BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.
Adviser information for BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,749 | $722.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1,749 | $722.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 228 | $73.4M |
| HNW Individuals | 275 | $627.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $921,356 |
| Charitable organizations | 7 | $16.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Principal Office
200 PRINGLE AVENUESUITE 555
WALNUT CREEK
CA
United States
Monday - Friday, 8AM TO 5PM
Tel: 925-932-0344, Fax: 925-932-8216
Websites
www.facebook.com/bedellfrazier/
www.bedellfrazier.com
twitter.com/bedellfrazier
www.youtube.com/channel/ucqlfdeyvasujvxdkoqe1pvq
www.bedellinvest.com
www.linkedin.com/company/bedell-investment-counseling/
www.roads2retirement.com
www.youtube.com/channel/uccrpnhqahd0kt7h5orvmm5w
www.facebook.com/michael.frazier.716
www.linkedin.com/in/thomas-howard-certified-financial-planner-cfp%c2%ae-3838b86a
www.facebook.com/people/meredith-millet-rosen/1620360/
www.linkedin.com/in/thomas-howard-certified-financial-planner-cfp%c2%ae-3838b86a
Chief Compliance Officer
MEREDITH ROSEN
DIRECTOR OF CLIENT EXPERIENCE, COO
200 PRINGLE AVENUE
SUITE 555
WALNUT CREEK
CA
United States
Tel:
925 932 0344
Fax:
925 932 8216
M*******@****************M
(Full email address available in API data)
Regulatory Contact
MICHAEL FRAZIER
CEO
200 PRINGLE AVENUE, SUITE 555
WALNUT CREEK
CA
United States
Tel:
925-932-0344
Fax:
925-932-8216
M***@****************M
(Full email address available in API data)
Industry Affiliates
| AMERICAN FINANCIAL SOLUTIONS, INC. | Insurance company or agency |
| ARDEN TRUST COMPANY | Trust company |
| BEACON FINANCIAL GROUP | Other investment adviser, including financial planners |
| BERNARD R. WOLFE & ASSOCIATES, INC. | Insurance company or agency |
| CAPITAL PLANNING ADVISORS LLC | Other investment adviser, including financial planners |
| COMPASS CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersInsurance company or agency |
| GOLDSTEIN ADVISORS, LLC | Other investment adviser, including financial planners |
| GROVE POINT ADVISORS, LLC | Other investment adviser, including financial planners |
| GROVE POINT INVESTMENTS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| HEDEKER WEALTH LLC | Other investment adviser, including financial planners |
| HICKORY ASSET MANAGEMENT, INC. | Other investment adviser, including financial planners |
| JOULE FINANCIAL, LLC | Other investment adviser, including financial planners |
| KESTRA ADVISORY SERVICES, LLC | Other investment adviser, including financial planners |
| KESTRA INSTITUTIONAL SERVICES, LLC | Other investment adviser, including financial planners |
| KESTRA INSURANCE SERVICES, LLC | Insurance company or agency |
| KESTRA INVESTMENT MANAGEMENT, LLC. | Other investment adviser, including financial planners |
| KESTRA INVESTMENT SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Other investment adviser, including financial planners |
| OKLAHOMA FINANCIAL CENTER, INC. | Insurance company or agency |
| PROVISE MANAGEMENT GROUP, LLC | Other investment adviser, including financial planners |
| RITTER DANIHER FINANCIAL ADVISORY LLC | Other investment adviser, including financial planners |
| VECTOR INSURANCE SERVICES, INC. | Insurance company or agency |
| VECTOR WEALTH MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROSEN, MEREDITH, MIRIAM | Individual | – | DIRECTOR OF CLIENT EXPERIENCE & CHIEF COMPLIANCE OFFICER | 05/2013 | < 5% |
| BLUESPRING WEALTH PARTNERS, LLC | Domestic Entity | – | OWNER | 12/2020 | > 75% |
| KESTRA FINANCIAL, INC | Domestic Entity | BLUESPRING WEALTH PARTNERS, LLC | OWNER | 12/2020 | > 75% |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 10/2014 | > 75% |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | Domestic Entity | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | OWNER | 10/2014 | > 75% |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | Domestic Entity | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | OWNER | 10/2014 | > 75% |
