DIVERSIFIED PARTNERS, INC.
DIVERSIFIED PARTNERS INC Legal Name
Adviser information for DIVERSIFIED PARTNERS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $131.8M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $131.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $131.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Selection of other advisers (including private fund managers) |
|---|---|
| Compensation | NO COMPENSATION FOR IA SERVICES, GP PAID FOR ADMIN SERVICES |
Identifiers
| SEC RIA File Number | 801-57543 |
|---|---|
| SEC ERA File Number | 801-57543 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109570 |
| Legal Entity Identifier | None |
Principal Office
5110 MARYLAND WAYSUITE 300
BRENTWOOD
TN
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 6153710001, Fax: 6153778940
Chief Compliance Officer
HEATHER HALE
SECRETARY/ TREASURER
MARYLAND WAY
5110
BRENTWOOD
TN
United States
Tel:
615-371-0001
Fax:
615-371-0184
H****@************************M
(Full email address available in API data)
Regulatory Contact
MARK MICCIOLI
ATTORNEY
5110 MARYLAND WAY, SUITE 300
BRENTWOOD
TN
United States
Tel:
615-371-0001
Fax:
615-371-0184
M********@************************M
(Full email address available in API data)
Industry Affiliates
| EMPLOYEE BENEFIT SERVICES, INC. | Pension consultant |
| THOROUGHBRED FINANCIAL SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AFPC DIVERSIFIED PARTNERS II, L.P. | Private Equity Fund | $41.3M | $0.1M | 62 |
| AFPC DIVERSIFIED PARTNERS III, L.P. | Private Equity Fund | $32.5M | $0.1M | 60 |
| AFPC DIVERSIFIED PARTNERS, L.P. | Private Equity Fund | $58.0M | $0.1M | 62 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARKER, THOMAS, JENKINS | Individual | – | PRESIDENT, SHAREHOLDER | 05/1993 | > 75% |
| PARKER, DANIEL, JASON | Individual | – | INVESTMENT OFFICER | 04/2021 | < 5% |
| HALE, HEATHER, OGREN | Individual | – | CHIEF COMPLIANCE OFFICER/ SECRETARY/ TREASURER | 07/2022 | < 5% |