CAPITAL DIRECTIONS LLC
CAPITAL DIRECTIONS, LLC Legal Name
Adviser information for CAPITAL DIRECTIONS LLC last updated from Form ADV on March 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,240 | $3.1B |
| Non-Discretionary | 592 | $743.0M |
| Total | 4,832 | $3.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,196 | $428.3M |
| HNW Individuals | 631 | $2.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 109 | $435.5M |
| Charitable organizations | 12 | $71.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $307.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-57269 |
|---|---|
| SEC ERA File Number | 801-57269 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109762 |
| Legal Entity Identifier | None |
Principal Office
400 NORTHRIDGE ROADSUITE 350
ATLANTA
GA
United States
Monday - Friday, 8:30 AM - 5:00 PM (4PM ON FRIDAY)
Tel: 404-237-8881, Fax: 404-237-9652
Chief Compliance Officer
DENNIS W. COVINGTON
MANAGING PRINCIPAL & CCO
400 NORTHRIDGE ROAD
SUITE 350
ATLANTA
GA
United States
Tel:
404-237-8881
Fax:
404-237-9652
D*********@*********M
(Full email address available in API data)
Industry Affiliates
| JOHN L. WILLIAMS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COVINGTON, DENNIS, WAYNE | Individual | – | MANAGING PRINCIPAL/MEMBER, CHIEF COMPLIANCE OFFICER | 11/2004 | 50-75% |
| HARTIGAN, TERRENCE, PATRICK | Individual | – | PRINICPAL | 01/2013 | 10-25% |
| WILLIAMS, JOHN, LILE | Individual | – | MINORITY OWNER | 10/2018 | < 5% |
| MCMILLEN, JOHN, MATTHEW | Individual | – | MINORITY OWNER | 12/2019 | 5-10% |
| O'DONNELL, RICHARD, C. | Individual | – | MINORITY OWNER | 12/2019 | 5-10% |