M HOLDINGS SECURITIES, INC.
Adviser information for M HOLDINGS SECURITIES, INC. last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 706 |
|---|---|
| Investment Advisory/Research | 234 |
| Registered Broker-Dealer Representatives | 706 |
| Registered State Investment Advisers | 234 |
| Licensed Agents of an Insurance Company | 445 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,755 | $2.9B |
| Non-Discretionary | 4,116 | $1.6B |
| Total | 9,871 | $4.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8,252 | $1.8B |
| HNW Individuals | 1,484 | $2.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 50 | $34.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 85 | $39.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10065 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 24.3M |
| Portfolio Manager | 0 |
| Both for Same | 1.4B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WEALTH PURSUIT CLASSIC | M HOLDINGS SECURITIES, INC. |
| WEALTH PURSUIT CUSTOM | M HOLDINGS SECURITIES, INC. |
| WEALTH PURSUIT CUSTOM UMA | M HOLDINGS SECURITIES, INC. |
| WEALTH PURSUIT CUSTOM SMA | M HOLDINGS SECURITIES, INC. |
| WEALTH PURSUIT STRATIGIST | M HOLDINGS SECURITIES, INC. |
| WEALTH PURSUIT ENVOY | M HOLDINGS SECURITIES, INC. |
Principal Office
1125 N.W. COUCH STREETSUITE 900
PORTLAND
OR
United States
Monday - Friday, 8:00AM-5:00PM PST
Tel: 800-656-6960, Fax: 503-414-7474
Websites
mfin.com/m-securities
www.facebook.com/mfinancialgroup/
twitter.com/mfinancialgroup
www.linkedin.com/company/m-financial-group/
vimeo.com/mvideopdx
www.glassdoor.com/overview/working-at-m-financial-group-ei_ie17413.11,28.htm
www.instagram.com/accounts/login/?next=https%3a%2f%2fwww.instagram.com%2fmfinancialgroup%2f
Chief Compliance Officer
STEVEN LUDWIG
1125 N.W. COUCH
SUITE 900
PORTLAND
OR
United States
Tel:
503-414-7344
Fax:
503-414-7474
S************@*******M
(Full email address available in API data)
Regulatory Contact
NATHANIEL TJOA
DIRECTOR, COMPLIANCE
1125 NW COUCH ST.
SUITE 900
PORTLAND
OR
United States
Tel:
503-414-7708
N*************@*******M
(Full email address available in API data)
Industry Affiliates
| INSURANCE AGENCY | Insurance company or agency |
| M FINANCIAL ASSET MANAGEMENT, INC. | Other investment adviser, including financial planners |
| M FINANCIAL INVESTMENT ADVISERS INC | Other investment adviser, including financial planners |
| M FINANCIAL RE | Insurance company or agency |
| M FINANCIAL SECURITIES MARKETING, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| M INSURANCE SOLUTIONS, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | Domestic Entity | – | EQUITY OWNER | 03/1997 | > 75% |
| KUKAR, KEVIN BRUCE | Individual | – | TREASURER | 06/2006 | < 5% |
| ROGERS, MARIA RENEE | Individual | – | PRINCIPAL FINANCIAL OFFICER | 09/2007 | < 5% |
| SCHOONMAKER, MICHAEL SKI | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2023 | < 5% |
| LUDWIG, STEVEN CHARLES | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
