Hedge Fund Database

GUARDIAN CAPITAL ADVISORS LP

Adviser information for GUARDIAN CAPITAL ADVISORS LP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Canada

Employees

Total Number of Employees 46
Investment Advisory/Research 19
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 74

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6,623 $2.5B
Non-Discretionary 0 $0
Total 6,623 $2.5B

Clients

Type Number RAUM
Individuals 2,744 $735.3M
HNW Individuals 366 $815.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 23 $19.8M
Charitable organizations 17 $53.2M
State or municipal gov entities <5 $1.7M
Other investment advisers <5 $105.1M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 334 $723.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 99

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-57262
SEC ERA File Number 801-57262
SEC CIK Numbers 1512652
SEC CRD Numbers 109840
Legal Entity Identifier 549300L6L0NH0CL1D479

Principal Office

COMMERCE CRT WEST, SUITE 2700
199 BAY STREET
TORONTO ONTARIO
Canada
Monday - Friday, 8:30 AM-5:00 PM
Tel: 416-364-8341, Fax: 416-364-2067

Websites

www.guardiancapital.com

Chief Compliance Officer

CHRISTINA FORSTER PAZIENZA
CHIEF COMPLIANCE OFFICER, WEALTH MANAGEMENT
COMMERCE CRT WEST, SUITE 2700
199 BAY STREET
TORONTO, ONTARIO
Canada
Tel: 437-218-2114
Fax: 416-364-2067
(Full email address available in API data)

Regulatory Contact

PAHEER THAYALAN
COMPLIANCE OFFICER
COMMERCE CRT WEST, SUITE 2700
199 BAY STREET
TORONTO, ONTARIO
Canada
Tel: 437-551-3645
Fax: 416-364-2067
(Full email address available in API data)

Industry Affiliates

AGINCOURT CAPITAL MANAGEMENT, LLC Other investment adviser, including financial planners
ALEXANDRIA BANCORP LIMITED Banking or thrift institution
ALEXANDRIA GLOBAL INVESTMENT MANAGEMENT LTD. Other investment adviser, including financial planners
ALTA CAPITAL MANAGEMENT LLC Other investment adviser, including financial planners
GUARDCAP ASSET MANAGEMENT LIMITED Other investment adviser, including financial planners
GUARDIAN CAPITAL LP Other investment adviser, including financial planners
GUARDIAN CAPITAL REAL ESTATE GP INC. Sponsor, GP, manager of pooled investment vehicles
GUARDIAN PARTNERS INC. Other investment adviser, including financial planners
MODERN ADVISOR CANADA INC. Other investment adviser, including financial planners
THE RAELIPSKIE PARTNERSHIP Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MAVROUDIS, GEORGE Individual – DIRECTOR 02/2006 < 5%
TURNER, MATTHEW, DEAN Individual – DIRECTOR, GENERAL COUNSEL & SECRETARY 06/2022 < 5%
GUARDIAN CAPITAL ADVISORS INC. Foreign Entity – GENERAL PARTNER 12/2003 < 5%
CHRISTODOULOU, ANDREW, MICHAEL Individual – DIRECTOR 02/2012 < 5%
GUARDIAN PARTNERS INC. Foreign Entity – LIMITED PARTNER 12/2022 > 75%
MINIC INVESTMENTS LIMITED Foreign Entity GUARDIAN CAPITAL GROUP LIMITED SHAREHOLDER 01/2004 25-50%
THE CHRISTODOULOU 2004 FAMILY TRUST Foreign Entity MINIC INVESTMENTS LIMITED SHAREHOLDER 01/2004 > 75%
CIDEL TRUST COMPANY Foreign Entity THE CHRISTODOULOU 2004 FAMILY TRUST TRUSTEE 01/2004
MESSINA, ANTHONY, JULIAN Individual – MANAGING DIRECTOR 04/2016 < 5%
FORSTER PAZIENZA, MARGO, CHRISTINA Individual – CHIEF COMPLIANCE OFFICER 06/2022 < 5%
GUARDIAN CAPITAL GROUP LIMITED Foreign Entity GUARDIAN PARTNERS INC. INDIRECT OWNER 12/2022 > 75%
MERCURI, FRANCIS, HENRY Individual – CHIEF FINANCIAL OFFICER 07/2023 < 5%

No. Employees, Historic

5025020202021202220232024202535 on 3/31/202035 on 6/26/202035 on 6/26/202039 on 3/31/202144 on 3/31/202249 on 3/30/202349 on 6/5/202349 on 8/1/202346 on 3/26/2024

RAUM, Historic

3B2B02020202120222023202420252382946250 on 3/31/20202382946250 on 6/26/20202382946250 on 6/26/20202453228300 on 3/31/20212841202290 on 3/31/20222436485233 on 3/30/20232436485233 on 6/5/20232436485233 on 8/1/20232454391330 on 3/26/2024

