Hedge Fund Database

QUANTITATIVE ADVANTAGE, LLC

Adviser information for QUANTITATIVE ADVANTAGE, LLC last updated from Form ADV on April 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 15
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,143 $757.6M
Non-Discretionary 0 $0
Total 2,143 $757.6M

Clients

Type Number RAUM
Individuals 967 $213.9M
HNW Individuals 227 $535.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 1 $680,336
Charitable organizations 5 $4.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 4 $2.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 445
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsADVICE TO INDIVIDUALS REGARDING RETIREMENT PLAN INVESTMENTS
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-57426
SEC ERA File Number 801-57426
SEC CIK Numbers 1368905
SEC CRD Numbers 110575
Legal Entity Identifier None

Principal Office

10650 RED CIRCLE DRIVE
SUITE 303
MINNETONKA
MN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 952-767-8007, Fax: 952-767-8009

Websites

www.linkedin.com/company/qa-wealth-management qawealthmanagement.com qawealthmanagement.com/dms-2660 www.instagram.com/qa_wealthmanagement www.facebook.com/qawealthmanagement

Chief Compliance Officer

PETER GRAHAM VAN DER LEEUW
CHIEF OPERATING OFFICER, GENERAL COUNSEL
10650 RED CIRCLE DRIVE
SUITE 303
MINNETONKA
MN
United States
Tel: 952-767-8007
Fax: 952-767-8009
(Full email address available in API data)

Regulatory Contact

DANIEL DARRIN WESTIN
CHIEF EXECUTIVE OFFICER
10650 RED CIRCLE DRIVE
SUITE 303
MINNETONKA
MN
United States
Tel: 952-767-8007
Fax: 952-767-8009
(Full email address available in API data)

Industry Affiliates

CAPFINANCIAL SECURITIES, LLC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CAPTRUST Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WING, JOHN, WILLIAM Individual – FOUNDER, MEMBER (CLASSES A, B, AND G), GOVERNOR 02/2000 25-50%
GEHL, LARRY, FRANCIS Individual – MEMBER (CLASSES A AND C), GOVERNOR 11/2000 5-10%
STORLIE, TED, ROBERT Individual – MEMBER (CLASS A), GOVERNOR 12/2002 10-25%
VAN DER LEEUW, PETER, GRAHAM Individual – CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, GOVERNOR 10/2009 < 5%
FRIESEN, TODD, MICHAEL Individual – MEMBER (CLASSES A AND C), GOVERNOR 09/2001 < 5%
BRANDT, KURT, ALAN Individual – CHIEF FINANCIAL OFFICER, GOVERNOR 03/2013 < 5%
WESTIN, DANIEL, DARRIN Individual – CHIEF EXECUTIVE OFFICER, MEMBER (CLASS A AND G), GOVERNOR 01/2015 < 5%
FERRIN, JAMES, RUSSELL Individual – CHIEF INVESTMENT OFFICER, MEMBER (CLASS A AND G), GOVERNOR 01/2015 < 5%
OLSON, KYLE, PAUL Individual – MANAGING DIRECTOR, MEMBER (CLASS A AND G), GOVERNOR 01/2015 < 5%
QA ACQUISITION, LLC Domestic Entity – MEMBER (CLASS A) 10/2018 25-50%
WING, JOHN, WILLIAM Individual QA ACQUISITION, LLC CHIEF EXECUTIVE OFFICER, MEMBER, GOVERNOR 10/2018 50-75%

No. Employees, Historic

3015020192020202120222023202417 on 11/6/201919 on 3/27/202019 on 6/29/202019 on 2/16/202119 on 2/16/202117 on 3/26/202120 on 3/23/202222 on 3/29/202322 on 3/29/202322 on 4/20/2023

RAUM, Historic

800M400M0201920202021202220232024408908546 on 11/6/2019516693145 on 3/27/2020516693145 on 6/29/2020516693145 on 2/16/2021516693145 on 2/16/2021599780339 on 3/26/2021798801364 on 3/23/2022757561592 on 3/29/2023757561592 on 3/29/2023757561592 on 4/20/2023

No. Clients, Historic

2,0001,0000201920202021202220232024995 on 11/6/2019962 on 3/27/2020962 on 6/29/2020962 on 2/16/2021962 on 2/16/20211004 on 3/26/20211124 on 3/23/20221204 on 3/29/20231204 on 3/29/20231204 on 4/20/2023

