COURT PLACE ADVISORS LLC

Adviser information for COURT PLACE ADVISORS LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 303 $375.8M
Non-Discretionary 12 $1.9M
Total 315 $377.6M

Clients

Type Number RAUM
Individuals 193 $65.3M
HNW Individuals 111 $289.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 10 $22.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $458,553
Other 0 $0
Type Number
No. of Non-RAUM Clients 12
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-57317
SEC ERA File Number 801-57317
SEC CIK Numbers 1566113
SEC CRD Numbers 108545
Legal Entity Identifier None

Principal Office

3300 NORTH RIDGE ROAD
SUITE 345
ELLICOTT CITY
MD
United States
Monday - Friday, 9:00A.M.-5:00P.M.
Tel: 410-465-4321, Fax: 410-750-9407

Chief Compliance Officer

JOHN F. SANTRY
PRINCIPAL, IAR
3300 NORTH RIDGE ROAD
SUITE 345
ELLICOTT CITY
MD
United States
Tel: 410-465-4321
Fax: 410-750-9407
(Full email address available in API data)

Regulatory Contact

SHANNON CUMMINS
OPERATIONS MANAGER
3300 NORTH RIDGE ROAD
SUITE 345
ELLICOTT CITY
MD
United States
Tel: 410-465-4321
Fax: 410-750-9407
(Full email address available in API data)

Industry Affiliates

CPT, INC Accountant or accounting firm
OFFICE OF WILLIAM P CHLAN JR Accountant or accounting firmLawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SANTRY, JOHN, FRANCIS Individual PRINCIPAL, CCO, IAR 01/2021 > 75%

No. Employees, Historic

10502020202120222023202420257 on 3/16/20207 on 6/25/202010 on 3/31/202110 on 3/29/20229 on 8/16/20229 on 1/12/20238 on 3/27/20237 on 3/20/2024

RAUM, Historic

500M250M0202020212022202320242025358381763 on 3/16/2020358381763 on 6/25/2020381761882 on 3/31/2021447787633 on 3/29/2022447787633 on 8/16/2022447787633 on 1/12/2023346840044 on 3/27/2023377623486 on 3/20/2024