No. Clients, Historic

4,0002,00002020202120222023202420253541 on 3/31/20203541 on 6/26/20203541 on 6/26/20203341 on 3/31/20213490 on 3/31/20223565 on 3/30/20233565 on 6/5/20233565 on 8/1/20233484 on 3/26/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 208K 2K –
ABCELLERA BIOLOGICS INC COM 5M 2M –
ACCENTURE PLC IRELAND SHS CLASS A 1M 5K –
AES CORP COM 430K 24K –
AFLAC INC COM 6M 64K –
AGNICO EAGLE MINES LTD COM 5M 74K –
ALGONQUIN PWR UTILS CORP COM 1M 205K –
ALPHABET INC CAP STK CL A 7M 35K –
ALPHABET INC CAP STK CL C 2M 12K –
ALTRIA GROUP INC COM 451K 10K –
AMAZON COM INC COM 756K 4K –
AMERICAN ELEC PWR CO INC COM 4M 48K –
AMERICAN EXPRESS CO COM 7M 31K –
AMERIS BANCORP COM 453K 9K –
APPLE INC COM 21M 90K –
ASTRAZENECA PLC SPONSORED ADR 4M 47K –
AT&T INC COM 887K 47K –
AUTOMATIC DATA PROCESSING IN COM 672K 3K –
BANK AMERICA CORP COM 739K 18K –
BANK MONTREAL QUE COM 31M 365K –
BANK NOVA SCOTIA HALIFAX COM 29M 636K –
BAXTER INTL INC COM 3M 91K –
BAYTEX ENERGY CORP COM 62K 17K –
BCE INC COM NEW 12M 367K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K –
BHP GROUP LTD SPONSORED ADS 6M 100K –
BLACKROCK INC COM 660K 813 –
BLOCK INC CL A 851K 13K –
BOOKING HOLDINGS INC COM 1M 285 –
BOSTON PROPERTIES INC COM 2M 28K –
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 13M 322K –
BROOKFIELD CORP CL A LTD VT SH 13M 285K –
BROOKFIELD INFRAST PARTNERS LP INT UNIT 3M 108K –
BROOKFIELD RENEWABLE CORP CL A SUB VTG 506K 17K –
BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT 2M 65K –
CAMECO CORP COM 2M 33K –
CANADIAN IMPERIAL BK COMM TO COM 18M 361K –
CANADIAN NAT RES LTD COM 21M 589K –
CANADIAN NATL RY CO COM 27M 225K –
CANADIAN PACIFIC KANSAS CITY COM 2M 25K –
CAPITAL ONE FINL CORP COM 208K 2K –
CENOVUS ENERGY INC COM 2M 93K –
CGI INC CL A SUB VTG 1M 11K –
CHEVRON CORP NEW COM 11M 68K –
CISCO SYS INC COM 308K 7K –
CME GROUP INC COM 2M 11K –
COLGATE PALMOLIVE CO COM 326K 3K –
COMCAST CORP NEW CL A 5M 134K –
CORNING INC COM 821K 18K –
COSTCO WHSL CORP NEW COM 10M 11K –
DANAHER CORPORATION COM 308K 1K –
DIAGEO PLC SPON ADR NEW 7M 54K –
DIAMONDBACK ENERGY INC COM 749K 4K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 7M 264K –
DISNEY WALT CO COM 3M 32K –
DUKE ENERGY CORP NEW COM NEW 13M 125K –
ELEVANCE HEALTH INC COM 3M 6K –
ELI LILLY & CO COM 3M 3K –
EMERSON ELEC CO COM 15M 132K –
ENBRIDGE INC COM 28M 795K –
ENERGY FUELS INC COM NEW 82K 13K –
ENPHASE ENERGY INC COM 320K 3K –
FIRST TR NAS100 EQ WEIGHTED SHS 258K 2K –
FORTIS INC COM 11M 278K –
FRANCO NEV CORP COM 318K 3K –
FREEPORT-MCMORAN INC CL B 4M 70K –
GLOBAL X FDS GLOBAL X COPPER 826K 17K –
GOLDMAN SACHS GROUP INC COM 527K 1K –
HECLA MNG CO COM 110K 20K –
HOME DEPOT INC COM 342K 995 –
ILLUMINA INC COM 1M 11K –
IMPERIAL OIL LTD COM NEW 12M 167K –
ING GROEP N.V. SPONSORED ADR 13M 731K –
INTEL CORP COM 416K 12K –
INTUIT COM 3M 5K –
INVESCO EXCH TRADED FD TR II KBW BK ETF 14M 249K –
INVESCO QQQ TR UNIT SER 1 327K 650 –
ISHARES GOLD TR ISHARES NEW 224K 5K –
ISHARES INC EM MKT SM-CP ETF 442K 7K –
ISHARES TR TIPS BD ETF 3M 24K –
ISHARES TR CORE US AGGBD ET 696K 7K –
ISHARES TR IBOXX INV CP ETF 245K 2K –
ISHARES TR 1 3 YR TREAS BD 857K 10K –
