MILLENNIUM INVESTMENT SERVICES
Adviser information for MILLENNIUM INVESTMENT SERVICES last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 192 | $119.2M |
| Non-Discretionary | 32 | $5.2M |
| Total | 224 | $124.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $7.3M |
| HNW Individuals | 79 | $86.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $18.3M |
| Pension and profit sharing plans | 10 | $9.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $2.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)BUSINESS MANAGEMENT (CONCIERGE SERVICES) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-57394 |
|---|---|
| SEC ERA File Number | 801-57394 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108744 |
| Legal Entity Identifier | None |
Principal Office
16217 KITTRIDGE STREETVAN NUYS
CA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 818-902-5544, Fax: 818-786-4271
Websites
Chief Compliance Officer
ANTHONY MICHAEL REED
PRESIDENT
16217 KITTRIDGE STREET
VAN NUYS
CA
United States
Tel:
818-902-5544
Fax:
818-786-4271
T***@********M
(Full email address available in API data)
Industry Affiliates
| FX/EQ PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
| MIS PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FX/EQ VENTURES, LP | Hedge Fund | $3.3M | $0.1M | 16 |
| MIS EQUITY STRATEGIES, L.P. | Hedge Fund | $15.0M | $0.1M | 42 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REED, ANTHONY, MICHAEL | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 02/2001 | < 5% |
| ANTHONY & ANGELA REED FAMILY TRUST 05/30/02 | Domestic Entity | – | OWNER | 12/2015 | > 75% |
| REED, ANTHONY, MICHAEL | Individual | – | CO TRUSTEE OF THE ANTHONY & ANGELA REED FAMILY TRUST DTD 5/30/02 | 05/2002 | > 75% |
| REED, ANGELA, K | Individual | – | CO TRUSTEE OF THE ANTHONY & ANGELA REED FAMILY TRUST DTD 5/30/02 | 05/2002 | > 75% |