Hedge Fund Database

ARLINGTON PARTNERS LLC

Adviser information for ARLINGTON PARTNERS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Alabama, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 25 $1.3B
Non-Discretionary 0 $0
Total 25 $1.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 16 $1.3B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-57250
SEC ERA File Number 801-57250
SEC CIK Numbers 1389848
SEC CRD Numbers 109335
Legal Entity Identifier None

Principal Office

THE JOHN HAND BUILDING
2000 MORRIS AVENUE, SUITE 1300
BIRMINGHAM
AL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 205-488-4300, Fax: 205-650-1930

Websites

arlington.com

Chief Compliance Officer

RICHARD L PEARSON
AGC/CHIEF COMPLIANCE OFFICER
THE JOHN HAND BUILDING
2000 MORRIS AVENUE, SUITE 1300
BIRMINGHAM
AL
United States
Tel: 205-488-4300
Fax: 205-650-1930
(Full email address available in API data)

Regulatory Contact

STEPHEN J ROWE
GENERAL COUNSEL
THE JOHN HAND BUILDING
2000 MORRIS AVENUE, SUITE 1300
BIRMINGHAM
AL
United States
Tel: 205-488-4300
Fax: 205-690-1930
(Full email address available in API data)

Industry Affiliates

AGG MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
ARLINGTON ASSOCIATES, LLC Accountant or accounting firm
ARLINGTON FUND MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
ARLINGTON TRUST COMPANY, LLC Other investment adviser, including financial plannersTrust company
PC1, LLC Sponsor, GP, manager of pooled investment vehicles
PC3, LLC Sponsor, GP, manager of pooled investment vehicles
PC4, LLC Sponsor, GP, manager of pooled investment vehicles
PC5, LLC Sponsor, GP, manager of pooled investment vehicles
PC6, LLC Sponsor, GP, manager of pooled investment vehicles
PC7, LLC Sponsor, GP, manager of pooled investment vehicles
PC8.LLC Sponsor, GP, manager of pooled investment vehicles
PC9, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARLINGTON AGG I, LLC Real Estate Fund $1.4M $0.3M 24
ARLINGTON AGG II, LLC Real Estate Fund $0.2M $0.3M 29
ARLINGTON AGG III, LLC Real Estate Fund $0.7M $0.3M 20
ARLINGTON DIVERSIFIED FUND LLC Hedge Fund $248.8M $0.5M 176
ARLINGTON GLOBAL VALUE FUND, LP LONG ONLY GLOBAL EQUITY $335.0M $0.5M 179
ARLINGTON IG REAL ESTATE FUND, LLC Real Estate Fund $40.4M $0.1M 53
ARLINGTON INCOME FUND, LLC HEDGED AND PRIVATE CAPITAL $318.9M $0.1M 239
ARLINGTON PRIVATE EQUITY FUND II, LLC Private Equity Fund $6.2M $0.5M 70
ARLINGTON PRIVATE EQUITY FUND III, LLC Private Equity Fund $15.0M $0.5M 40
ARLINGTON PRIVATE EQUITY FUND IV, LLC Private Equity Fund $41.9M $0.5M 55
ARLINGTON PRIVATE EQUITY FUND V, LLC Private Equity Fund $63.9M $0.3M 172
ARLINGTON PRIVATE EQUITY FUND VI, LLC Private Equity Fund $6.7M $0.5M 31
GAC CAPITAL, LLC Private Equity Fund $30.5M $0.3M 115
HIGH HAMPTON HOLDINGS, LLC Real Estate Fund $33.2M $0.5M 66
MILO'S HOLDINGS LLC Private Equity Fund $30.4M $0.3M 20
RFG CAPITAL II, LLC Private Equity Fund $4.3M $0.0M 10

Control Persons

Name Type Entity Title Since Ownership
POLK, KENNETH, HOWELL Individual – CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER 06/2003 < 5%
LEVANT, WILLIAM, ANTHONY Individual – CHIEF INVESTMENT STRATEGIST 01/2007 < 5%
VANLANDINGHAM, EMILY Individual – CHIEF OPERATING OFFICER 01/2010 < 5%
ROWE, STEPHEN, J Individual – GENERAL COUNSEL 01/2017 < 5%
ARLINGTON HOLDINGS, LLC Domestic Entity – PARENT COMPANY/MEMBER 06/2003 > 75%
POLK, KENNETH, HOWELL Individual ARLINGTON HOLDINGS, LLC MEMBER 01/2003 25-50%
MAIN STREET CAPITAL, LLC Domestic Entity ARLINGTON HOLDINGS, LLC MEMBER 09/2021 25-50%
ARLINGTON MANAGEMENT COMPANY, INC Domestic Entity ARLINGTON HOLDINGS, LLC MANAGER 07/2012
PEARSON, RICHARD, LEE Individual – CHIEF COMPLIANCE OFFICER 03/2024 < 5%

