TRINITY CAPITAL INVESTORS
Adviser information for TRINITY CAPITAL INVESTORS last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 45 | $468.4M |
| Non-Discretionary | 0 | $0 |
| Total | 45 | $468.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $88,966 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $216.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.8M |
| State or municipal gov entities | 24 | $120.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 6 | $128.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 45 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-57287 |
|---|---|
| SEC ERA File Number | 801-57287 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110798 |
| Legal Entity Identifier | None |
Principal Office
1675 LAKELAND DRIVESTE 400
JACKSON
MS
United States
Monday - Friday, 8:00 TO 5:00
Tel: 601-956-3511, Fax: None
Chief Compliance Officer
JEFF WILSON
PRESIDENT
1675 LAKELAND DRIVE
SUITE 400
JACKSON
MS
United States
Tel:
601-956-3511
Fax:
601-956-3513
J*******@*************T
(Full email address available in API data)
Regulatory Contact
JEFF WILSON
PRESIDENT
1675 LAKELAND DRIVE
SUITE 400
JACKSON
MS
United States
Tel:
601-956-3511
Fax:
601-956-3513
J*******@*************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILSON, JEFFREY SCOTT | Domestic Entity | – | PRESIDENT | 08/1999 | > 75% |
| WILSON, JEFFREY, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2008 | < 5% |