Hedge Fund Database

ULLAND INVESTMENT ADVISORS, LLC

Adviser information for ULLAND INVESTMENT ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 491 $377.3M
Non-Discretionary 0 $0
Total 491 $377.3M

Clients

Type Number RAUM
Individuals 199 $171.9M
HNW Individuals 18 $205.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-57473
SEC ERA File Number 801-57473
SEC CIK Numbers 1911497
SEC CRD Numbers 109610
Legal Entity Identifier None

Principal Office

4550 IDS CENTER
80 S 8TH STREET
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 612-312-1400, Fax: 612-204-3464

Websites

www.ullandinvestment.com

Chief Compliance Officer

JAMES SKJONG
DIRECTOR OF TRADING, COMPLIANCE AND OPERATIONS
4550 IDS CENTER
80 SOUTH 8TH STREET
MINNEAPOLIS
MN
United States
Tel: 612.312.1406
Fax: 612.204.3464
(Full email address available in API data)

Regulatory Contact

JAMES SKJONG
DIRECTOR OF TRADING, COMPLIANCE AND OPERATIONS
4550 IDS CENTER
80 S 8TH ST
MINNEAPOLIS
MN
United States
Tel: 612.312.1406
Fax: 612.204.3464
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ULLAND, JAMES, EDWARD Individual – PRESIDENT 06/1997 > 75%
Skjong, James, Robin Goodfellow Individual – CHIEF COMPLIANCE OFFICER 01/2006 < 5%
Beebe, Nathaniel, J. Individual – PORTFOLIO MANAGER 07/2017 10-25%
PLOTZ, JARED, PERRY Individual – DIRECTOR OF RESEARCH 01/2017 < 5%

No. Employees, Historic

10502020202120222023202420256 on 3/30/20206 on 5/28/20206 on 5/28/20206 on 6/3/20206 on 6/8/20206 on 6/29/20206 on 12/1/20206 on 12/21/20206 on 3/17/20216 on 3/25/20226 on 11/9/20226 on 3/31/20236 on 3/26/2024

RAUM, Historic

700M350M0202020212022202320242025359686894 on 3/30/2020359686894 on 5/28/2020359686894 on 5/28/2020359686894 on 6/3/2020359686894 on 6/8/2020359686894 on 6/29/2020359686894 on 12/1/2020359686894 on 12/21/2020468309719 on 3/17/2021636963645 on 3/25/2022636963645 on 11/9/2022461852505 on 3/31/2023377271238 on 3/26/2024

