Hedge Fund Database

PINNACLE INVESTMENT ADVISORS

PINNACLE HOLDINGS, LLC Legal Name

Adviser information for PINNACLE INVESTMENT ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oklahoma, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 434 $398.8M
Non-Discretionary 6 $12.8M
Total 440 $411.7M

Clients

Type Number RAUM
Individuals 308 $87.8M
HNW Individuals 72 $188.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $52.5M
Pension and profit sharing plans 9 $18.1M
Charitable organizations 11 $29.6M
State or municipal gov entities <5 $463,231
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $34.9M
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesPerformance-based fees

Identifiers

SEC RIA File Number 801-57298
SEC ERA File Number 801-57298
SEC CIK Numbers 1411784
SEC CRD Numbers 108086
Legal Entity Identifier None

Principal Office

1616 EAST 15TH STREET
TULSA
OK
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 918-582-6864, Fax: 918-587-6502

Websites

www.pinnacleholdings.net

Chief Compliance Officer

DAVID M. POARCH
MANAGING PARTNER
1616 EAST 15TH STREET
TULSA
OK
United States
Tel: 918-582-6864
Fax: 918-587-6502
(Full email address available in API data)

Regulatory Contact

DAVID M. POARCH
MANAGING PARTNER
233 SOUTH DETROIT AVENUE
TULSA
OK
United States
Tel: 918-582-6864
Fax: 918-587-6502
(Full email address available in API data)

Industry Affiliates

NATIVE AMERICAN FUND ADVISORS LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CORONADO CAPITAL LLC Securitized Asset Fund $14.1M $0.1M 25
PINNACLE ACQUISITION FUND II Hedge Fund $18.4M $0.1M 34
PINNACLE INCOME PARTNERS II LLC Hedge Fund $20.0M $0.3M 45

Control Persons

Name Type Entity Title Since Ownership
POARCH, DAVID, MONROE Individual – MANAGING PARTNER/CHIEF COMPLIANCE OFFICER 02/1996 10-25%
KRAMER, ROBERT, BRETT Individual – MANAGING PARTNER 02/1996 10-25%
BURGHART, SUSAN, HOKE SMITH Individual – MEMBER 01/2007 5-10%
POSEY, JAMES, ANDREW Individual – MEMBER 01/2007 5-10%
ROBERTS, DOROTHY, LOU Individual – PARTNER 03/1996 < 5%
POARCH, CAROL, VIRGINIA Individual – PARTNER 12/1998 < 5%
POSEY, TIMOTHY, STEVEN Individual – GENERAL COUNSEL 11/1996 < 5%
BOYER, AIMEE, NICOLE Individual – PARTNER 01/2017 < 5%
CAVANAUGH, LAMONT, EDWARD Individual – PARTNER 01/2007 < 5%
SWIMMER, ROSS, OWEN Individual – PARTNER 06/2009 < 5%
R. BRETT KRAMER TRUST B Domestic Entity – PARTNER 06/2015 < 5%
MIMOSA TREE CAPITAL INVESTMENT III, LLC Domestic Entity – PARTNER 06/2005 < 5%
WILLIAM S. SMITH REVOCABLE LIVING TRUST Domestic Entity – TRUSTEE 03/2021 5-10%
Fowler, Jayme, Don Individual – INVESTMENT ADVISOR 12/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202511 on 5/15/201911 on 11/22/201911 on 3/13/202011 on 6/16/20209 on 3/8/20219 on 8/11/20218 on 3/16/20228 on 4/4/20228 on 4/5/20228 on 2/21/20238 on 2/21/20238 on 5/12/20238 on 3/6/20248 on 3/26/2024

RAUM, Historic

500M250M02019202020212022202320242025448183679 on 5/15/2019448183679 on 11/22/2019425717671 on 3/13/2020425717671 on 6/16/2020316198931 on 3/8/2021316198931 on 8/11/2021374770497 on 3/16/2022374770497 on 4/4/2022374770497 on 4/5/2022374807574 on 2/21/2023374807574 on 2/21/2023374807574 on 5/12/2023411656044 on 3/6/2024411656044 on 3/26/2024

