JOSEPH JOHN HASSON JR
JOSEPH JOHN HASSON, JR. Legal Name
Adviser information for JOSEPH JOHN HASSON JR last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Sole Proprietorship |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 39 | $94.8M |
Non-Discretionary | 0 | $0 |
Total | 39 | $94.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 34 | $51.9M |
HNW Individuals | 4 | $41.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 1 | $1.6M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 26-50 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-57322 |
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SEC ERA File Number | 801-57322 |
SEC CIK Numbers | None |
SEC CRD Numbers | 109301 |
Legal Entity Identifier | None |
Principal Office
105 82ND STREETBROOKLYN
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 718-921-3600, Fax: None
Chief Compliance Officer
JOSEPH J HASSON JR
SOLE PROPRIETOR
105 82ND STREET
BROOKLYN
NY
United States
Tel:
718-921-3600
Fax:
718-921-9172
J******@******M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HASSON, JOSEPH, JOHN | Individual | – | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | 10/1990 | > 75% |