| HANEY-JACKSON, LAURA ELIZABETH | Individual | – | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFLAC INC COM | COM | 403 | 5K | – |
| AGNC INVT CORP COM | COM | 118 | 12K | – |
| AT&T INC COM | COM | 4K | 208K | – |
| ARK ETF TR INNOVATION ETF | INNOVATION ETF | 210 | 5K | – |
| AST SPACEMOBILE INC CL A | COM CL A | 154 | 13K | – |
| ABBOTT LABS COM | COM | 1K | 12K | – |
| ABBVIE INC COM | COM | 3K | 16K | – |
| ABBVIE INC | COM | 545 | 3K | – |
| ADOBE SYS INC COM | COM | 2K | 3K | – |
| ADVANCED MICRO DEVICES INC COM | COM | 1K | 7K | – |
| AGILENT TECHNOLOGIES INC COM | COM | 386 | 3K | – |
| AGNICO EAGLE MINES LTD COM | COM | 742 | 11K | – |
| AGREE RLTY CORP COM | COM | 334 | 5K | – |
| AIRBNB INC CL A COM | COM CL A | 308 | 2K | – |
| AIRBNB INC | COM CL A | 237 | 2K | – |
| ALIBABA GROUP HLDG LTD SPONSORED ADR ISIN#US01609W1027 | SPONSORED ADS | 202 | 3K | – |
| ALICO INC COM | COM | 631 | 24K | – |
| ALLSTATE CORP COM | COM | 389 | 2K | – |
| ALPHABET INC CAP STK CL C | CAP STK CL C | 10K | 52K | – |
| ALPHABET INC. | CAP STK CL C | 228 | 1K | – |
| ALPHABET INC CL A | CAP STK CL A | 9K | 48K | – |
| ALPHABET INC. | CAP STK CL A | 573 | 3K | – |
| ALTRIA GROUP INC COM | COM | 2K | 41K | – |
| AMAZON COM INC COM | COM | 16K | 84K | – |
| AMAZON.COM INC | COM | 1K | 6K | – |
| AMERICAN CENTY ETF TR AVANTIS U S LARGE CAP VALUE ETF | US LARGE CAP VLU | 2K | 37K | – |
| AMERICAN CENTY ETF TR AVANTIS INTL LARGE CAP VALUE ETF | INTERNATIONAL LR | 837 | 16K | – |
| AMERICAN CENTY ETF TR AVANTIS EMERGING MKTS EQUITY ETF | AVANTIS EMGMKT | 1K | 18K | – |
| AMERICAN CENTY ETF TR AVANTIS INTL EQUITY ETF | INTL EQT ETF | 476 | 8K | – |
| AMERICAN CENTY ETF TR AVANTIS INTL SMALL CAP VALUE ETF | INTL SMCP VLU | 774 | 12K | – |
| AMERICAN CENTY ETF TR AVANTIS U S SMALL CAP VALUE ETF | US SML CP VALU | 3K | 34K | – |
| AMERICAN CENTY ETF TR AVANTIS U S EQUITY ETF | US EQT ETF | 8K | 83K | – |
| AMERICAN ELEC PWR CO INC COM | COM | 405 | 5K | – |
| AMERICAN EXPRESS CO COM | COM | 1K | 5K | – |
| AMERICAN FINL GROUP INC | COM | 1K | 9K | – |
| AMERICAN LITHIUM CORP COM NEW ISIN#CA0272592092 | COM NEW | 11 | 19K | – |
| AMERICAN SUPERCONDUCTOR CORP SHS NEW | SHS NEW | 211 | 9K | – |
| AMERICAS GOLD AND SILVER CORP COM ISIN#CA03062D1006 | COM | 4 | 18K | – |
| CENCORA INC COM | COM | 612 | 3K | – |
| AMERIPRISE FINL INC COM | COM | 419 | 981 | – |
| AMGEN INC COM | COM | 1K | 5K | – |
| ANNALY CAP MGMT INC COM NEW | COM NEW | 306 | 16K | – |
| ELEVANCE HEALTH INC COM | COM | 849 | 2K | – |
| APA CORP COM | COM | 1K | 37K | – |
| MIDCAP FINL INVT CORP COM NEW | COM NEW | 1K | 79K | – |
| APPLE INC COM | COM | 59K | 282K | – |
| APPLE INC | COM | 8K | 37K | – |
| APPLIED MATLS INC COM | COM | 594 | 3K | – |
| ARES CAP CORP COM | COM | 1K | 57K | – |
| ARISTA NETWORKS INC COM | COM | 227 | 648 | – |
| ASSURANT INC COM | COM | 215 | 1K | – |
| ASTRAZENECA PLC SPONSORED ADR ISIN#US0463531089 | SPONSORED ADR | 534 | 7K | – |
| AUTOMATIC DATA PROCESSING INC COM | COM | 921 | 4K | – |
| BP PLC SPONS ADR | SPONSORED ADR | 870 | 24K | – |
