COURT PLACE ADVISORS LLC
Adviser information for COURT PLACE ADVISORS LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Maryland, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 303 | $375.8M |
Non-Discretionary | 12 | $1.9M |
Total | 315 | $377.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 193 | $65.3M |
HNW Individuals | 111 | $289.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 10 | $22.4M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $458,553 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 12 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
3300 NORTH RIDGE ROADSUITE 345
ELLICOTT CITY
MD
United States
Monday - Friday, 9:00A.M.-5:00P.M.
Tel: 410-465-4321, Fax: 410-750-9407
Chief Compliance Officer
JOHN F. SANTRY
PRINCIPAL, IAR
3300 NORTH RIDGE ROAD
SUITE 345
ELLICOTT CITY
MD
United States
Tel:
410-465-4321
Fax:
410-750-9407
J**@*********************M
(Full email address available in API data)
Regulatory Contact
SHANNON CUMMINS
OPERATIONS MANAGER
3300 NORTH RIDGE ROAD
SUITE 345
ELLICOTT CITY
MD
United States
Tel:
410-465-4321
Fax:
410-750-9407
S**@*********************M
(Full email address available in API data)
Industry Affiliates
CPT, INC | Accountant or accounting firm |
OFFICE OF WILLIAM P CHLAN JR | Accountant or accounting firmLawyer or law firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SANTRY, JOHN, FRANCIS | Individual | – | PRINCIPAL, CCO, IAR | 01/2021 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABORATORIES | COM | 892K | 9K | – |
ABBVIE INC | COM | 3M | 18K | – |
ACCENTURE | SHS CL A | 1M | 4K | – |
ADOBE SYSTEMS | COM | 3M | 6K | – |
AFLAC INC | COM | 3M | 38K | – |
ALPHABET CL A | CAP STK CL A | 4M | 19K | – |
ALPHABET INC | CAP STK CL C | 609K | 3K | – |
ALTRIA GROUP | COM | 429K | 9K | – |
AMARIN CORP PLC | SPONS ADR NEW | 9K | 14K | – |
AMERICAN ELECTRIC POWER | COM | 241K | 3K | – |
AMGEN INC | COM | 974K | 3K | – |
AMPHASTAR PHARMACEUTICALS IN | COM | 220K | 6K | – |
APPLIED MATERIALS INC | COM | 3M | 11K | – |
ARCOSA INC COM | COM | 1M | 17K | – |
ARTHUR J GALLAGHER | COM | 1M | 4K | – |
AT&T | COM | 474K | 25K | – |
AUTOMATIC DATA PROCESSING | COM | 16M | 68K | – |
Apple Inc | AAPL | 5M | 25K | – |
BANK OF AMERICA | COM | 1M | 30K | – |
BAXTER INT'L INC | CL A | 313K | 9K | – |
BERKSHIRE HATHAWAY A | CL A | 2M | 4 | – |
BERKSHIRE HATHAWAY B | CL B NEW | 14M | 34K | – |
BIOGEN INC | COM | 2M | 9K | – |
BOEING | COM | 295K | 2K | – |
BRISTOL MYERS SQUIBB CO | COM | 577K | 14K | – |
BROADRIDGE FINANCIAL | COM | 478K | 2K | – |
CARRIER GLOBAL CORP | COM | 380K | 6K | – |
CATERPILLAR INC | COM | 3M | 8K | – |