ISHARES TR IBOXX HI YD ETF 547K 7K –
ISHARES TR CORE DIV GRWTH 233K 4K –
ISHARES TR BLACKROCK ULTRA 272K 5K –
ISHARES TR MSCI JP VALUE 12M 356K –
ISHARES U S ETF TR INT RT HDG C B 229K 2K –
JD.COM INC SPON ADS CL A 658K 25K –
JOHNSON & JOHNSON COM 14M 97K –
JPMORGAN CHASE & CO. COM 20M 98K –
KULR TECHNOLOGY GROUP INC COM 9K 25K –
LAUDER ESTEE COS INC CL A 204K 2K –
LINDE PLC SHS 2M 4K –
MAGNA INTL INC COM 7M 173K –
MANULIFE FINL CORP COM 5M 199K –
MARKETAXESS HLDGS INC COM 3M 12K –
MASTERCARD INCORPORATED CL A 9M 21K –
MCDONALDS CORP COM 13M 54K –
MERCK & CO INC COM 356K 3K –
META PLATFORMS INC CL A 551K 1K –
MICROSOFT CORP COM 30M 65K –
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 6M 562K –
NASDAQ INC COM 2M 26K –
NATIONAL GRID PLC SPONSORED ADR NE 10M 170K –
NEXTERA ENERGY INC COM 430K 6K –
NIKE INC CL B 4M 56K –
NOVARTIS AG SPONSORED ADR 239K 2K –
NOVO-NORDISK A S ADR 19M 130K –
NUTRIEN LTD COM 13M 279K –
NVIDIA CORPORATION COM 998K 7K –
ON HLDG AG NAMEN AKT A 998K 27K –
OPEN TEXT CORP COM 5M 175K –
ORACLE CORP COM 7M 46K –
PALANTIR TECHNOLOGIES INC CL A 836K 29K –
PALO ALTO NETWORKS INC COM 1M 4K –
PAN AMERN SILVER CORP COM 394K 17K –
PEMBINA PIPELINE CORP COM 9M 243K –
PEPSICO INC COM 14M 88K –
PFIZER INC COM 4M 134K –
PHILIP MORRIS INTL INC COM 596K 6K –
PRECISION DRILLING CORP COM NEW 391K 6K –
PROCTER AND GAMBLE CO COM 385K 2K –
PRUDENTIAL FINL INC COM 265K 2K –
QUALCOMM INC COM 7M 32K –
RESTAURANT BRANDS INTL INC COM 221K 3K –
ROGERS COMMUNICATIONS INC CL B 10M 274K –
ROPER TECHNOLOGIES INC COM 872K 2K –
ROYAL BK CDA COM 56M 506K –
RTX CORPORATION COM 5M 53K –
SALESFORCE INC COM 311K 1K –
SANOFI SPONSORED ADR 9M 182K –
SAP SE SPON ADR 10M 52K –
SELECT SECTOR SPDR TR FINANCIAL 515K 12K –
SHOPIFY INC CL A 313K 5K –
SPDR S&P 500 ETF TR TR UNIT 6M 11K –
SPDR SER TR S&P HOMEBUILD 313K 3K –
SPDR SER TR BLOOMBERG 1-3 MO 851K 9K –
SPROTT PHYSICAL SILVER TR TR UNIT 172K 16K –
STARBUCKS CORP COM 4M 51K –
SUN LIFE FINANCIAL INC. COM 8M 167K –
SUNCOR ENERGY INC NEW COM 10M 269K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 9M 47K –
TC ENERGY CORP COM 7M 189K –
TECK RESOURCES LTD CL B 2M 32K –
TELUS CORPORATION COM 13M 875K –
TESLA INC COM 357K 2K –
TEXAS INSTRS INC COM 8M 42K –
THOMSON REUTERS CORP. COM 3M 19K –
TORONTO DOMINION BK ONT COM NEW 40M 722K –
TOTALENERGIES SE SPONSORED ADS 9M 127K –
TRANSALTA CORP COM 627K 90K –
TRAVELERS COMPANIES INC COM 945K 5K –
UNILEVER PLC SPON ADR NEW 3M 52K –
UNION PAC CORP COM 236K 1K –
UNITED PARCEL SERVICE INC CL B 418K 3K –
UNITEDHEALTH GROUP INC COM 9M 18K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K –
VANGUARD INDEX FDS GROWTH ETF 17M 43K –
VANGUARD INDEX FDS TOTAL STK MKT 543K 2K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 603K 10K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 46K –
VEREN INC COM NEW 288K 37K –
VERISK ANALYTICS INC COM 1M 5K –
VISA INC COM CL A 609K 2K –
WALMART INC COM 11M 155K –
WASTE CONNECTIONS INC COM 3M 16K –
WATERS CORP COM 2M 6K –
WELLS FARGO CO NEW COM 4M 62K –
WHEATON PRECIOUS METALS CORP COM 3M 44K –
WISDOMTREE TR JAPN HEDGE EQT 481K 4K –
WYNN RESORTS LTD COM 1M 15K –