| BANK AMER CORP COM | COM | 4K | 91K | – |
| BANK NEW YORK MELLON CORP COM | COM | 259 | 4K | – |
| BANK OF NOVA SCOTIA HALIFAX COM SHS ISIN#CA0641491075 | COM | 347 | 8K | – |
| BERKSHIRE HATHAWAY INC DEL CL A | CL A | 4K | 7 | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | CL B NEW | 12K | 28K | – |
| BERKSHIRE HATHAWAY | CL B NEW | 3K | 7K | – |
| BLACKROCK INC COM | COM | 262 | 333 | – |
| BLACKROCK ETF TR II ISHARES LARGE CAP MODERATE BUFFER ETF | ISHARES LARG CAP | 369 | 13K | – |
| BLACKROCK CORPORATE HIGH YIELD FD INC COM | COM | 152 | 16K | – |
| BLACKROCK TCP CAP CORP COM | COM | 822 | 76K | – |
| BLACKSTONE INC COM | COM | 694 | 6K | – |
| BLACKROCK ETF TR U S EQUITY FACTOR ROTATION ETF | US EQT FACTOR | 737 | 16K | – |
| BNY MELLON HIGH YIELD STRATEGIES FD SH BEN INT | SH BEN INT | 35 | 15K | – |
| BOEING CO COM | COM | 1K | 8K | – |
| BOOKING HLDGS INC COM | COM | 337 | 85 | – |
| BROADRIDGE FINL SOLUTIONS INC COM | COM | 366 | 2K | – |
| BROADCOM INC COM | COM | 4K | 2K | – |
| CHEVRON CORP | COM | 219 | 1K | – |
| CINCINNATI FINL | COM | 523 | 4K | – |
| CISCO SYS INC COM | COM | 2K | 46K | – |
| CISCO SYSTEMS INC | COM | 230 | 5K | – |
| CINTAS CORP | COM | 552 | 776 | – |
| THE COCA-COLA CO | COM | 282 | 4K | – |
| COHEN & STEERS INFRASTRUCTURE FD INC COM | COM | 222 | 10K | – |
| COINBASE GLOBAL INC COM CL A | COM CL A | 430 | 2K | – |
| COMCAST CORP NEW CL A | CL A | 1K | 33K | – |
| CONOCOPHILLIPS COM | COM | 919 | 8K | – |
| CONSTELLATION BRANDS INC CL A | CL A | 371 | 1K | – |
| CONSTELLATION ENERGY CORP COM | COM | 318 | 2K | – |
| COSTCO WHOLESALE CORP NEW COM | COM | 3K | 3K | – |
| CROWDSTRIKE HLDGS INC CL A | CL A | 210 | 547 | – |
| CROWN CASTLE INC COM | COM | 3K | 28K | – |
| DAVITA INC COM | COM | 300 | 2K | – |
| DELL TECHNOLOGIES INC CL C | CL C | 855 | 6K | – |
| DEVON ENERGY CORP NEW COM | COM | 1K | 29K | – |
| DIAGEO PLC SPONSORED ADR NEW ISIN#US25243Q2057 | SPON ADR NEW | 347 | 3K | – |
| DIMENSIONAL ETF TR U S SM CAP ETF | US SMALL CAP ETF | 23K | 380K | M Financial Asset Management, Inc. |
| DIMENSIONAL U S SMALL | US SMALL CAP ETF | 203 | 3K | – |
| DIMENSIONAL U S CORE | US CORE EQUITY 2 | 579 | 18K | – |
| DIMENSIONAL ETF TR US MARKETWIDE VALUE ETF | US MKTWIDE VALUE | 46K | 1M | M Financial Asset Management, Inc. |
| DIMENSIONAL ETF TR INTL VALE ETF | INTERNATNAL VAL | 24K | 674K | M Financial Asset Management, Inc. |
| DIMENSIONAL WLD EX US CR | WORLD EX US CORE | 589 | 23K | – |
| DOMINION ENERGY INC COM | COM | 255 | 5K | – |
| DUKE ENERGY CORP NEW COM NEW | COM NEW | 2K | 16K | – |
| DUKE ENERGY CORP | COM NEW | 793 | 8K | – |
| DUPONT DE NEMOURS INC COM | COM | 234 | 3K | – |
| EATON VANCE TAX-ADVANTAGED DIVID INCOME FD COM | COM | 238 | 10K | – |
| EATON VANCE TAX-MANAGED DIVERSIFIED EQUITY INCOME FD COM | COM | 463 | 33K | – |
| EATON VANCE TAX-MANAGED GLOBAL DIVERSIFIED EQUITY INCOME FD COM | COM | 245 | 29K | – |
| EBAY INC | COM | 660 | 12K | – |
| EDWARDS LIFESCIENCES CORP COM | COM | 473 | 5K | – |