No. Clients, Historic

50025002019202020212022202320242025385 on 5/15/2019385 on 11/22/2019370 on 3/13/2020370 on 6/16/2020295 on 3/8/2021295 on 8/11/2021404 on 3/16/2022404 on 4/4/2022404 on 4/5/2022379 on 2/21/2023379 on 2/21/2023379 on 5/12/2023405 on 3/6/2024405 on 3/26/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Bread Financial Holdings COM 56K 1K 0
Alpha Metallurgical Resources COM 298K 1K 0
Amazon.com COM 2M 11K 0
AMBAC Financial COM 3K 197 0
American Express Company COM 2M 9K 0
Amgen Inc COM 4M 13K 0
Apple COM 3M 16K 0
Astrazeneca COM 62K 800 0
Baidu COM 35K 399 0
Bank of America COM 2M 39K 0
Bank of America CONV PREF 1M 1K 0
Berkshire Hills Bancorp COM 12K 540 0
The Boeing Company COM 2M 10K 0
Brandywine Realty Trust COM 38K 8K 0
CVB Financial COM 135K 8K 0
Caterpillar COM 3M 10K 0
Chevron Corporation COM 2M 14K 0
Citigroup COM 2M 29K 0
Citizens Financial Group COM 425K 12K 0
Citizens Community Bancorp COM 1M 92K 0
Civista Bancshares COM 914K 59K 0
Cleveland-Cliffs COM 2M 99K 0
The Coca-Cola Company COM 678K 11K 0
Codorus Bancorp COM 862K 36K 0
Columbia Banking System COM 12K 592 0
Community West Bancshares COM 405K 22K 0
McDermott International COM 96K 388K 0
Dicks Sporting Goods COM 46K 215 0
Walt Disney COM 924K 9K 0
Dow Inc COM 598K 11K 0
Encore Wire Corp COM 116K 400 0
Enterprise Products Partners COM 2M 81K 0
Equitrans Midstream Corporation COM 2M 175K 0
EZCORP COM 10K 1K 0
F.N.B. Corporation COM 97K 7K 0
Freddie Mac COM 615K 455K 0
Freddie Mac PREF STK 718K 180K 0
Federal National Mortgage Association COM 147K 103K 0
Fannie Mae PREF STK 31K 6K 0
Fifth Third Bancorp COM 424K 12K 0
First Bancshares COM 1M 43K 0
First Community Corp COM 808K 47K 0
The First Financial COM 302K 8K 0
Ford Motor COM 84K 7K 0
General Electric Company COM 281K 2K 0
Genesis Energy COM 3M 209K 0
Graftech International COM 204K 210K 0
Hancock Whitney Corporation COM 298K 6K 0
Hawaiian Holdings COM 15K 1K 0
Hawthorn Bancshares COM 946K 48K 0
Hess Midstream Partners COM 3M 87K 0
The Home Depot COM 3M 10K 0
Honeywell International COM 2M 10K 0
Hugoton Royalty Trust COM 181K 369K 0
Intel Corporation COM 446K 14K 0
International Business Machines COM 2M 11K 0
iShares Barclays TIPS Bond COM 197K 2K 0
iShares MSCI EAFE Index Fund COM 313K 4K 0
Itron COM 26K 266 0
Jetblue Airways COM 1M 229K 0
Johnson & Johnson COM 2M 12K 0
La-Z-Boy COM 1M 29K 0
Vital Energy COM 928K 21K 0
Lockheed Martin COM 128K 275 0
McDonald's COM 3M 10K 0
Mesa Air Group COM 1M 608K 0
Microsoft Corporation COM 5M 12K 0
MidWest One Financial Group COM 2M 82K 0
Moody's Corp COM 27K 65 0
NMI Holdings COM 2M 61K 0
New Fortress Energy COM 1M 63K 0