| KINGFISHER HOLDING B, INC. | Domestic Entity | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | OWNER | 06/2019 | > 75% |
| KINGFISHER HOLDING A, INC. | Domestic Entity | KINGFISHER HOLDING B, INC. | OWNER | 06/2019 | > 75% |
| KINGFISHER HOLDING, L.P. | Domestic Entity | KINGFISHER HOLDING A, INC. | OWNER | 06/2019 | > 75% |
| KINGFISHER HOLDING, G.P., LLC | Domestic Entity | KINGFISHER HOLDING, L.P. | GENERAL PARTNER | 06/2019 | |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | Domestic Entity | KINGFISHER HOLDING, L.P. | LIMITED PARTNER | 06/2019 | 25-50% |
| OHCP VI ENZO AGGREGATOR, L.P. | Domestic Entity | KINGFISHER HOLDING, L.P. | OWNER | 02/2023 | 25-50% |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | Domestic Entity | OHCP VI ENZO AGGREGATOR, L.P. | OWNER | 02/2023 | 25-50% |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | Domestic Entity | OHCP VI ENZO AGGREGATOR, L.P. | OWNER | 02/2023 | 25-50% |
| Osborne, Angela, Maren | Individual | – | VICE PRESIDENT | 07/2021 | < 5% |
| KESTRA INVESTMENT SERVICES, LLC | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 09/2014 | > 75% |
| KESTRA ADVISORY SERVICES, LLC | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 01/2016 | > 75% |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 03/2014 | > 75% |
| KESTRA INSTITUTIONAL SERVICES, LLC | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 06/2009 | > 75% |
| KESTRA INVESTMENT MANAGEMENT, LLC | Domestic Entity | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | OWNER | 07/2021 | > 75% |
| KESTRA INSURANCE SERVICES, LLC | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 05/2006 | > 75% |
| ARDEN TRUST COMPANY | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 01/2019 | > 75% |
| PROVISE MANAGEMENT GROUP, LLC | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 01/2002 | > 75% |
| AMERICAN FINANCIAL SOLUTIONS, INC. | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 09/2000 | > 75% |
| BERNARD R. WOLFE & ASSOCIATES, INC. | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 12/2001 | > 75% |
| BEACON RETIREMENT PLANNING SERVICES, INC. | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 12/1999 | > 75% |
| COMPASS CAPITAL MANAGEMENT, INC. | Domestic Entity | KESTRA FINANCIAL, INC | OWNER | 08/2015 | > 75% |
| HICKORY ASSET MANAGEMENT, INC. | Domestic Entity | BLUESPRING WEALTH PARTNERS, LLC | OWNER | 05/2019 | > 75% |
| HEDEKER WEALTH, LLC | Domestic Entity | BLUESPRING WEALTH PARTNERS, LLC | OWNER | 07/2021 | > 75% |
| CAPITAL PLANNING ADVISORS, LLC | Domestic Entity | BLUESPRING WEALTH PARTNERS, LLC | OWNER | 11/2021 | > 75% |
| RITTER DANIHER FINANCIAL ADVISORY, LLC | Domestic Entity | BLUESPRING WEALTH PARTNERS, LLC | OWNER | 10/2021 | > 75% |
| JOULE FINANCIAL, LLC | Domestic Entity | BLUESPRING WEALTH PARTNERS, LLC | OWNER | 03/2022 | > 75% |
| GOLDSTEIN ADVISORS, LLC | Domestic Entity | BLUESPRING WEALTH PARTNERS, LLC | OWNER | 11/2022 | > 75% |
| HUGHES FINANCIAL SERVICES, LLC | Domestic Entity | BLUESPRING WEALTH PARTNERS, LLC | OWNER | 12/2023 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 497K | 5K | – |
| ABBVIE INC | COM | 373K | 2K | – |
| ADOBE INC | COM | 576K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 277K | 2K | – |
| AIR PRODS & CHEMS INC | COM | 258K | 1K | – |
| ALIGN TECHNOLOGY INC | COM | 2M | 8K | – |
| ALPHABET INC | CAP STK CL A | 11M | 62K | – |
| ALPHABET INC | CAP STK CL C | 876K | 5K | – |
| AMAZON COM INC | COM | 19M | 97K | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 734K | 11K | – |
| APPLE INC | COM | 35M | 168K | – |
| BANK AMERICA CORP | COM | 5M | 120K | – |
| BIOGEN INC | COM | 3M | 14K | – |
| BOEING CO | COM | 1M | 8K | – |