| ENBRIDGE INC COM ISIN#CA29250N1050 | COM | 2K | 59K | – |
| ENERGY TRANSFER L P COM UNIT LTD PARTNERSHIP | COM UT LTD PTN | 521 | 32K | – |
| ENPHASE ENERGY INC COM | COM | 563 | 6K | – |
| EQUINIX INC COM PAR $0 001 | COM | 331 | 437 | – |
| EXXON MOBIL CORP COM | COM | 8K | 66K | – |
| EXXON MOBIL CORP | COM | 282 | 2K | – |
| FS CR OPPORTUNITIES CORP COM | COMMON STOCK | 141 | 22K | – |
| META PLATFORMS INC CL A | CL A | 6K | 13K | – |
| META PLATFORMS INC | CL A | 1K | 2K | – |
| FEDEX CORP COM | COM | 360 | 1K | – |
| FIRST MAJESTIC SILVER CORP COM ISIN#CA32076V1031 | COM | 265 | 45K | – |
| FIRST TR EXCHANGE TRADED FD WTR ETF | WTR ETF | 2K | 24K | – |
| FIRST TR EXCHANGE-TRADED FD DOW JONES INTERNET INDEX FD | DJ INTERNT IDX | 281 | 1K | – |
| FIRST TR EXCHANGE-TRADED FD NASDAQ CLEAN EDGE GREEN ENERGY INDEX | NAS CLNEDG GREEN | 233 | 7K | – |
| FLEXSHOPPER INC COM NEW | COM NEW | 367 | 287K | – |
| FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | MORNSTAR UPSTR | 10K | 241K | M Financial Asset Management, Inc. |
| FLEXSHARES TR MORNINGSTAR DEVELOPED MARKETS EX US FACTOR TILT INDEX | M STAR DEV MKT | 2K | 27K | – |
| FORTINET INC COM | COM | 493 | 8K | – |
| FREEPORT-MCMORAN INC CL B | CL B | 545 | 11K | – |
| FUBOTV INC COM | COM | 50 | 41K | – |
| GE HEALTHCARE TECHNOLOGIES INC COM | COM | 235 | 3K | – |
| ARTHUR J GALLAGHER&C | COM | 226 | 871 | – |
| GE VERNOVA INC COM | COM | 390 | 2K | – |
| GE AEROSPACE | COM | 688 | 4K | – |
| GENERAL MTRS CO COM | COM | 535 | 12K | – |
| GENUINE PARTS CO | COM | 214 | 2K | – |
| GSK PLC SPONSORED ADR NEW | SPONSORED ADR | 534 | 14K | – |
| GLOBAL X FDS SUPERDIVIDEND U S ETF | GLOBX SUPDV US | 268 | 16K | – |
| GLOBAL X FDS ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | ARTIFICIAL ETF | 325 | 9K | – |
| GLOBAL X FDS US INFRASTRUCTURE DEV ETF | US INFR DEV ETF | 1K | 30K | – |
| GOLDMAN SACHS GROUP INC COM | COM | 485 | 1K | – |
| GOLDMAN SACHS BDC INC COM | COM | 409 | 27K | – |
| GOLDMAN SACHS ETF TR S&P 500 CORE PREMIUM INCOME ETF | S&P 500 CORE PRE | 247 | 5K | – |
| GOLDMAN SACHS ETF TR NASDAQ-100 CORE PREMIUM INCOME ETF | NASDAQ 100 CORE | 323 | 7K | – |
| GOLUB CAP BDC INC COM | COM | 5K | 299K | – |
| PEAKSTONE RLTY TR COM CL E NEW | COMMON SHARES | 115 | 11K | – |
| HCA HEALTHCARE INC COM | COM | 411 | 1K | – |
| HERTZ GLOBAL HLDGS INC NEW COM NEW | COM NEW | 52 | 15K | – |
| HOME DEPOT INC | COM | 345 | 1K | – |
| INDEPENDENCE RLTY TR INC COM | COM | 301 | 16K | – |
| INNOVATOR ETFS TR U S SMALL CAP PWR BUFFER ETF - JULY | US SML CP PWR B | 614 | 22K | – |
| INNOVATOR ETFS TR U S EQUITY BUFFER ETF-MAY | US EQTY BUFR MAY | 231 | 6K | – |
| INNOVATOR ETFS TR GROWTH 100 POWER BUFFER ETF - APRIL | GRWT100 PWR BF | 911 | 19K | – |
| INNOVATOR ETFS TR U S EQUITY POWER BUFFER ETF MARCH | US EQTY PWR BUF | 269 | 7K | – |
| INNOVATOR ETFS TR U S EQUITY BUFFER ETF MARCH | US EQTY BUFR MAR | 333 | 8K | – |
| INNOVATOR ETFS TR GROWTH 100 PWR BUFFER ETF JANUARY | GRWT100 PWR BF | 922 | 20K | – |
