SCHWAB CHARLES CORP | COM | 19 | 271 | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 2 | 31 | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 129 | 2K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 9 | 115 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 5 | 24 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 16 | 90 | – |
| SEMPRA | COM | 34 | 458 | – |
| SERVICENOW INC | COM | 68 | 87 | – |
| SHOPIFY INC | CL A | 9 | 150 | – |
| SIBANYE STILLWATER LTD | SPONSORED ADR | 2 | 500 | – |
| SKYWORKS SOLUTIONS INC | COM | 4 | 45 | – |
| SM ENERGY CO | COM | 1 | 46 | – |
| SNAP INC | CL A | 0 | 20 | – |
| SOLAREDGE TECHNOLOGIES INC | COM | 2 | 85 | – |
| SOUTHWEST AIRLS CO | COM | 5 | 200 | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 2K | 54K | – |
| SPDR INDEX SHS FDS | S&P INTL ETF | 1 | 50 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 194 | 357 | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 16 | 31 | – |
| SPDR SER TR | PORTFOLIO S&P500 | 115 | 2K | – |
| SPDR SER TR | PORTFLI INTRMDIT | 14 | 500 | – |
| SPDR SER TR | S&P METALS MNG | 2 | 35 | – |
| SSGA ACTIVE ETF TR | GLOBL ALLO ETF | 0 | 7 | – |
| STARBUCKS CORP | COM | 31 | 400 | – |
| STRYKER CORPORATION | COM | 22 | 66 | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 7 | 561 | – |
| SYNCHRONY FINANCIAL | COM | 2 | 50 | – |
| T ROWE PRICE ETF INC | ULTRA SHRT TRM | 296 | 6K | – |
| T ROWE PRICE ETF INC | CAP APPRECIATION | 109 | 4K | – |
| T ROWE PRICE ETF INC | PRICE DIV GRWT | 2K | 53K | – |
| T ROWE PRICE ETF INC | PRICE EQT INCOME | 213 | 5K | – |
| T ROWE PRICE ETF INC | FLOATING RATE | 85 | 2K | – |
| T ROWE PRICE ETF INC | INTERNATIONAL EQ | 24 | 904 | – |
| T ROWE PRICE ETF INC | US EQUITY RESEAR | 128 | 4K | – |
| TCW ETF TRUST | TRANSFORM SYSTEM | 4 | 60 | – |
| TCW ETF TRUST | TRANSFRM 500 ETF | 4 | 69 | – |
| TESLA INC | COM | 490 | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 60 | 110 | – |
| TRANSOCEAN LTD | REGISTERED SHS | 0 | 100 | – |
| TWILIO INC | CL A | 1 | 30 | – |
| UBER TECHNOLOGIES INC | COM | 5 | 80 | – |
| ULTRAPAR PARTICIPACOES SA | SP ADR REP COM | 4 | 1K | – |
| UNION PAC CORP | COM | 414 | 2K | – |
| UNITED PARCEL SERVICE INC | CL B | 4 | 31 | – |
| UNITEDHEALTH GROUP INC | COM | 114 | 224 | – |
| UWM HOLDINGS CORPORATION | COM CL A | 17 | 3K | – |
| V2X INC | COM | 0 | 6 | – |
| VALE S A | SPONSORED ADS | 11 | 1K | – |
| VANECK ETF TRUST | AGRIBUSINESS ETF | 7 | 100 | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 5 | 22 | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 38 | 511 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 0 | 11 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 0 | 7 | – |
| VANGUARD CALIF TAX FREE FDS | TAX EXEMPT BD FD | 10 | 103 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 16 | 200 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 70 | 321 | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 2K | 6K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 49 | 205 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 889 | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2K | 6K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 13K | 35K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 4K | 14K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 10 | 59 | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 14 | 241 | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 23 | 146 | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 9 | 190 | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 3K | 53K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 80 | 1K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 5 | 59 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 218 | 1K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 361 | 6K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 1 | 33 | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 8K | 95K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 62 | 526 | – |
| VANGUARD WORLD FD | EXTENDED DUR | 5 | 74 | – |
| VANGUARD WORLD FD | ESG US STK ETF | 15K | 151K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 5 | 17 | – |
| VANGUARD WORLD FD | ESG US CORP BD | 6 | 112 | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 4K | 74K | – |
| VERALTO CORP | COM SHS | 0 | 9 | – |
| VERIZON COMMUNICATIONS INC | COM | 0 | 0 | – |
| VIAVI SOLUTIONS INC | COM | 1 | 250 | – |
| VISA INC | COM CL A | 173 | 662 | – |
| VISTA ENERGY S.A.B. DE C.V. | SPONSORED ADS | 5 | 125 | – |
| VOYA FINANCIAL INC | COM | 4 | 70 | – |
| WABTEC | COM | 0 | 5 | – |
| WALMART INC | COM | 4 | 63 | – |
| WARNER BROS DISCOVERY INC | COM SER A | 0 | 3 | – |
| WARRIOR MET COAL INC | COM | 4 | 67 | – |
| WELLS FARGO CO NEW | COM | 14 | 241 | – |
| WISDOMTREE TR | US SMALLCAP FUND | 63 | 1K | – |
| XYLEM INC | COM | 14 | 109 | – |
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 5 | 255 | – |
| ZIM INTEGRATED SHIPPING SERV | SHS | 1 | 50 | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 18 | 169 | – |