| BROADCOM INC | COM | 3M | 2K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 5M | 285K | – |
| CELSIUS HLDGS INC | COM NEW | 2M | 35K | – |
| CHEVRON CORP NEW | COM | 2M | 13K | – |
| CISCO SYS INC | COM | 2M | 41K | – |
| COCA COLA CO | COM | 10M | 164K | – |
| COHEN & STEERS INFRASTRUCTUR | COM | 11M | 512K | – |
| COLGATE PALMOLIVE CO | COM | 652K | 7K | – |
| CONOCOPHILLIPS | COM | 6M | 55K | – |
| CONSTELLATION BRANDS INC | CL A | 6M | 23K | – |
| COSTCO WHSL CORP NEW | COM | 4M | 5K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 1M | 26K | – |
| CROWDSTRIKE HLDGS INC | CL A | 213K | 557 | – |
| CVS HEALTH CORP | COM | 5M | 78K | – |
| DEVON ENERGY CORP NEW | COM | 2M | 49K | – |
| DISNEY WALT CO | COM | 8M | 81K | – |
| DOLLAR TREE INC | COM | 2M | 14K | – |
| DRAFTKINGS INC NEW | COM CL A | 3M | 66K | – |
| EATON CORP PLC | SHS | 798K | 3K | – |
| ELI LILLY & CO | COM | 4M | 4K | – |
| ENPHASE ENERGY INC | COM | 790K | 8K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 216K | 7K | – |
| EXXON MOBIL CORP | COM | 9M | 75K | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 1M | 9K | – |
| FREEPORT-MCMORAN INC | CL B | 7M | 136K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 495K | 9K | – |
| HOME DEPOT INC | COM | 2M | 5K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 7M | 43K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 5M | 373K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 4M | 66K | – |
| ISHARES SILVER TR | ISHARES | 5M | 186K | – |
| ISHARES TR | US AER DEF ETF | 5M | 37K | – |
| ISHARES TR | MSCI EMG MKT ETF | 6M | 134K | – |
| ISHARES TR | MSCI INDIA ETF | 8M | 136K | – |
| ISHARES TR | RUSSELL 2000 ETF | 397K | 2K | – |
| ISHARES TR | CORE US AGGBD ET | 2M | 21K | – |
| JOHNSON & JOHNSON | COM | 11M | 77K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 14K | – |
| LAM RESEARCH CORP | COM | 2M | 1K | – |
| LOCKHEED MARTIN CORP | COM | 14M | 29K | – |
| MARRIOTT INTL INC NEW | CL A | 2M | 9K | – |
| MASTERCARD INCORPORATED | CL A | 205K | 465 | – |
| MCDONALDS CORP | COM | 2M | 6K | – |
| MEDTRONIC PLC | SHS | 447K | 6K | – |
| MERCK & CO INC | COM | 413K | 3K | – |
| META PLATFORMS INC | CL A | 1M | 3K | – |
| MGM RESORTS INTERNATIONAL | COM | 6M | 126K | – |
| MICROSOFT CORP | COM | 14M | 32K | – |
| NETFLIX INC | COM | 316K | 468 | – |
| NEXTERA ENERGY INC | COM | 402K | 6K | – |
| NIKE INC | CL B | 7M | 89K | – |
| NUTRIEN LTD | COM | 6M | 127K | – |
| NVIDIA CORPORATION | COM | 6M | 45K | – |
| PALO ALTO NETWORKS INC | COM | 640K | 2K | – |
| PEPSICO INC | COM | 224K | 1K | – |
| PROCTER AND GAMBLE CO | COM | 367K | 2K | – |
| PROSHARES TR | ULTRASHRT S&P500 | 4M | 171K | – |
| PROSHARES TR | SHORT S&P 500 NE | 768K | 67K | – |
| QUALCOMM INC | COM | 211K | 1K | – |
| REGENERON PHARMACEUTICALS | COM | 5M | 5K | – |
| RTX CORPORATION | COM | 5M | 52K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 14M | 95K | – |
| SELECT SECTOR SPDR TR | ENERGY | 7M | 79K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 2M | 21K | – |
| SELECT SECTOR SPDR TR | INDL | 2M | 17K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 8M | 124K | – |
| SOUTHERN CO | COM | 806K | 10K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 478K | 1K | – |
| SPDR GOLD TR | GOLD SHS | 34M | 156K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 878K | 2K | – |
| SPDR SER TR | S&P BIOTECH | 6M | 66K | – |
| STARBUCKS CORP | COM | 1M | 14K | – |
| TESLA INC | COM | 518K | 3K | – |
| T-MOBILE US INC | COM | 9M | 48K | – |
| UNITEDHEALTH GROUP INC | COM | 8M | 16K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 5M | 160K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 658K | 1K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 374K | 2K | – |
| VISA INC | COM CL A | 1M | 5K | – |
| WALMART INC | COM | 229K | 3K | – |
| WELLS FARGO CO NEW | COM | 333K | 6K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 563K | 11K | – |