| INNOVATOR ETFS TR U S EQUITY PWR BUFFER ETF DECEMBER | US EQTY PWR BUF | 859 | 23K | – |
| INNOVATOR ETFS TR U S EQUITY BUFFER ETF DECEMBER | US EQTY BUF DEC | 509 | 12K | – |
| INNOVATOR ETFS TR U S EQUITY PWR BUFFER ETF - SEPTEMBER | US EQTY PWR BUF | 461 | 12K | – |
| INNOVATOR ETFS TR U S EQUITY PWR BUFFER ETF-JUNE | US EQTY PWR BUF | 315 | 9K | – |
| INNOVATOR ETFS TR U S EQUITY PWR BUFFER ETF OCTOBER | US EQTY PWR BUF | 349 | 9K | – |
| INNOVATOR ETFS TR U S EQUITY PWR BUFFER ETF APRIL | US EQT PWR BUF | 699 | 20K | – |
| INNOVATOR ETFS TR U S EQUITY BUFFER ETF APRIL | US EQT BUFR APR | 781 | 19K | – |
| INNOVATOR ETFS TR INNOVATOR PREMIUM INCOME 30 BARRIER ETF JANUARY | INNOV PRM INC 30 | 622 | 25K | – |
| INNOVATOR ETFS TR INTL DEVELOPED POWER BUFFER ETF - DECEMBER | INTERNATIONAL DE | 465 | 17K | – |
| INNOVATOR ETFS TR U S EQUITY PREM INCOME 20 BARRIER ETF -JANUARY | INNOV PRM INC 20 | 624 | 25K | – |
| INTEL CORP | COM | 228 | 7K | – |
| IBM CORP | COM | 252 | 1K | – |
| INVESCO QQQ TR UNIT SER 1 | UNIT SER 1 | 60K | 125K | – |
| INVESCO EXCHANGE-TRADED FD TR WATER RES ETF | WATER RES ETF | 303 | 5K | – |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 TOP 50 ETF | S&P 500 TOP 50 | 355 | 8K | – |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | S&P500 EQL WGT | 2K | 13K | – |
| INVESCO EXCHANGE-TRADED FD TR FTSE RAFI US 1500 SMALL-MID ETF | FTSE RAFI 1500 | 259 | 7K | – |
| INVESCO EXCHANGE-TRADED FD TR FTSE RAFI US 1000 ETF | FTSE RAFI 1000 | 2K | 41K | – |
| INVESCO EXCHANGE-TRADED FD TR SEMICONDUCTORS ETF | SEMICONDUCTORS | 377 | 6K | – |
| INVESCO EXCHANGE-TRADED FD TR II S&P GLOBAL WATER INDEX ETF | S&P GBL WATER | 267 | 5K | – |
| INVESCO EXCHANGE-TRADED FD TR II DORSEY WRIGHT EMERGING MKTS MOMENTUM ETF | DORSEY WRGT EMRG | 6K | 277K | – |
| INVESCO EXCHANGE-TRADED FD TR II SR LN ETF | SR LN ETF | 355 | 17K | – |
| INVESCO EXCHANGE-TRADED FD TR II SOLAR ETF | SOLAR ETF | 209 | 5K | – |
| INVESTMENT MANAGERS SER TR II TRADR SHORT INNOVATION DAILY ETF | TRADR SHRT INNOV | 1K | 38K | – |
| IRON MTN INC NEW COM | COM | 1K | 12K | – |
| ISHARES GOLD ETF | ISHARES NEW | 490 | 11K | – |
| ISHARES GLOBAL CONSUMER | GLB CNSM STP ETF | 417 | 7K | – |
| ISHARES SILVER TR ISHARES | ISHARES | 1K | 47K | – |
| ISHARES S&P GSCI COMMODITY- INDEXED TR UNIT BEN INT | UNIT BEN INT | 399 | 18K | – |
| ISHARES TR MSCI EAFE MINIMUM VOLATILITY FACTOR ETF | MSCI EAFE MIN VL | 2K | 31K | – |
| ISHARES TR MSCI USA MINIMUM VOLATILITY FACTOR ETF | MSCI USA MIN VOL | 4K | 51K | – |
| ISHARES MSCI USA MIN VOL | MSCI USA MIN VOL | 310 | 4K | – |
| ISHARES TR MSCI USA QUALITY FACTOR ETF | MSCI USA QLT FCT | 2K | 11K | – |
| ISHARES TR CORE MSCI EAFE ETF | CORE MSCI EAFE | 2K | 23K | – |
| ISHARES INC CORE MSCI EMERGING MKTS ETF | CORE MSCI EMKT | 1K | 19K | – |
| ISHARES INC MSCI EMERGING MKTS EX CHINA ETF | MSCI EMRG CHN | 443 | 7K | – |
| ISHARES TR CORE TOTAL USD BD MKT ETF | CORE TOTAL USD | 1K | 30K | – |
| ISHARES TR BLACKROCK ULTRA SHORT-TERM BD ETF | BLACKROCK ULTRA | 519 | 10K | – |