CENCORA | COM | 2M | 11K | – |
CENTENE CORP DEL | COM | 232K | 4K | – |
CHECKPOINT SOFTWARE | ORD SHS | 5M | 29K | – |
CHEVRON CORP | COM | 1M | 8K | – |
CIGNA | COM | 259K | 783 | – |
CISCO SYSTEMS INC | COM | 6M | 119K | – |
CITIGROUP INC | COM NEW | 314K | 5K | – |
COCA COLA | COM | 1M | 22K | – |
COLGATE-PALMOLIVE CO | COM | 2M | 23K | – |
COMCAST A | COM | 320K | 8K | – |
CONOCO PHILLIPS | COM | 204K | 2K | – |
CONSOLIDATED EDISON INC | COM | 291K | 3K | – |
CONSTELLATION ENERGY | COM | 416K | 2K | – |
CORNING INC | COM | 591K | 15K | – |
COSTCO | COM | 1M | 1K | – |
CSX CORP | COM | 253K | 8K | – |
CUMMINS INC | COM | 347K | 1K | – |
CVS CAREMARK | COM | 3M | 47K | – |
D R HORTON | COM | 347K | 2K | – |
DEERE & CO | COM | 1M | 4K | – |
DEVON ENERGY CORP NEW | COM | 210K | 4K | – |
DIAMONDS TRUST | COM | 487K | 1K | – |
DISCOVER FINL SVCS | COM | 246K | 2K | – |
DISNEY CO | COM | 1M | 10K | – |
DOLLAR GENERAL | COM | 288K | 2K | – |
DOVER CORP | COM | 3M | 15K | – |
DOW INC | COM | 201K | 4K | – |
DU PONT INC | COM | 275K | 3K | – |
EATON CORP | SHS | 2M | 7K | – |
ELEVANCE HEALTH | COM | 361K | 667 | – |
EMERSON ELECTRIC | COM | 822K | 7K | – |
EXXON MOBIL CORP | COM | 5M | 47K | – |
FASTENAL CO | COM | 934K | 15K | – |
FIDEL ENERGY ETF | COM | 367K | 15K | – |
FIDEL FINANCIAL ETF | COM | 485K | 8K | – |
FIDEL HEALTH CARE ETF | COM | 961K | 14K | – |
FIDEL TECH ETF | COM | 5M | 26K | – |
FIDELITY COMM SERVICES ETF | COM | 873K | 17K | – |
FISERV INC | COM | 1M | 8K | – |
FORD MTR CO DEL | COM | 204K | 16K | – |
GARTNER INC | COM | 233K | 519 | – |
GE VERNOVA INC | COM | 278K | 2K | – |
GENERAL DYNAMICS CORP | COM | 231K | 796 | – |
GENERAL ELECTRIC CO | COM NEW | 1M | 7K | – |
GENUINE PARTS | COM | 380K | 3K | – |
HALLIBURTON CO | COM | 595K | 18K | – |
HOME DEPOT | COM | 7M | 19K | – |
HONEYWELL INTL | COM | 366K | 2K | – |
IBM CORP | COM | 399K | 2K | – |
INTEL CORP | COM | 2M | 80K | – |
INTUITIVE SURGICAL | COM NEW | 2M | 5K | – |
ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
ISHRS HIGH DIVIDEND | COM | 2M | 14K | – |
JACK HENRY & ASSOC INC | COM | 12M | 75K | – |
JOHNSON & JOHNSON | COM | 2M | 13K | – |
JP MORGAN CHASE & CO | COM | 3M | 16K | – |
KINDER MORGAN INC DEL | COM | 208K | 10K | – |
KLATENCOR | COM | 412K | 500 | – |
KROGER | COM | 254K | 5K | – |
LIGAND PHARM INC | COM | 1M | 14K | – |
LILLY ELI | COM | 1M | 1K | – |
LOCKHEED MARTIN | COM | 342K | 732 | – |
LOWES CO INC | COM | 728K | 3K | – |
M&T BANK | COM | 441K | 3K | – |
MARATHON PETROLEUM CORP | COM | 583K | 3K | – |
MARKEL CORP HLDG CO | COM | 6M | 4K | – |
MARRIOTT INTERNAT'L Cl A | COM | 380K | 2K | – |