No. Clients, Historic

3001500202020212022202320242025209 on 3/30/2020209 on 5/28/2020209 on 5/28/2020209 on 6/3/2020209 on 6/8/2020209 on 6/29/2020209 on 12/1/2020209 on 12/21/2020214 on 3/17/2021225 on 3/25/2022225 on 11/9/2022227 on 3/31/2023217 on 3/26/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Amazon.com, Inc. Stock 6K 31K –
Invesco QQQ Trust ETF ETF 9K 18K –
Starbucks Corporation Stock 16 200 –
Monster Beverage Corporation Stock 3 60 –
Johnson & Johnson Stock 198 1K –
Vanguard Total Stock Market ETF ETF 90 335 –
Vanguard International High Dividend Yield ETF ETF 15 220 –
Costco Wholesale Corporation Stock 574 675 –
Cleveland Cliffs, Inc. Stock 6 400 –
HCA Healthcare, Inc. Stock 116 360 –
Goldman Sachs Group, Inc. Stock 90 200 –
iShares MSCI KLD 400 Social ETF ETF 1K 14K –
Royal Dutch Shell, Plc ADR 22 300 –
Boston Scientific Group Stock 1K 16K –
Procter & Gamble Corporation Stock 298 2K –
The Coca-Cola Company Stock 1 20 –
Vanguard Real Estate ETF ETF 14 170 –
iShares MSCI USA ESG Select ETF ETF 998 9K –
Intel Corporation Stock 107 3K –
Netflix, Inc. Stock 1 2 –
Advance Auto Parts, Inc. Stock 129 2K –
Wells Fargo Capital 7.50 Convertible Preferred 13K 11K –
Merck & Co., Inc. Stock 126 1K –
SPDR S&P 500 ETF ETF 2K 3K –
Mastercard Incorporated Stock 36 82 –
United Rentals, Inc. Stock 6 9 –
Emerson Electric Company Stock 23 205 –
Vertex Pharmaceuticals Incorporated Stock 4 9 –
J.M. Smucker Company Stock 27 247 –
Goldman Sachs JUST U.S. Large Cap Equity ETF ETF 1K 14K –
Edwards Life Sciences Stock 57 615 –
Super Micro Computer, Inc. Stock 3K 4K –
Chubb Limited Stock 9 35 –
Marvell Technology, Inc. Stock 17 250 –
Vanguard FTSE All-World Ex-US Small-Cap Index ETF ETF 15 125 –
Pepsico, Inc. Stock 71 428 –
Kimbell Royalty Partners, LP Stock 213 13K –
Black Stone Minerals, L.P. Stock 230 15K –
Kimberly-Clark Corporation Stock 117 846 –
Molson Coors Beverage Company Stock 93 2K –
Honeywell International, Inc. Stock 45 210 –
Trane Technologies, Plc Stock 240 730 –
Ingersoll Rand, Inc. Stock 61 670 –
U.S. Bancorp Stock 49 1K –
BP, Plc ADR 21 575 –
The Home Depot, Inc. Stock 27 79 –
iShares Russell 2500 ETF ETF 2K 28K –
DuPont de Nemours, Inc. Stock 18 225 –
Health Care Select Sector SPDR Fund ETF 98 670 –
Dole, PLC Stock 0 30 –
Becton, Dickinson and Company Stock 257 1K –
Teck Resources Limited Stock 80 2K –
Schwab U.S. Small Cap ETF ETF 5 100 –
iShares Russell 1000 Growth ETF ETF 308 845 –
Laboratory Corporation of America Holdings Stock 312 2K –
Schwab U.S. Large-Cap ETF ETF 1K 20K –
Viemed Healthcare, Inc. Stock 218 33K –
Berkshire Hathaway Inc. Stock 827 2K –
Adobe Systems, Inc. Stock 51 91 –
Southern Copper Corporation Stock 261 2K –
Exelon Corporation Stock 7 200 –
Alphabet, Inc. Stock 5K 25K –
The Progressive Corporation Stock 88 425 –
Intuit, Inc. Stock 583 887 –
Generac Holdings Inc. Stock 184 1K –
Microsoft Corporation Stock 3K 7K –
CVS Health Corporation Stock 139 2K –
Keurig Dr Pepper, Inc. Stock 11 315 –
Garmin, Ltd. Stock 2 13 –
Berkshire Hathaway Inc. Stock 2K 4 –
Vanguard Small Cap ETF ETF 93 425 –
NextEra Energy, Inc. Stock 28 394 –
Nike, Inc. Stock 3 40 –
Tesla Motors, Inc. Stock 26 130 –
NXP Semiconductors N.V. Stock 13 49 –
Norfolk Southern Corporation Stock 64 300 –
Dell Technologies, Inc. Stock 26 189 –
Alerian MLP ETF ETF 475 10K –
CenterPoint Energy, Inc. Stock 28 900 –
Global X Artificial Intelligence & Technology ETF ETF 52 1K –
Dow, Inc. Stock 12 225 –
Vanguard S&P 500 ETF ETF 495 990 –
CrowdStrike Holdings, Inc. Stock 451 1K –
Tower Semiconductor Ltd. Stock 96 2K –
Eli Lilly and Company Stock 194 214 –
Air Products & Chemicals, Inc. Stock 19 75 –
Datadog, Inc. Stock 21 165 –
Peloton Interactive, Inc. Stock 8 3K –
Schwab U.S. Mid-Cap ETF ETF 3K 35K –
iShares Russell 2000 ETF ETF 10 50 –
Fidelity National Information Services, Inc. Stock 139 2K –
Vertiv Holdings, Co. Stock 5K 59K –
Digital Realty Trust, Inc. REIT 103 678 –
Carrier Global Corporation Stock 131 2K –
Freeport-McMoRan, Inc. Stock 81 2K –
APi Group Corporation Stock 40 1K –
Iovance Biotherapeutics, Inc. Stock 1 100 –
iShares 0-3 Month Treasury Bond ETF ETF 1 10 –
American Electric Power Company, Inc. Stock 4 50 –
Entergy Corporation Stock 21 200 –
Marathon Petroleum Corporation Stock 16 90 –
Invesco Aerospace & Defense ETF ETF 5 49 –
Invesco Dynamic Semiconductors ETF ETF 2K 24K –
Snowflake, Inc. Stock 146 1K –
Applied Industrial Technologies, Inc. Stock 2 11 –