| ISHARES TR ESG AWARE 1-5 YR USD CORPORATE BD ETF | ESG AWRE 1 5 YR | 1K | 48K | – |
| ISHARES TR ESG AWARE MSCI USA ETF | ESG AWR MSCI USA | 281 | 2K | – |
| ISHARES TR MSCI GLOBAL SUSTAINABLE DEVELOPMENT GOALS ETF ETF | MSCI GBL SUS DEV | 352 | 5K | – |
| ISHARES TR IBONDS 2024 TERM HIGH YIELD & INCOME ETF | IBONDS 24 TRM HG | 493 | 21K | – |
| ISHARES TR USD GREEN BD ETF | USD GRN BOND ETF | 728 | 16K | – |
| ISHARES BITCOIN TR SHS BEN INT | SHS | 635 | 19K | – |
| JPMORGAN CHASE & CO COM | COM | 16K | 81K | – |
| J P MORGAN CHASE & CO | COM | 277 | 1K | – |
| J P MORGAN EXCHANGE-TRADED FD TR ACTIVEBUILDERS EMERGING MKTS EQUITY | ACTIVEBLDRS EMER | 429 | 11K | – |
| J P MORGAN EXCHANGE-TRADED FD TR EQUITY PREMIUM INCOME ETF | EQUITY PREMIUM | 2K | 42K | – |
| J P MORGAN EXCHANGE-TRADED FD TR ULTRA-SHORT INCOME ETF | ULTRA SHRT INC | 2K | 40K | – |
| J P MORGAN EXCHANGE-TRADED FD TR NASDAQ EQUITY PREM INCOME ETF | NASDAQ EQT PREM | 709 | 13K | – |
| JANUS DETROIT STR TR JANUS HENDERSON AAA CLO ETF | HENDRSON AAA CL | 2K | 40K | – |
| JOHNSON & JOHNSON | COM | 587 | 4K | – |
| SAFETY SHOT INC COM | COM NEW | 177 | 152K | – |
| KKR INCOME OPPORTUNITIES FD COM | COM | 222 | 16K | – |
| KKR & CO INC COM | COM | 360 | 3K | – |
| KIMBERLY CLARK CORP | COM | 246 | 2K | – |
| KINDER MORGAN INC DEL COM | COM | 636 | 32K | – |
| ELI LILLY AND CO | COM | 452 | 497 | – |
| LOCKHEED MARTIN CORP | COM | 535 | 1K | – |
| LOWES COMPANIES INC | COM | 544 | 2K | – |
| MARATHON PETE CORP COM | COM | 1K | 6K | – |
| MASTERCARD INC CL A | CL A | 2K | 5K | – |
| MCKESSON CORP COM | COM | 4K | 7K | – |
| MERCK & CO INC NEW COM | COM | 6K | 47K | – |
| MERCK & CO. INC. | COM | 506 | 4K | – |
| METLIFE INC COM | COM | 295 | 4K | – |
| MICROSOFT CORP | COM | 921 | 2K | – |
| NETFLIX INC COM | COM | 2K | 3K | – |
| NEXTERA ENERGY INC COM | COM | 4K | 57K | – |
| NOVARTIS AG SPONSORED ADR | SPONSORED ADR | 438 | 4K | – |
| NVIDIA CORP COM | COM | 16K | 126K | – |
| NVIDIA CORP | COM | 1K | 12K | – |
| NUVEEN MUN CR INCOME FD COM | COM SH BEN INT | 373 | 30K | – |
| NUVEEN FLOATING RATE INCOME FD COM | COM | 223 | 26K | – |
| NUVEEN PFD & INCOME OPPORTUNITIES FD COM | COM | 77 | 10K | – |
| NUVEEN PFD & INCOME TERM FD COM | COM | 205 | 11K | – |
| ORACLE CORP COM | COM | 2K | 13K | – |
| ORCHESTRA BIOMED HLDGS INC COM | COM | 162 | 20K | – |
| PACER FDS TR US CASH COWS 100 ETF | US CASH COWS 100 | 742 | 14K | – |
| PALANTIR TECHNOLOGIES INC CL A | CL A | 650 | 26K | – |
| PAYPAL HLDGS INC COM | COM | 1K | 25K | – |
| PAYPAL HOLDINGS INCORPOR | COM | 605 | 10K | – |
| PEPSICO INC | COM | 313 | 2K | – |
| PHILLIPS EDISON & CO INC COM NEW | COMMON STOCK | 603 | 18K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 221 | 7K | – |
| PHREESIA INC COM | COM | 371 | 18K | – |
| PIMCO ETF TR 1-5 YR US TIPS INDEX EXCHANGE-TRADED FD | 1-5 US TIP IDX | 448 | 9K | – |
| PIMCO ETF TR ACTIVE BD ETF | ACTIVE BD ETF | 9K | 102K | – |
| PIMCO DYNAMIC INCOME FD SHS | SHS | 942 | 50K | – |
| PRESIDIO PPTY TR INC CL A NEW | COM CL A | 7 | 11K | – |