No. Clients, Historic

4002000202020212022202320242025334 on 3/16/2020334 on 6/25/2020320 on 3/31/2021329 on 3/29/2022329 on 8/16/2022329 on 1/12/2023331 on 3/27/2023315 on 3/20/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABORATORIES COM 892K 9K
ABBVIE INC COM 3M 18K
ACCENTURE SHS CL A 1M 4K
ADOBE SYSTEMS COM 3M 6K
AFLAC INC COM 3M 38K
ALPHABET CL A CAP STK CL A 4M 19K
ALPHABET INC CAP STK CL C 609K 3K
ALTRIA GROUP COM 429K 9K
AMARIN CORP PLC SPONS ADR NEW 9K 14K
AMERICAN ELECTRIC POWER COM 241K 3K
AMGEN INC COM 974K 3K
AMPHASTAR PHARMACEUTICALS IN COM 220K 6K
APPLIED MATERIALS INC COM 3M 11K
ARCOSA INC COM COM 1M 17K
ARTHUR J GALLAGHER COM 1M 4K
AT&T COM 474K 25K
AUTOMATIC DATA PROCESSING COM 16M 68K
Apple Inc AAPL 5M 25K
BANK OF AMERICA COM 1M 30K
BAXTER INT'L INC CL A 313K 9K
BERKSHIRE HATHAWAY A CL A 2M 4
BERKSHIRE HATHAWAY B CL B NEW 14M 34K
BIOGEN INC COM 2M 9K
BOEING COM 295K 2K
BRISTOL MYERS SQUIBB CO COM 577K 14K
BROADRIDGE FINANCIAL COM 478K 2K
CARRIER GLOBAL CORP COM 380K 6K
CATERPILLAR INC COM 3M 8K
CENCORA COM 2M 11K
CENTENE CORP DEL COM 232K 4K
CHECKPOINT SOFTWARE ORD SHS 5M 29K
CHEVRON CORP COM 1M 8K
CIGNA COM 259K 783
CISCO SYSTEMS INC COM 6M 119K
CITIGROUP INC COM NEW 314K 5K
COCA COLA COM 1M 22K
COLGATE-PALMOLIVE CO COM 2M 23K
COMCAST A COM 320K 8K
CONOCO PHILLIPS COM 204K 2K
CONSOLIDATED EDISON INC COM 291K 3K
CONSTELLATION ENERGY COM 416K 2K
CORNING INC COM 591K 15K
COSTCO COM 1M 1K
CSX CORP COM 253K 8K
CUMMINS INC COM 347K 1K
CVS CAREMARK COM 3M 47K
D R HORTON COM 347K 2K
DEERE & CO COM 1M 4K
DEVON ENERGY CORP NEW COM 210K 4K
DIAMONDS TRUST COM 487K 1K
DISCOVER FINL SVCS COM 246K 2K
DISNEY CO COM 1M 10K
DOLLAR GENERAL COM 288K 2K
DOVER CORP COM 3M 15K
DOW INC COM 201K 4K
DU PONT INC COM 275K 3K
EATON CORP SHS 2M 7K
ELEVANCE HEALTH COM 361K 667
EMERSON ELECTRIC COM 822K 7K
EXXON MOBIL CORP COM 5M 47K
FASTENAL CO COM 934K 15K
FIDEL ENERGY ETF COM 367K 15K
FIDEL FINANCIAL ETF COM 485K 8K
FIDEL HEALTH CARE ETF COM 961K 14K
FIDEL TECH ETF COM 5M 26K
FIDELITY COMM SERVICES ETF COM 873K 17K
FISERV INC COM 1M 8K
FORD MTR CO DEL COM 204K 16K
GARTNER INC COM 233K 519
GE VERNOVA INC COM 278K 2K
GENERAL DYNAMICS CORP COM 231K 796
GENERAL ELECTRIC CO COM NEW 1M 7K
GENUINE PARTS COM 380K 3K
HALLIBURTON CO COM 595K 18K
HOME DEPOT COM 7M 19K
HONEYWELL INTL COM 366K 2K
IBM CORP COM 399K 2K
INTEL CORP COM 2M 80K
INTUITIVE SURGICAL COM NEW 2M 5K
ISHARES TR CORE S&P500 ETF 2M 4K
ISHRS HIGH DIVIDEND COM 2M 14K
JACK HENRY & ASSOC INC COM 12M 75K
JOHNSON & JOHNSON COM 2M 13K
JP MORGAN CHASE & CO COM 3M 16K
KINDER MORGAN INC DEL COM 208K 10K
KLATENCOR COM 412K 500
KROGER COM 254K 5K
LIGAND PHARM INC COM 1M 14K
LILLY ELI COM 1M 1K
LOCKHEED MARTIN COM 342K 732
LOWES CO INC COM 728K 3K
M&T BANK COM 441K 3K
MARATHON PETROLEUM CORP COM 583K 3K
MARKEL CORP HLDG CO COM 6M 4K
MARRIOTT INTERNAT'L Cl A COM 380K 2K
MARSH & MCLENNAN COM 284K 1K
MCDONALDS CORP COM 1M 6K
MERCK & CO INC COM 4M 32K
META PLATFORMS INC A COM 509K 1K
MICROSOFT CORP COM 27M 60K
NEXTERA ENERGY COM 1M 19K
NIKE B CL B NEW 682K 9K
NOVARTIS SPONS ADR 1M 12K
NUCOR CORP COM 407K 3K
NVIDIA CORP COM 7M 55K
NVR HOMES COM 1M 158
OCCIDENTAL PETROLEUM CORP COM 402K 6K
OLD REPUBLIC INTL COM 311K 10K
OMNIAB INC COM 399K 106K
ON SEMICONDUCTOR COM 884K 13K
ORACLE CORP COM 4M 25K
OTIS WORLDWIDE COM 261K 3K
PAYCHEX INC COM COM 499K 4K
PAYCOM SOFTWARE COM 481K 3K
PEPSICO INC COM 1M 8K
PFIZER INC COM 810K 29K
PNC FINL SVCS GROUP COM 2M 10K
PROCTOR & GAMBLE CO COM 9M 57K
PUBLIC SERVICE ENTERP COM 2M 24K
QUALCOMM INC COM 2M 12K
QUANTA SVCS INC COM 241K 950
RADIAN GROUP INC COM 488K 16K
RAYTHEON TECHNOLOGIES COM NEW 4M 40K
REALTY INCOME CORP COM 304K 6K
ROSS STORES INC COM 7M 49K
S&P GLOBAL INC COM 8M 18K
S&P MIDCAP 400 ETF COM 5M 9K
SANDY SPRING BANK COM 262K 11K
SCHLUMBERGER LTD COM 346K 7K
SCHWAB CHARLES CORP NEW COM 317K 4K
SEI CORP COM 4M 61K
SHERWIN WILLIAMS CO COM 201K 675
SOUTHERN COMPANY COM 836K 11K
SOUTHWEST AIRLINES COM 617K 22K
SPDR CONV SECS ETF COM 209K 3K
SPDR ENERGY ETF COM 641K 7K
SPDR FINANCIAL ETF COM 2M 43K
SPDR HEALTH CARE ETF COM 770K 5K
SPDR S&P 500 ETF COM 375K 689
SPDR TECHNOLOGY ETF COM 11M 47K
T ROWE PRICE GROUP INC COM 357K 3K
TARGET COM 719K 5K
THERMO FISHER SCIENTIFIC COM 3M 5K
TJX COMPANIES COM 2M 20K
TRANE TECH PLC SHS 462K 1K
TRINITY INDS INC COM 1M 39K
UNILEVER PLC SPONS ADR 494K 9K
UNION PACIFIC COM 2M 7K
UNITED HEALTH GROUP COM 2M 5K
UNITED PARCEL SERVICE CL B NEW 1M 9K
UNITED RENTALS INC COM 20M 31K
VANG ST CORP BOND ETF COM 558K 7K
VANGUARD WORLD FDS INF TECH ETF 231K 400
VERIZON COMM INC COM 562K 14K
VIKING THERAPEUTICS INC COM 573K 11K
VISA INC COM 730K 3K
WAL-MART COM 276K 4K
WASTE MANAGEMENT COM 577K 3K
WEYERHAEUSER CO COM 229K 8K