Hedge Fund Database

WEALTH MANAGEMENT RESOURCES, INC.

Adviser information for WEALTH MANAGEMENT RESOURCES, INC. last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Rhode Island, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,434 $314.7M
Non-Discretionary 16 $24.6M
Total 1,450 $339.3M

Clients

Type Number RAUM
Individuals 527 $172.8M
HNW Individuals 60 $142.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 17 $20.5M
Charitable organizations 9 $1.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $2.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops
Compensation % of AUMHourly chargesFixed feesCommissions
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-57281
SEC ERA File Number 801-57281
SEC CIK Numbers 1063516
SEC CRD Numbers 45452
Legal Entity Identifier None

Principal Office

28 CEDAR SWAMP ROAD
SUITE ONE
SMITHFIELD
RI
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (401) 356-1400, Fax: (401) 356-0688

Websites

wealthmanagers.com www.linkedin.com/company/2814287/admin/

Chief Compliance Officer

KEVIN R. WORTHLEY
EXECUTIVE VICE PRESIDENT
28 CEDAR SWAMP ROAD
SUITE ONE
SMITHFIELD
RI
United States
Tel: (401) 356-1400
Fax: (401) 356-0688
(Full email address available in API data)

Regulatory Contact

ARTHUR C. EVERLY
PRESIDENT
28 CEDAR SWAMP ROAD
SUITE ONE
SMITHFIELD
RI
United States
Tel: (401) 356-1400
Fax: (401) 356-0688
(Full email address available in API data)

Industry Affiliates

ARTHUR C. EVERLY Insurance company or agency
JEREMY A. LAWTON Insurance company or agency
KEVIN R. WORTHLEY Insurance company or agency
PATRICK GANNON DIAMOND Lawyer or law firm
SCOTT G. EVERLY Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
EVERLY, ARTHUR CLAYTON Individual – PRESIDENT 01/1994 50-75%
WORTHLEY, KEVIN R Individual – EXEC. VICE PRESIDENT/SECRETARY 01/2017 10-25%
EVERLY, SCOTT Individual – REGISTERED REPRESENTATIVE 07/2019 10-25%
WORTHLEY, KEVIN R Individual – CHIEF COMPLIANCE OFFICER 07/2019 10-25%

No. Employees, Historic

2010020192020202120222023202420254 on 7/9/20194 on 7/10/20194 on 7/15/20194 on 2/20/20204 on 6/12/20204 on 6/24/20204 on 8/11/20204 on 11/11/20205 on 2/19/20215 on 2/24/20215 on 4/26/20215 on 11/4/20215 on 2/14/20225 on 6/16/20225 on 7/20/20225 on 8/17/20225 on 9/21/202211 on 2/3/202311 on 5/26/202311 on 6/15/202310 on 9/27/202310 on 9/29/202310 on 2/2/2024

RAUM, Historic

400M200M02019202020212022202320242025141074272 on 7/9/2019141074272 on 7/10/2019141074272 on 7/15/2019191182333 on 2/20/2020191182333 on 6/12/2020191182333 on 6/24/2020191182333 on 8/11/2020191182333 on 11/11/2020213615036 on 2/19/2021213615036 on 2/24/2021213615036 on 4/26/2021213615036 on 11/4/2021296936482 on 2/14/2022296936482 on 6/16/2022296936482 on 7/20/2022296936482 on 8/17/2022296936482 on 9/21/2022260983764 on 2/3/2023260983764 on 5/26/2023260983764 on 6/15/2023260983764 on 9/27/2023260983764 on 9/29/2023339336377 on 2/2/2024

No. Clients, Historic

70035002019202020212022202320242025500 on 7/9/2019500 on 7/10/2019500 on 7/15/2019517 on 2/20/2020517 on 6/12/2020517 on 6/24/2020517 on 8/11/2020517 on 11/11/2020535 on 2/19/2021535 on 2/24/2021535 on 4/26/2021535 on 11/4/2021581 on 2/14/2022581 on 6/16/2022581 on 7/20/2022581 on 8/17/2022581 on 9/21/2022583 on 2/3/2023583 on 5/26/2023583 on 6/15/2023583 on 9/27/2023583 on 9/29/2023614 on 2/2/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
FIDELITY MERRIMACK STR TR TOTAL BD ETF 18M 411K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 756K 15K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 5M 371K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 13M 123K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 13M 207K –
ISHARES TR 7-10 YR TRSY BD 27M 289K –
ISHARES TR CORE 1 5 YR USD 10M 203K –
ISHARES TR CORE DIV GRWTH 376K 7K –
ISHARES TR MSCI INTL QUALTY 579K 15K –
ISHARES TR MSCI USA MIN VOL 16M 185K –
ISHARES TR MSCI USA SMCP MN 12M 330K –
ISHARES TR NATIONAL MUN ETF 7M 68K –
ISHARES TR US INFRASTRUC 7M 175K –
SCHWAB STRATEGIC TR INTL EQTY ETF 5M 137K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 23M 290K –
SCHWAB STRATEGIC TR US LCAP GR ETF 315K 3K –
SCHWAB STRATEGIC TR US REIT ETF 8M 381K –
SCHWAB STRATEGIC TR US TIPS ETF 1M 22K –
SPDR SER TR BBG CONV SEC ETF 2M 25K –
SPDR SER TR NUVEEN BLMBRG MU 514K 11K –
SPDR SER TR NUVEEN BLMBRG SH 329K 7K –
SPDR SER TR NUVEEN BLOOMBERG 2M 77K –
SPDR SER TR PORTFOLIO S&P400 3M 63K –
SPDR SER TR PORTFOLIO S&P600 1M 28K –
SPDR SER TR PRTFLO S&P500 GW 18M 220K –
SPDR SER TR PRTFLO S&P500 VL 1M 28K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 3K –
VANGUARD INDEX FDS VALUE ETF 1M 6K –
VANGUARD MUN BD FDS TAX EXEMPT BD 594K 12K –
VANGUARD WORLD FD HEALTH CAR ETF 6M 24K –
WISDOMTREE TR EM EX ST-OWNED 3M 90K –
WISDOMTREE TR ITL HDG QTLY DIV 12M 270K –
WISDOMTREE TR US QTLY DIV GRT 13M 167K –