| PROCTER & GAMBLE | COM | 2K | 11K | – |
| PROLOGIS INC COM | COM | 218 | 2K | – |
| PROLOGIS INC. | COM | 889 | 8K | – |
| PROSHARES TR PROSHARES ULTRA QQQ | PSHS ULTRA QQQ | 319 | 3K | – |
| PROVIDENT FINL SVCS INC COM | COM | 151 | 11K | – |
| PUBLIC STORAGE COM | COM | 207 | 721 | – |
| QUANTA SVCS INC COM | COM | 385 | 2K | – |
| RTX CORP COM | COM | 1K | 14K | – |
| RED CAT HLDGS INC COM | COM | 15 | 13K | – |
| RIVIAN AUTOMOTIVE INC CL A | COM CL A | 136 | 10K | – |
| S&P GLOBAL INC COM | COM | 1K | 2K | – |
| SPDR S&P 500 ETF TR TR UNIT | TR UNIT | 81K | 149K | – |
| SPDR GOLD TR GOLD SHS | GOLD SHS | 4K | 18K | – |
| SPDR INDEX SHS FDS S&P EMERGING MKTS ETF | PORTFOLIO EMG MK | 1K | 27K | – |
| SPDR INDEX SHS FDS SPDR PORT DEVELOPED WORLD EX-US ETF | PORTFOLIO DEVLPD | 627 | 18K | – |
| SPDR SER TR S&P 500 GROWTH ETF | PRTFLO S&P500 GW | 520 | 6K | – |
| SPDR SER TR BLOOMBERG BARCLAYS SHORT TERM CORPORATE BD ETF | PORTFOLIO SHORT | 14K | 474K | – |
| SPDR SER TR S&P 500 VALUE ETF | PRTFLO S&P500 VL | 429 | 9K | – |
| SPDR SER TR PORTFOLIO INTER TERM TREAS ETF | PORTFLI INTRMDIT | 2K | 65K | – |
| SPDR SER TR S&P DIVID ETF | S&P DIVID ETF | 366 | 3K | – |
| SPDR SER TR PORTFOLIO S&P 400 MID CAP ETF | PORTFOLIO S&P400 | 8K | 160K | – |
| SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 | UT SER 1 | 221 | 566 | – |
| SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT | UTSER1 S&PDCRP | 520 | 973 | – |
| SPDR SER TR BLOOMBERG HIGH YIELD BD ETF NEW | BLOOMBERG HIGH Y | 846 | 9K | – |
| SPDR SER TR PORTFOLIO S&P 600 SMALL CAP ETF | PORTFOLIO S&P600 | 3K | 74K | – |
| SALESFORCE INC COM | COM | 2K | 9K | – |
| SALESFORCE INC | COM | 285 | 1K | – |
| SELECT SECTOR SPDR TR HEALTH CARE | SBI HEALTHCARE | 204 | 1K | – |
| SELECT SECTOR HEALTH | SBI HEALTHCARE | 263 | 2K | – |
| SELECT SECTOR SPDR TR ENERGY | ENERGY | 4K | 42K | – |
| SELECT SECTOR SPDR TR FINANCIAL | FINANCIAL | 461 | 11K | – |
| SELECT SECTOR SPDR TR TECHNOLOGY | TECHNOLOGY | 1K | 6K | – |
| SERVICENOW INC COM | COM | 509 | 647 | – |
| SHOPIFY INC CL A ISIN#CA82509L1076 | CL A | 296 | 4K | – |
| SIRIUS XM HLDGS INC COM | COM | 148 | 52K | – |
| SKYWORKS SOLUTIONS INC COM | COM | 228 | 2K | – |
| SOFI TECHNOLOGIES INC COM | COM | 260 | 39K | – |
| SOUTHERN CO | COM | 535 | 7K | – |
| SPROTT PHYSICAL SILVER TR UNIT ISIN#CA85207K1075 | TR UNIT | 115 | 12K | – |
| STARWOOD PPTY TR INC COM | COM | 197 | 10K | – |
| SUPER MICRO COMPUTER INC COM | COM | 220 | 269 | – |
| T ROWE PRICE EXCHANGE-TRADED FDS INC EQUITY INCOME ETF | PRICE EQT INCOME | 238 | 6K | – |
| TARGET CORP COM | COM | 496 | 3K | – |
| TESLA INC COM | COM | 5K | 24K | – |
| 3M CO COM | COM | 499 | 5K | – |
| TOTALENERGIES SE SPONS ADR ISIN#US89151E1091 | SPONSORED ADS | 222 | 3K | – |
| TRAVELERS COS INC COM | COM | 474 | 2K | – |
| TRUIST FINL CORP COM | COM | 356 | 9K | – |
| UBER TECHNOLOGIES INC COM | COM | 449 | 6K | – |
| UNITEDHEALTH GROUP INC COM | COM | 3K | 6K | – |
| VALERO ENERGY CORP NEW COM | COM | 467 | 3K | – |
