PAAMCO PRISMA, LLC
Adviser information for PAAMCO PRISMA, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 38 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 61 | $9.3B |
| Non-Discretionary | 2 | $2.2M |
| Total | 63 | $9.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 51 | $9.3B |
| Pension and profit sharing plans | 8 | $6.5M |
| Charitable organizations | <5 | $8.2M |
| State or municipal gov entities | <5 | $4.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 44 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-57416 |
|---|---|
| SEC ERA File Number | 801-57416 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108989 |
| Legal Entity Identifier | 549300FZLENRQINVKT70 |
Principal Office
660 NEWPORT CENTER DRIVESUITE 930
NEWPORT BEACH
CA
United States
Monday - Friday, 7 A.M. TO 5 P.M.
Tel: 949-261-4900, Fax: 949-261-4901
Chief Compliance Officer
VINCENT CUTICELLO
CHIEF OPERATING OFFICER, MANAGING DIRECTOR
660 NEWPORT CENTER DRIVE
SUITE 930
NEWPORT BEACH
CA
United States
Tel:
(949) 261-4900
Fax:
(949) 261-4901
V*********@***************M
(Full email address available in API data)
Regulatory Contact
POLLY KOOP
MANAGING DIRECTOR
660 NEWPORT CENTER DRIVE
SUITE 930
NEWPORT BEACH
CA
United States
Tel:
(949) 261-4900
Fax:
(949) 261-4901
P****@***************M
(Full email address available in API data)
Industry Affiliates
| MOLECULE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAAMCO PRISMA JAMBOREE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC ATLANTIC GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| PRISMA CAPITAL PARTNERS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRISMA GP LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DANIEL BOONE FUND LLC | Hedge Fund | $142.6M | $0.0M | 3 |
| MOLECULE MASTER, LP | Hedge Fund | $5,483.5M | $0.3M | 44 |
| NEWPORT EUREKA, LLC | Hedge Fund | $3.3M | $100.0M | 2 |
| PAAMCO PRISMA ALTERNATIVE LIQUID SOLUTION FUND LTD | Hedge Fund | $78.3M | $0.0M | 2 |
| PAAMCO PRISMA APEX TACTICAL OFFSHORE FUND LTD | Hedge Fund | $2.1M | $0.0M | 1 |
| PACIFIC ATLANTIC MASTER FUND, L.P. | Hedge Fund | $5.3M | $1.0M | 4 |
| PACIFIC DIVERSIFIED STRATEGIES, LLC | Hedge Fund | $5.4M | $5.0M | 2 |
| PDS SPECIAL INVESTMENTS, LLC | Hedge Fund | $10.0M | $0.0M | 7 |
| PM MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 35 | Hedge Fund | $1.3M | $0.3M | 12 |
| PORTFOLIO N SPV LLC | Hedge Fund | $100.7M | $0.0M | 5 |
| PRISMA FESTIVAL HOLDINGS LLC | Hedge Fund | $3.8M | $0.0M | 4 |
| PRISMA FOCUS FUND LP | Hedge Fund | $90.8M | $0.5M | 19 |
| PRISMA FOCUS FUND LTD | Hedge Fund | $32.3M | $0.5M | 4 |
| PRISMA SPECTRUM FUND LTD | Hedge Fund | $37.3M | $0.5M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHEREM, MAYER, JOSEPH | Individual | – | MANAGER | 01/2015 | < 5% |
| PAAMCO PRISMA HOLDINGS, LLC | Domestic Entity | – | MEMBER | 06/2017 | > 75% |
| KKR TOPAZ LLC | Domestic Entity | PAAMCO PRISMA HOLDINGS, LLC | MEMBER | 06/2017 | 25-50% |
| PHOLDINGS, LLC | Domestic Entity | PAAMCO PRISMA HOLDINGS, LLC | MEMBER | 06/2017 | 50-75% |
| KKR & CO. INC. | Domestic Entity | KKR GROUP CO. INC | SHAREHOLDER | 05/2022 | > 75% |
| CHEREM, MAYER, JOSEPH | Individual | PAAMCO PRISMA HOLDINGS, LLC | MANAGER | 08/2018 | |
| CUTICELLO, VINCENT, JAMES | Individual | PHOLDINGS, LLC | MANAGER | 06/2017 | |
| WOLFE, ERIC, CONRAD | Individual | PAAMCO PRISMA HOLDINGS, LLC | MANAGER | 08/2018 | |
| ZAKOWICH, PETER, JOSEPH | Individual | PHOLDINGS, LLC | MANAGER | 06/2017 | |
| CUTICELLO, VINCENT, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MANAGER | 06/2017 | < 5% |
| KKR GROUP HOLDINGS CORP. | Domestic Entity | KKR GROUP PARTNERSHIP, L.P. | GENERAL PARTNER | 01/2020 | |
| LEON, BETH, TONGE | Individual | – | CHIEF FINANCIAL OFFICER | 03/2019 | < 5% |
| WOLFE, ERIC, CONRAD | Individual | – | CHIEF EXECUTIVE OFFICER, MANAGER | 03/2019 | < 5% |
| ROBERTS, PAUL, MATTHEW | Individual | – | MANAGING DIRECTOR | 03/2019 | < 5% |
| KKR GROUP PARTNERSHIP, L.P. | Foreign Entity | KKR TOPAZ LLC | SHAREHOLDER | 01/2020 | > 75% |
| LEWIN, ROBERT, HOWARD | Individual | PAAMCO PRISMA HOLDINGS, LLC | MANAGER | 04/2022 | |
| KKR GROUP CO. INC | Domestic Entity | KKR GROUP HOLDINGS CORP. | SHAREHOLDER | 07/2018 | > 75% |
| KKR GROUP HOLDINGS L.P. | Domestic Entity | KKR GROUP PARTNERSHIP, L.P. | LIMITED PARTNER | 01/2020 | 25-50% |
| KKR GROUP HOLDINGS CORP. | Domestic Entity | KKR GROUP HOLDINGS L.P. | GENERAL PARTNER | 05/2022 |