Stem, Inc. Stock 11 10K –
C3.ai, Inc. Stock 8 260 –
Energy Transfer LP Stock 229 14K –
Centerspace REIT 50 734 –
Schwab US Dividend ETF ETF 93 1K –
UiPath Inc. Stock 6 500 –
Electronic Arts, Inc. Stock 184 1K –
Visa, Inc. Stock 3K 13K –
Clear Secure, Inc. Stock 37 2K –
Cellebrite Warrants (Exp. 8/30/26) Stock 0 16 –
iShares MSCI India ETF ETF 4 79 –
Blackstone Secured Lending Fund CEF 15 500 –
Vanguard Growth ETF ETF 34 90 –
Rivian Automotive, Inc. Stock 0 36 –
Samsara Inc. Stock 64 2K –
VanEck Semiconductor ETF ETF 16 62 –
ADS-TEC Energy, PLC Warrants (Exp. 12/22/26) Stock 8 3K –
Douglas Elliman, Inc. Stock 5 4K –
Constellation Energy Corporation Stock 13 66 –
Meta Platforms, Inc. Stock 7K 14K –
ASML Holding N.V. ADR 20 20 –
ServiceNow, Inc. Stock 44 56 –
Palo Alto Networks, Inc. Stock 36 105 –
Broadcom, Inc. Stock 55 34 –
Mplx, LP Stock 170 4K –
Accenture, PLC Stock 12 40 –
GE HealthCare Technologies, Inc. Stock 0 4 –
Enbridge, Inc. Stock 10 295 –
Nice, Ltd. ADR 4 25 –
NVidia Corporation Stock 14K 110K –
Wheaton Precious Metals Corporation Stock 25 470 –
AbbVie, Inc. Stock 26 150 –
ANSYS, Inc. Stock 228 710 –
Polaris, Inc. Stock 1 13 –
Stryker Corporation Stock 109 320 –
Fastenal Corporation Stock 7 114 –
Resmed, Inc. Stock 5 25 –
Intuitive Surgical, Inc. Stock 328 738 –
AMETEK, Inc. Stock 1 7 –
Intercontinental Exchange, Inc. Stock 825 6K –
J.P. Morgan U.S. Tech Leaders ETF ETF 1K 21K –
iShares Russell Mid-Cap ETF ETF 245 3K –
APA Corporation Stock 3 102 –
Advanced Micro Devices, Inc. Stock 49 300 –
SPDR SSGA US Large Cap Low Volatility ETF ETF 10 65 –
CDW Corporation Stock 14 63 –
Energy Select Sector SPDR Fund ETF 548 6K –
Solventum Corporation Stock 8 146 –
GE Vernova, LLC Stock 1 3 –
General Electric Company Stock 2 13 –
Commvault Systems, Inc. Stock 675 6K –
Industrial Select Sector SPDR Fund ETF 3 25 –
iShares Expanded Tech-Software Sector ETF ETF 2K 22K –
Allegion, Plc Stock 31 266 –
The Cigna Group Stock 1 4 –
Wells Fargo & Company Stock 85 1K –
Rio Tinto Group ADR 138 2K –
Ecolab, Inc. Stock 508 2K –
Salesforce.com, Inc. Stock 144 559 –
Invesco S&P 500 Equal Weight Industrials ETF ETF 5 118 –
JP Morgan Chase & Co. Stock 42 209 –
Monolithic Power Systems, Inc. Stock 21 25 –
Chevron Corporation Stock 112 718 –
ConocoPhillips Stock 5 40 –
Vanguard FTSE Developed Markets ETF ETF 16 320 –
Danaher Corporation Stock 7 29 –
Walmart, Inc. Stock 40 585 –
Oracle Corporation Stock 6 46 –
Raytheon Technologies Stock 215 2K –
Vanguard FTSE Emerging Markets ETF ETF 15 335 –
Target Corporation Stock 100 675 –
Vanguard High Dividend Yield ETF ETF 28 235 –
3M Company Stock 60 585 –
KLA Corporation Stock 4 5 –
Caterpillar, Inc. Stock 238 715 –
Alphabet, Inc. Stock 10K 52K –
Amgen, Inc. Stock 62 200 –
Otis Worldwide Corporation Stock 103 1K –
Vanguard Utilities ETF ETF 140 948 –
Digi International, Inc. Stock 374 16K –
iShares Core S&P U.S. Growth ETF ETF 875 7K –
Viper Energy Partners, LP Stock 188 5K –
SPDR S&P Oil & Gas Exploration & Production ETF ETF 7 47 –
Gabelli Global Small & Mid Cap CEF 0 20 –
Barings Corporate Investors CEF 14 750 –
Global X NASDAQ 100 Covered Call ETF ETF 133 8K –
Axon Enterprise, Inc. Stock 7K 22K –
iShares S&P Small Cap 600 Value ETF ETF 24 250 –
Alibaba Group Holding Limited ADR 13 185 –
American States Water Company Stock 2 31 –
Essential Utilities, Inc. Stock 1 30 –
Camtek, Ltd. Stock 17 137 –
Euronet Worldwide, Inc. Stock 427 4K –
Bank of America 7.25 Convertible Preferred 112 94 –
Lam Research Corporation Stock 46 43 –
SPDR MSCI ACWI Low Carbon Target ETF ETF 462 13K –
Vident U.S. Equity Strategy ETF ETF 4 65 –
Philip Morris International, Inc. Stock 144 1K –
Skyline Champion Corporation Stock 4K 53K –
Synopsys, Inc. Stock 63 106 –
Veeco Instruments, Inc. Stock 19 400 –
Vicor Corporation Stock 13 386 –
Bristol Myers Squibb Company Stock 2 60 –
Altria Group, Inc. Stock 34 742 –
American Water Works Company, Inc. Stock 5 35 –
Cadence Design Systems, Inc. Stock 6 18 –
Exxon Mobil Corporation Stock 872 8K –
UnitedHealth Group, Inc. Stock 7K 13K –
Lowe's Companies, Inc. Stock 2K 10K –
ON Semiconductor Corporation Stock 8 116 –
Grayscale Bitcoin Trust ETF 27 500 –
Lantheus Holdings, Inc. Stock 675 8K –
Novo Nordisk A/S ADR 19 132 –
SAP SE ADR 20 100 –
Charles Schwab Corporation Stock 526 7K –
Barings Participation Investors CEF 33 2K –
Apple, Inc. Stock 7K 35K –
Booking Holdings Inc. Stock 83 21 –