| VANECK ETF TR PFD SECS EX FINLS ETF | PREFERRED SECURT | 325 | 19K | – |
| VANECK ETF TR FALLEN ANGEL HIGH YIELD ETF | FALLEN ANGEL HG | 5K | 164K | – |
| VANECK ETF TR AMT-FREE SHORT MUN INDEX ETF | VANECK SHRT MUNI | 9K | 531K | – |
| VANECK ETF TR AGRIBUSINESS ETF | AGRIBUSINESS ETF | 5K | 64K | M Financial Asset Management, Inc. |
| VANGUARD DIVIDEND | DIV APP ETF | 386 | 2K | – |
| VANGUARD HIGH DIVIDEND | HIGH DIV YLD | 254 | 2K | – |
| VANGUARD CHARLOTTE FDS TOTAL INTL BD ETF | TOTAL INT BD ETF | 6K | 128K | – |
| VANGUARD WORLD FDS VANGUARD ENERGY ETF | ENERGY ETF | 7K | 58K | M Financial Asset Management, Inc. |
| VANGUARD WORLD FDS VANGUARD HEALTH CARE ETF | HEALTH CAR ETF | 254 | 954 | – |
| VANGUARD WORLD FDS VANGUARD MATLS ETF | MATERIALS ETF | 15K | 77K | M Financial Asset Management, Inc. |
| VANGUARD WORLD FDS VANGUARD UTILS ETF | UTILITIES ETF | 409 | 3K | – |
| VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD | SHRT TRM CORP BD | 215 | 3K | – |
| VANGUARD SHORT TERM COR | SHRT TRM CORP BD | 213 | 3K | – |
| VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 2000 INDEX FD ETF SHS | VNG RUS2000IDX | 1K | 15K | – |
| VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 GROWTH INDEX FD ETF SHS ISIN#US92206C6802 | VNG RUS1000GRW | 715 | 8K | – |
| VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 VALUE INDEX FD ETF SHS | VNG RUS1000VAL | 607 | 8K | – |
| VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 INDEX FD ETF SHS | VNG RUS1000IDX | 4K | 18K | – |
| VANGUARD SCOTTSDALE FDS VANGUARD MTG BACKED SECS ETF | MTG-BKD SECS ETF | 2K | 50K | – |
| VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS | INT-TERM CORP | 15K | 183K | – |
| VANGUARD TOTAL STOCK | TOTAL STK MKT | 293 | 1K | – |
| VERIZON COMMUNICATIONS INC COM | COM | 6K | 139K | – |
| VERTEX PHARMACEUTICALS INC COM | COM | 224 | 478 | – |
| VIATRIS INC COM | COM | 143 | 13K | – |
| VISA INC COM CL A | COM CL A | 6K | 22K | – |
| VISA INC | COM CL A | 233 | 874 | – |
| VODAFONE GROUP PLC NEW SPONSORED ADR NO PAR | SPONSORED ADR | 412 | 46K | – |
| WALMART INC | COM | 426 | 6K | – |
| WASTE MGMT INC DEL COM | COM | 268 | 1K | – |
| WESTERN ASSET PREMIER BO | SHS BEN INT | 105 | 10K | – |
| WW INTL INC COM | COM | 16 | 13K | – |
| ZOETIS INC COM | CL A | 810 | 5K | – |
| ACCENTURE PLC IRELAND SHS CL A ISIN#IE00B4BNMY34 | SHS CLASS A | 851 | 3K | – |
| EATON CORPORATION PLC SHS ISIN#IE00B8KQN827 | SHS | 827 | 3K | – |
| LINDE PLC NEW SHS ISIN#IE000S9YS762 | SHS | 860 | 2K | – |
| MEDTRONIC PLC SHS ISIN#IE00BTN1Y115 | SHS | 383 | 5K | – |
| MEDTRONIC PLC F | SHS | 290 | 4K | – |
| TRANE TECHNOLOGIES PLC SHS ISIN#IE00BK9ZQ967 | SHS | 205 | 623 | – |
| CHUBB LTD COM ISIN#CH0044328745 | COM | 498 | 2K | – |
| ASML HLDG N V N Y REGISTRY SHS NEW 2012 | N Y REGISTRY SHS | 498 | 487 | – |
| ATAI LIFE SCIENCES N V REGISTERED SHS ISIN#NL0015000DX5 | SHS | 24 | 18K | – |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | SHS - A - | 283 | 3K | – |
| ROYAL CARIBBEAN GROUP ISIN#LR0008862868 | COM | 494 | 3K | – |