MARSH & MCLENNAN | COM | 284K | 1K | – |
MCDONALDS CORP | COM | 1M | 6K | – |
MERCK & CO INC | COM | 4M | 32K | – |
META PLATFORMS INC A | COM | 509K | 1K | – |
MICROSOFT CORP | COM | 27M | 60K | – |
NEXTERA ENERGY | COM | 1M | 19K | – |
NIKE B | CL B NEW | 682K | 9K | – |
NOVARTIS | SPONS ADR | 1M | 12K | – |
NUCOR CORP | COM | 407K | 3K | – |
NVIDIA CORP | COM | 7M | 55K | – |
NVR HOMES | COM | 1M | 158 | – |
OCCIDENTAL PETROLEUM CORP | COM | 402K | 6K | – |
OLD REPUBLIC INTL | COM | 311K | 10K | – |
OMNIAB INC | COM | 399K | 106K | – |
ON SEMICONDUCTOR | COM | 884K | 13K | – |
ORACLE CORP | COM | 4M | 25K | – |
OTIS WORLDWIDE | COM | 261K | 3K | – |
PAYCHEX INC COM | COM | 499K | 4K | – |
PAYCOM SOFTWARE | COM | 481K | 3K | – |
PEPSICO INC | COM | 1M | 8K | – |
PFIZER INC | COM | 810K | 29K | – |
PNC FINL SVCS GROUP | COM | 2M | 10K | – |
PROCTOR & GAMBLE CO | COM | 9M | 57K | – |
PUBLIC SERVICE ENTERP | COM | 2M | 24K | – |
QUALCOMM INC | COM | 2M | 12K | – |
QUANTA SVCS INC | COM | 241K | 950 | – |
RADIAN GROUP INC | COM | 488K | 16K | – |
RAYTHEON TECHNOLOGIES | COM NEW | 4M | 40K | – |
REALTY INCOME CORP | COM | 304K | 6K | – |
ROSS STORES INC | COM | 7M | 49K | – |
S&P GLOBAL INC | COM | 8M | 18K | – |
S&P MIDCAP 400 ETF | COM | 5M | 9K | – |
SANDY SPRING BANK | COM | 262K | 11K | – |
SCHLUMBERGER LTD | COM | 346K | 7K | – |
SCHWAB CHARLES CORP NEW | COM | 317K | 4K | – |
SEI CORP | COM | 4M | 61K | – |
SHERWIN WILLIAMS CO | COM | 201K | 675 | – |
SOUTHERN COMPANY | COM | 836K | 11K | – |
SOUTHWEST AIRLINES | COM | 617K | 22K | – |
SPDR CONV SECS ETF | COM | 209K | 3K | – |
SPDR ENERGY ETF | COM | 641K | 7K | – |
SPDR FINANCIAL ETF | COM | 2M | 43K | – |
SPDR HEALTH CARE ETF | COM | 770K | 5K | – |
SPDR S&P 500 ETF | COM | 375K | 689 | – |
SPDR TECHNOLOGY ETF | COM | 11M | 47K | – |
T ROWE PRICE GROUP INC | COM | 357K | 3K | – |
TARGET | COM | 719K | 5K | – |
THERMO FISHER SCIENTIFIC | COM | 3M | 5K | – |
TJX COMPANIES | COM | 2M | 20K | – |
TRANE TECH PLC | SHS | 462K | 1K | – |
TRINITY INDS INC | COM | 1M | 39K | – |
UNILEVER PLC | SPONS ADR | 494K | 9K | – |
UNION PACIFIC | COM | 2M | 7K | – |
UNITED HEALTH GROUP | COM | 2M | 5K | – |
UNITED PARCEL SERVICE | CL B NEW | 1M | 9K | – |
UNITED RENTALS INC | COM | 20M | 31K | – |
VANG ST CORP BOND ETF | COM | 558K | 7K | – |
VANGUARD WORLD FDS | INF TECH ETF | 231K | 400 | – |
VERIZON COMM INC | COM | 562K | 14K | – |
VIKING THERAPEUTICS INC | COM | 573K | 11K | – |
VISA INC | COM | 730K | 3K | – |
WAL-MART | COM | 276K | 4K | – |
WASTE MANAGEMENT | COM | 577K | 3K | – |
WEYERHAEUSER CO | COM | 229K | 8K | – |