GRASSI INVESTMENT MANAGEMENT, LLC
Adviser information for GRASSI INVESTMENT MANAGEMENT, LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 384 | $1.1B |
| Non-Discretionary | 22 | $45.0M |
| Total | 406 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 141 | $211.6M |
| HNW Individuals | 26 | $867.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.7M |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $10.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $12.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-57556 |
|---|---|
| SEC ERA File Number | 801-57556 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108690 |
| Legal Entity Identifier | None |
Principal Office
2350 MISSION COLLEGE BLVD., SUITE 190SANTA CLARA
CA
United States
Monday - Friday, 6:30 A.M. TO 4:00 P.M.
Tel: 650-934-0770, Fax: 650-934-0777
Websites
Chief Compliance Officer
PETER T. GRASSI
2350 MISSION COLLEGE BLVD., SUITE 190
SANTA CLARA
CA
United States
Tel:
650-934-0770
Fax:
650-934-0777
P*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRASSI, PETER, TED | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/2000 | 25-50% |
| GRASSI, PETER, EDWARD | Individual | – | MANAGING MEMBER | 01/2000 | 50-75% |