BOYD WATTERSON ASSET MANAGEMENT, LLC
Adviser information for BOYD WATTERSON ASSET MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 121 |
|---|---|
| Investment Advisory/Research | 45 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,118 | $17.1B |
| Non-Discretionary | 8 | $781.3M |
| Total | 1,126 | $17.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 458 | $231.4M |
| HNW Individuals | 216 | $277.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $482.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $10.6B |
| Pension and profit sharing plans | 157 | $1.7B |
| Charitable organizations | 103 | $1.7B |
| State or municipal gov entities | 33 | $1.3B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 26 | $337.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 123 | $1.1B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 478.3M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ENVESTNET | ENVESTNET PMC |
| JANNEY MONEY MANAGEMENT SERVICES MANAGED ACCOUNT PROGRAM | JANNEY MONTGOMERY SCOTT LLC |
| MORGAN STANLEY SELECT UMA | MORGAN STANLEY |
| NBCS PROAM PROGRAM | NBC SECURITIES, INC. |
| ASSETMARK PLATFORM | ASSETMARK, INC. |
Principal Office
1301 EAST 9TH STREETSUITE 2900
CLEVELAND
OH
United States
Monday - Friday, 8AM TO 4:45PM
Tel: 216-771-3450, Fax: 216-771-4454
Chief Compliance Officer
THOMAS J. TARANTINO
EVP, CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER
1301 EAST 9TH STREET
SUITE 2900
CLEVELAND
OH
United States
Tel:
216-771-3450
Fax:
216-771-4454
T*********@****************M
(Full email address available in API data)
Regulatory Contact
RUTH SWEENEY-RICICA
SVP, SENIOR COUNSEL, DEPUTY CHIEF COMPLIANCE OFFICER
1301 EAST 9TH STREET
SUITE 2900
CLEVELAND
OH
United States
Tel:
216-771-3450
Fax:
216-771-4454
R*******@****************M
(Full email address available in API data)
Industry Affiliates
| BOYD WATTERSON GSA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BOYD WATTERSON STATE GOVERNMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BW CLO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BW GOVERNMENT INTERNATIONAL FEEDER FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BW GOVERNMENT PROPERTIES MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BW MG GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIVERSIFIED GOVERNMENT REIT II, INC. | Sponsor, GP, manager of pooled investment vehicles |
| DIVERSIFIED GOVERNMENT REIT, INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HYLAND, TIMOTHY, MICHAEL | Individual | – | PRESIDENT, NATIONAL DIRECTOR OF SALES AND MARKETING | 01/2006 | < 5% |
| GEVRY, BRIAN, LEE | Individual | – | CEO / CO-CHIEF INVESTMENT OFFICER | 01/2006 | < 5% |
| BEE, MICHAEL, EDWARD | Individual | – | EXECUTIVE VICE PRESIDENT | 03/2003 | < 5% |
| WALER, JAMES, ALLAN | Individual | – | EXECUTIVE VICE PRESIDENT/CHIEF TECHNOLOGY OFFICER | 01/2006 | < 5% |
| BOYD WATTERSON HOLDING CO. | Domestic Entity | – | MEMBER | 12/2008 | > 75% |
| BOYD-TAMCO HOLDINGS, LLC | Domestic Entity | BOYD WATTERSON HOLDING CO. | SHAREHOLDER | 12/2021 | > 75% |
| Tarantino, Thomas, Joseph | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | 03/2016 | < 5% |
| JAMIESON, PATRICIA, JANE | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 03/2016 | < 5% |
| CONVERY, BRIAN, A | Individual | – | EXECUTIVE VICE PRESIDENT/ CO-CHIEF INVESTMENT OFFICER | 08/2019 | < 5% |
| Perry, Stephen, Alexander | Individual | – | EXECUTIVE VICE PRESIDENT, STRATEGIC ADVISOR | 01/2015 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2015
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| DNP Select Income Fund Inc | COM | 103 | 10K | – |