MCQUEEN FINANCIAL ADVISORS II, INC.
Adviser information for MCQUEEN FINANCIAL ADVISORS II, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 50 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 75 | $86.0M |
| Non-Discretionary | 103 | $11.5B |
| Total | 178 | $11.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $4.8M |
| HNW Individuals | <5 | $9.0M |
| Banking or thrift institutions | 97 | $11.6B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-57400 |
|---|---|
| SEC ERA File Number | 801-57400 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109325 |
| Legal Entity Identifier | None |
Principal Office
1239 ANDERSON ROADCLAWSON
MI
United States
Monday - Friday, 8:30AM TO 4:30PM
Tel: 248-548-8400, Fax: None
Chief Compliance Officer
CHARLES N. MCQUEEN
PRESIDENT
1239 ANDERSON ROAD
CLAWSON
MI
United States
Tel:
248.548.8400
C******@********M
(Full email address available in API data)
Regulatory Contact
STEPHANIE IVANAJ
CONTROLLER
1239 ANDERSON ROAD
CLAWSON
MI
United States
Tel:
248-548-8400
S******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCQUEEN, CHARLES, NELSON | Individual | – | PRESIDENT & CEO | 05/1999 | 50-75% |
| SICILIA, CRAIG, MICHAEL | Individual | – | MANAGING DIRECTOR | 02/2006 | 25-50% |
| MCQUEEN, CHARLES, NELSON | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2021 | 50-75% |