New York Community Bancorp COM 424K 132K 0
OceanFirst Financial COM 817K 51K 0
Old National Bancorp COM 976K 57K 0
ONEOK COM 5M 59K 0
PAM Transporation Services COM 889K 51K 0
Parke Bancorp COM 873K 50K 0
Peoples Bancorp COM 1M 37K 0
Peoples Bancorp of NC COM 1M 35K 0
Pfizer COM 182K 7K 0
Piedmont Office Realty Trust COM 39K 5K 0
Plains All American Pipeline COM 100K 6K 0
Procter & Gamble COM 2M 12K 0
Republic Services COM 97K 497 0
Southwestern Energy Company COM 20K 3K 0
Superior Industries International COM 679K 209K 0
Taiwan Semiconductor Manufacturing COM 87K 500 0
Toast Inc COM 31K 1K 0
Toll Brothers COM 23K 200 0
Turtle Beach COM 861K 60K 0
Unisys Corp COM 611K 148K 0
Unit Corp WARRANT 76K 138K 0
Unit Corp COM 3M 89K 0
United Bancshares COM 429K 23K 0
United Parcel Service COM 72K 525 0
Vermilion Energy COM 35K 3K 0
Wal-Mart Stores COM 902K 13K 0
Wells Fargo COM 228K 4K 0
Westlake Chemical Partners COM 937K 42K 0
Williams Companies COM 4M 83K 0
Yelp COM 1M 33K 0
Zions Bancorp COM 574K 13K 0
Invesco NASDAQ 100 Trust COM 118K 246 0
Argan Inc COM 2M 25K 0
Enact Holdings COM 48K 2K 0
Eventbrite COM 1M 234K 0
The Travelers Companies COM 2M 9K 0
Barclays PLC COM 54K 5K 0
GlobalX Superdividend ETF COM 67K 4K 0
AMG Capital CONV PREF 1M 29K 0
A T & T COM 58K 3K 0
Academy Sports & Outdoors COM 2M 29K 0
Alliance Resource Partners COM 3M 132K 0
Kinetik Holdings COM 4M 100K 0
American Airlines Group COM 187K 17K 0
American Airlines CONV BOND 52K – 0
Antero Midstream COM 4M 289K 0
Arcbest Corp COM 1M 14K 0
BOK Financial COM 30K 322 0
BancFirst Corporation COM 32K 360 0
Banc of California COM 311K 24K 0
Banc of California PREF STK 1M 54K 0
Bill.com Holdings CONV BOND 425K – 0
Blackline Corp CONV BOND 457K – 0
Brighthouse Financial COM 2M 43K 0
Burke & Herbert Financial Services COM 2M 43K 0
The Cheesecake Factory CONV BOND 2M – 0
Cisco Systems COM 670K 14K 0
Cloudfare CONV BOND 454K – 0
Coupa Software CONV BOND 478K – 0
Customers Bancorp COM 838K 17K 0
DR Horton COM 21K 150 0
Datadog CONV BOND 1M – 0
Delek Logistics Partners COM 1M 26K 0
Devon Energy Corporation COM 165K 3K 0
Direxion Daily S&P 500 Bull 3X COM 32K 220 0
Direxion Daily Emerging Markets 3X Bull COM 21K 657 0
EOG Resources COM 26K 210 0
Eagle Bancorp Montana COM 345K 26K 0
Energy Transfer COM 3M 190K 0
EnLink Midstream COM 2M 149K 0
Essa Bancorp COM 1M 59K 0
Eventbrite CONV BOND 1M – 0
EZCorp CONV BOND 1M – 0
Exxon Mobil Corporation COM 667K 6K 0
First United Corp COM 1M 59K 0
First US Bancshares Inc COM 519K 56K 0
Five9 CONV BOND 475K – 0
Forum Energy Technologies CONV BOND 3M – 0
The Goldman Sachs Group COM 4M 9K 0
HMN Financial COM 897K 39K 0