No. Employees, Historic

40200201920202021202220232024202528 on 10/29/201928 on 12/2/201927 on 3/30/202027 on 5/1/202030 on 3/31/202139 on 3/31/202239 on 9/13/202239 on 3/16/202339 on 10/26/202312 on 3/27/2024

RAUM, Historic

7B4B020192020202120222023202420251425254932 on 10/29/20191425254932 on 12/2/20195421910989 on 3/30/20205421910989 on 5/1/20205314485039 on 3/31/20216427792177 on 3/31/20226427792177 on 9/13/20226097070330 on 3/16/20236097070330 on 10/26/20231340641610 on 3/27/2024

No. Clients, Historic

20010002019202020212022202320242025102 on 10/29/2019102 on 12/2/2019122 on 3/30/2020122 on 5/1/2020136 on 3/31/2021169 on 3/31/2022169 on 9/13/2022177 on 3/16/2023177 on 10/26/202316 on 3/27/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Abbott Laboratories COM 3M 31K –
Adobe Systems Incorporated COM 4M 6K –
Alphabet Inc. Stock Class A COM 3M 19K –
Apple Inc COM 3M 15K –
Automatic Data Processing Inc COM 3M 13K –
Becton Dickinson & Co COM 3M 14K –
Berkshire Hathaway Inc Cl A COM 14M 23 –
Berkshire Hathaway Inc B COM 5M 13K –
Biogen Idec Inc COM 3M 14K –
Booking Holdings Inc COM 3M 821 –
Bristol-Myers Squibb Co COM 3M 78K –
British American Tobacco ADR COM 3M 103K –
C.H. Robinson Worldwide Inc COM 3M 38K –
Coca Cola Co COM 3M 51K –
Corteva, Inc. COM 3M 61K –
Danaher Corp COM 3M 12K –
Diageo PLC Sponsored ADR COM 3M 25K –
Disney Walt Co COM 3M 31K –
Ebay Inc COM 3M 61K –
Electronic Arts Inc COM 3M 25K –
Aspen Technology Inc COM 3M 16K –
Equifax Inc COM 3M 13K –
Fox Corporation Class B COM 3M 106K –
General Dynamics Corp COM 3M 11K –
Home Depot Inc COM 3M 9K –
Intercontinental Exchange Group COM 3M 23K –
International Flavors & Fragrances COM 3M 34K –
Johnson & Johnson COM 3M 21K –
Estee Lauder Companies Inc. COM 3M 28K –
Microsoft Corp COM 3M 7K –
News Corp Class A COM 3M 123K –
Nike Inc Cl B COM 3M 35K –
Novartis Ag Adr COM 3M 31K –
Novo Nordisk A/S Spons Adr COM 3M 23K –
Oracle Corp COM 3M 23K –
Otis Worldwide COM 3M 32K –
Palmer Square Capital BDC Inc COM 6M 373K –
Philip Morris International Inc COM 3M 32K –
Procter & Gamble Co COM 3M 20K –
RB Global Inc Common COM 3M 40K –
Raytheon Technologies Corp COM 3M 31K –
Relx PLC ADR COM 3M 72K –
Roper Technologies Inc COM 3M 6K –
SPDR Bloomberg Barclays 1-3 Mo T-Bill ETF COM 1M 11K –
SAP Ag Sponsored ADR COM 3M 16K –
Starbucks Corp COM 3M 41K –
TKO Group Holdings Inc CL A COM 3M 31K –
Thermo Fisher Scientific Inc COM 3M 6K –
3M Co COM 3M 31K –
TransUnion COM 3M 44K –
Unilever Plc Sponsored ADR COM 3M 60K –
Vanguard Total World Stock Index ETF COM 4M 40K –
Visa Inc Class A Shares COM 3M 11K –
Wal-Mart Stores Inc COM 3M 48K –
Zillow Group Inc Class C COM 3M 67K –
Aon PLC COM 3M 11K –
Accenture Plc COM 3M 11K –
Medtronic PLC COM 3M 40K –