VILLAFRANCO WEALTH MANAGEMENT
SOUTHWIND ASSOCIATES OF NJ INC. Legal Name
Adviser information for VILLAFRANCO WEALTH MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 105 | $82.5M |
| Non-Discretionary | 19 | $174.5M |
| Total | 124 | $257.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 45 | $10.0M |
| HNW Individuals | 26 | $99.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $16.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $131.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-57412 |
|---|---|
| SEC ERA File Number | 801-57412 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110371 |
| Legal Entity Identifier | None |
Principal Office
22 LAMBS LANECRESSKILL
NJ
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 2013761507, Fax: 2122025242
Chief Compliance Officer
AMANDA VILLAFRANCO
22 LAMBS LANE
CRESSKILL
NJ
United States
Tel:
347-726-9050
A*****@********************M
(Full email address available in API data)
Regulatory Contact
WILLIAM S. VILLAFRANCO
PRINCIPAL/PRESIDENT
22 LAMBS LANE
CRESSKILL
NJ
United States
Tel:
2013761507
W*******@********************M
(Full email address available in API data)
Industry Affiliates
| CAIN5 L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CENTRAL PARTNERS L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAIN5 L.P. | Hedge Fund | $11.2M | $0.3M | 22 |
| CENTRAL PARTNERS L.P. | Hedge Fund | $5.1M | $0.3M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VILLAFRANCO, WILLIAM, SCOTT | Individual | – | PRESIDENT | 10/1996 | > 75% |
| Villafranco, Amanda, Marie | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |