HALBERSTADT FINANCIAL CONSULTANTS INC
HALBERSTADT FINANCIAL CONSULTANTS, INC. Legal Name
Adviser information for HALBERSTADT FINANCIAL CONSULTANTS INC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 123 | $83.0M |
| Non-Discretionary | 246 | $53.0M |
| Total | 369 | $136.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 100 | $19.0M |
| HNW Individuals | 53 | $111.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-57297 |
|---|---|
| SEC ERA File Number | 801-57297 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109462 |
| Legal Entity Identifier | None |
Principal Office
50 NORTH TULANE STPRINCETON
NJ
United States
Monday - Friday, 9:00-500
Tel: 609-921-0180, Fax: 609-921-8301
Websites
Chief Compliance Officer
DAVID WALTER
PRESIDENT AND CHIEF COMPLIANCE OFFICER
50 NORTH TULANE ST.
PRINCETON
NJ
United States
Tel:
609-921-0180
Fax:
609-921-8301
D*********@**********M
(Full email address available in API data)
Regulatory Contact
BARBARA CAVAGNARO
INVESTMENT ADVISOR REPRESENTATIVE
50 NORTH TULANE ST.
PRINCETON
NJ
United States
Tel:
609-921-0180
Fax:
609-921-8301
C********@**********M
(Full email address available in API data)
Industry Affiliates
| DAVID WALTER | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALTER, DAVID | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 02/2000 | > 75% |