Holdings

From latest 13F, filed May 12th, 2023 for period ending March 31st, 2023
Name Class Value $USD # Shares Private Fund
ABRDN ETFS BBRG ALL COMD K1 976K 47K –
ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 3M 176K –
ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 3M 36K –
AGF INVTS TR US MARKET NETRL 5M 265K –
ALTSHARES TRUST MERGER ARBITRAGE 1M 50K –
AMERICAN CENTY ETF TR DIVERSIFIED MU 1M 21K –
AMERICAN CENTY ETF TR US EQT ETF 2M 30K –
COLUMBIA ETF TR I MULTI SEC MUNI 1M 72K –
DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 2M 78K –
DBX ETF TR XTRACK MSCI EAFE 2M 73K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 51M 2M –
DIMENSIONAL ETF TRUST US EQUITY ETF 972K 22K –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 489K 10K –
ETF SER SOLUTIONS APTUS DEFINED 5M 177K –
FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 1M 21K –
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 5M 104K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 966K 61K –
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 2M 92K –
FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 5M 160K –
FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 687K 13K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 1M 23K –
FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 2M 93K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 8M 349K –
FIRST TR NASDAQ 100 TECH IND SHS 619K 5K –
FLEXSHARES TR MORNSTAR USMKT 29M 183K –
FRANKLIN TEMPLETON ETF TR FRANKLIN DYN MUN 2M 84K –
GLOBAL X FDS CLOUD COMPUTNG 193K 11K –
GLOBAL X FDS CYBRSCURTY ETF 251K 11K –
GLOBAL X FDS AUTONMOUS EV ETF 214K 9K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 20M 660K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 18M 216K –
GOLDMAN SACHS ETF TR ACCESS US AGRAT 7M 163K –
GOLDMAN SACHS ETF TR INNOVAT EQ ETF 372K 8K –
HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 2M 45K –
HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 13M 373K –
INDEXIQ ACTIVE ETF TR IQ MACKAY INTRME 3M 104K –
INDEXIQ ETF TR HEDGE MLTI ETF 15M 501K –
INDEXIQ ETF TR IQ MRGR ARB ETF 5M 147K –
INNOVATOR ETFS TR LADERD ALCTN PWR 987K 27K –
INNOVATOR ETFS TR LOUP FRONTIER 398K 11K –
INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 3M 127K –
INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 4M 81K –
INVESCO CURRENCYSHARES EURO EURO SHS 3M 32K –
INVESCO CURRENCYSHARES JAPAN JAPANESE YEN 3M 45K –
INVESCO CURRENCYSHARES SWISS SWISS FRANC 3M 33K –
INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 826K 20K –
INVESCO EXCH TRADED FD TR II PFD ETF 191K 17K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 12M 263K –
INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 2M 121K –
INVESCO EXCHANGE TRADED FD T DWA ENERGY MNT 212K 5K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 23M 83K –
ISHARES TR MBS ETF 2M 23K –
ISHARES TR U.S. TECH ETF 33M 356K –
ISHARES TR INTL EQTY FACTOR 289K 11K –
ISHARES TR IBONDS 24 TRM TS 291K 12K –
ISHARES TR US AER DEF ETF 331K 3K –
ISHARES TR RUSSELL 3000 ETF 23M 96K –
ISHARES TR IBONDS 23 TRM TS 909K 37K –
ISHARES TR TIPS BD ETF 1M 10K –
ISHARES TR U.S. FIN SVC ETF 9M 59K –
ISHARES TR US CONSUM DISCRE 8M 131K –
ISHARES TR MSCI ACWI EX US 9M 185K –
ISHARES TR 3 7 YR TREAS BD 2M 19K –
ISHARES TR CORE HIGH DV ETF 2M 24K –
J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 996K 18K –
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 7M 155K –
J P MORGAN EXCHANGE TRADED F JPMORGAN DIVER 19M 198K –
J P MORGAN EXCHANGE TRADED F DIV RTN INT EQ 7M 125K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 23K –
JOHN HANCOCK EXCHANGE TRADED MULTFCTR EMRNG 7M 272K –
KRANESHARES TR KFA MOUNT LUCAS 4M 142K –
KRANESHARES TR QUADRTC INT RT 4M 186K –
LATTICE STRATEGIES TR HARTFORD MLT ETF 11M 427K –
LISTED FD TR CORE ALT FD 7M 227K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 2M 67K –
PIMCO ETF TR 1-5 US TIP IDX 3M 51K –
PIMCO ETF TR INTER MUN BD ACT 807K 15K –
PIMCO ETF TR ACTIVE BD ETF 17M 179K –
SCHWAB STRATEGIC TR SCHWAB FDT US BM 326K 6K –
SELECT SECTOR SPDR TR TECHNOLOGY 262K 2K –
SELECT SECTOR SPDR TR SBI INT-INDS 6M 63K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 13M 97K –
SELECT SECTOR SPDR TR ENERGY 22M 263K –
SELECT SECTOR SPDR TR FINANCIAL 4M 130K –
SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 2M 90K –
SPDR INDEX SHS FDS MSCI EAFE STRTGC 7M 96K –
SPDR INDEX SHS FDS S&P GLBDIV ETF 2M 28K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 5M 136K –
SPDR INDEX SHS FDS MSCI ACWI EXUS 2M 93K –
SPDR SER TR S&P KENSHO CLEAN 232K 3K –
SPDR SER TR PORTFOLIO AGRGTE 219K 9K –
SPDR SER TR MSCI USA STRTGIC 340K 3K –
SPDR SER TR PORTFOLIO S&P500 685K 14K –
SPDR SER TR PORTFOLI S&P1500 2M 32K –
SPDR SER TR PRTFLO S&P500 HI 3M 84K –
SSGA ACTIVE ETF TR MULT ASS RLRTN 1M 44K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 17M 416K –
SSGA ACTIVE TR SPDR NUVEEN MUN 479K 18K –
VANECK ETF TRUST MRNGSTR WDE MOAT 23M 315K –
VANGUARD INDEX FDS TOTAL STK MKT 35M 174K –
VANGUARD INDEX FDS VALUE ETF 691K 5K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 24M 449K –
VANGUARD MUN BD FDS TAX EXEMPT BD 3M 55K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 977K 21K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 991K 17K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 3M 50K –
VANGUARD WORLD FD MEGA CAP INDEX 12M 82K –
VANGUARD WORLD FDS HEALTH CAR ETF 6M 26K –
VANGUARD WORLD FDS FINANCIALS ETF 10M 124K –
VANGUARD WORLD FDS CONSUM DIS ETF 9M 36K –
WISDOMTREE TR GLB US QTLY DIV 6M 172K –
WISDOMTREE TR US HIGH DIVIDEND 2M 29K –
WISDOMTREE TR INTRST RATE HDGE 2M 35K –
WISDOMTREE TR EMER MKT HIGH FD 2M 44K –
WISDOMTREE TR YIELD ENHANCD US 4M 86K –