Hallador Energy COM 39K 5K 0
Hertz Global Holdings WARRANT 247K 101K 0
Hertz Global Holdings COM 793K 225K 0
Homestreet COM 3M 223K 0
Hope Bancorp COM 762K 71K 0
Innoviva CONV BOND 1M – 0
Iridium Communications COM 41K 2K 0
iShares MSCI Emerging Markets ETF COM 1M 22K 0
iShares Convertible Bond ETF COM 133K 2K 0
JPMorgan COM 3M 12K 0
JP Morgan Equity Premium Income COM 75K 1K 0
Jackson Financial COM 2M 22K 0
Jackson Financial PREF STK 77K 3K 0
Jetblue Airways CONV BOND 2M – 0
Kimball Electronics COM 1M 63K 0
Kinder Morgan COM 972K 49K 0
Kratos Defense & Security Solutions COM 20K 1K 0
LCI Industries CONV BOND 1M – 0
LGI Homes COM 795K 9K 0
MPLX COM 3M 81K 0
Macy's COM 8K 400 0
Mastercard COM 201K 456 0
Merck & Co COM 1M 11K 0
Meritage Homes Corporation COM 16K 100 0
Microstrategy CONV BOND 2M – 0
NETGEAR COM 781K 51K 0
New York Community Bancorp CONV PREF 2M 48K 0
Nextera Energy Partners COM 1M 40K 0
Nextera Energy COM 526K 7K 0
Okta Inc CONV BOND 457K – 0
Oracle Corporation COM 483K 3K 0
Pacer US Small Cap Cash Cows COM 39K 898 0
Palantir Technologies COM 193K 8K 0
Peoples Financial COM 1M 69K 0
Pinterest COM 27K 609 0
Plains GP Holdings COM 84K 4K 0
Primis Financial COM 717K 68K 0
ProShares S&P 500 Dividend Aristocrat ETF COM 252K 3K 0
Providient Financial Services COM 166K 12K 0
QCR Holdings COM 5M 80K 0
Ranger Energy Services COM 48K 5K 0
Rayonier Advanced Materials COM 51K 9K 0
SB Financial Group COM 2M 157K 0
SPDR S&P 600 Small Cap Value ETF COM 606K 8K 0
SPDR Dow Jones Industrial Average COM 10M 27K 0
salesforce.com COM 2M 9K 0
SandRidge Energy COM 92K 7K 0
Shake Shack CONV BOND 2M – 0
Smartsheet Technologies COM 22K 501 0
Sounds Financial Banc COM 335K 8K 0
Sprouts Farmers Market COM 70K 840 0
Sterling Bancorp Inc COM 395K 76K 0
Talos Energy COM 1M 123K 0
Targa Resources COM 5M 39K 0
Tenaris SA COM 41K 1K 0
3M Co COM 941K 9K 0
Truist Financial Corp COM 525K 14K 0
United Community Banks COM 6K 220 0
UnitedHealth Group COM 5M 10K 0
Uniti Group COM 18K 6K 0
Vaalco Energy COM 1M 205K 0
Verizon Communications COM 546K 13K 0
Visa COM 2M 9K 0
Vishay Intertechnology CONV BOND 2M – 0
Western Midstream Partners COM 3M 69K 0
WisdomTree Investments CONV BOND 2M – 0
Zillow Group CONV BOND 2M – 0
Zscaler CONV BOND 1M – 0
Deutsche Bank COM 397K 25K 0
Bunge Ltd COM 89K 832 0
AerCap Holdings NV COM 59K 629 0
Expro Group Holdings COM 1M 64K 0
Ardmore Shipping Corp COM 72K 3K 0
Costamare Inc COM 86K 5K 0
Danaos Corp COM 55K 594 0
Genco Shipping & Trading COM 64K 3K 0
International Seaways COM 58K 988 0
Navios Maritime Partners COM 3M 66K 0
Stealthgas COM 52K 7K 0
Teekay Inc COM 68K 8K 0
Teekay Tankers COM 80K 1K 0