Hedge Fund Database

CRESTONE ASSET MANAGEMENT LLC

Adviser information for CRESTONE ASSET MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 58
Investment Advisory/Research 28
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 27
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 716 $3.4B
Non-Discretionary 44 $210.2M
Total 760 $3.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 177 $1.2B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 63 $2.2B
Pension and profit sharing plans 0 $0
Charitable organizations <5 $120.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $64.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-57585
SEC ERA File Number 801-57585
SEC CIK Numbers 1845617
SEC CRD Numbers 108581
Legal Entity Identifier None

Principal Office

1048 PEARL STREET
SUITE 450
BOULDER
CO
United States
Monday - Friday, 7 A.M TO 6 P.M.
Tel: 303-442-4447, Fax: 303-442-4587

Websites

clients.crestonecapital.com/ www.crestonewealthplanning.com/ www.crestoneinvestmentconference.com/ twitter.com/crestonecapital www.crestonepowdercats.com/ www.findingmeaninginmoney.com/ www.crestoneinvestmentski.com/ www.linkedin.com/company/crestone-capital www.instagram.com/crestonecapital/ www.crestonecapital.com

Chief Compliance Officer

BLISS BERNAL
1048 PEARL STREET
SUITE 450
BOULDER
CO
United States
Tel: 303-442-4447
Fax: 303-442-4587
(Full email address available in API data)

Regulatory Contact

MATTHEW WILES
CHIEF OPERATING OFFICER
1048 PEARL ST
STE 450
BOULDER
CO
United States
Tel: 303-442-4447
Fax: 303-442-4587
(Full email address available in API data)

Industry Affiliates

CRESTONE ALTERNATIVE PARTNERS LLC Sponsor, GP, manager of pooled investment vehicles
CRESTONE REAL ESTATE LLC Sponsor, GP, manager of pooled investment vehicles
FLATIRONS GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARAPAHO PEAK REAL ESTATE FUND III LP Real Estate Fund $1.4M $0.1M 47
ARAPAHO PEAK REAL ESTATE FUND IV LP Real Estate Fund $5.0M $0.1M 51
ARAPAHO PEAK REAL ESTATE FUND V LP Real Estate Fund $41.0M $0.1M 103
ARAPAHO PEAK REAL ESTATE FUND VI LP Real Estate Fund $42.6M $0.1M 71
ARAPAHO PEAK REAL ESTATE FUND VII LP Real Estate Fund $37.0M $0.1M 105
ARAPAHO PEAK REAL ESTATE FUND VIII LP Real Estate Fund $8.7M $0.1M 32
ARAPAHO SPRINGS REAL ESTATE FUND LP Real Estate Fund $32.4M $0.1M 118
CARIBOU GLOBAL EQUITY FUND LP Liquidity Fund $20.6M $0.1M 81
CC - ADDITION FIVE, L.P. Private Equity Fund $6.0M $0.3M 16
CC - ADDITION FOUR, L.P. Private Equity Fund $8.8M $0.3M 33
CC - ADDITION ONE, L.P. Private Equity Fund $11.1M $0.5M 33
CC - ADDITION THREE, L.P. Private Equity Fund $11.2M $0.5M 45
CC - ADDITION TWO, L.P. Private Equity Fund $8.1M $0.5M 27
CC - H CAPITAL V LP Private Equity Fund $18.5M $0.5M 20
CC - QED FUND VI, LP Private Equity Fund $18.2M $0.5M 8
CC - TIGER GLOBAL PIP XI LP Private Equity Fund $38.4M $0.5M 61
CC - TIGER GLOBAL PIP XII, L.P. Private Equity Fund $25.3M $0.5M 52
CC - TIGER GLOBAL PIP XIV, L.P. Private Equity Fund $20.2M $0.5M 67
CC - TIGER GLOBAL PIP XV, L.P. Private Equity Fund $16.1M $0.5M 65
CC - TIGER GLOBAL, L.P. Private Equity Fund $27.2M $0.3M 98
CC - TIMBER BAY FUND III, LP Private Equity Fund $6.0M $0.3M 13
CRE 2655 WEST MIDWAY LLC Real Estate Fund $6.8M $0.0M 39
CRESTONE ALTERNATIVE STRATEGIES LP Hedge Fund $238.1M $0.3M 219
CRESTONE ALTERNATIVE STRATEGIES LTD Hedge Fund $14.0M $0.5M 16
ELDORADO NATURAL RESOURCES FUND II LP Private Equity Fund $0.2M $0.1M 43
ELDORADO NATURAL RESOURCES FUND III LP Private Equity Fund $7.5M $0.1M 55
ELDORADO NATURAL RESOURCES FUND IV LP Private Equity Fund $15.2M $0.1M 55
ELDORADO NATURAL RESOURCES FUND V LP Private Equity Fund $7.3M $0.1M 24
KENOSHA CREDIT OPPORTUNITIES FUND LP CREDIT FUND $76.2M $0.1M 163
KENOSHA HIGH YIELD FUND LP HIGH YIELD DEBT $4.6M $0.3M 40
KENOSHA HIGH YIELD FUND V LP HIGH YIELD DEBT $18.8M $0.1M 102
KENOSHA HIGH YIELD FUND VI LP HIGH YIELD DEBT $37.7M $0.1M 99
KENOSHA HIGH YIELD FUND VII LP HIGH YIELD DEBT $28.0M $0.1M 99
KENOSHA MUNI OPPORTUNITY FUND I LP MUNI FUND $10.2M $0.1M 91
KENOSHA MUNICIPAL OPPORTUNITIES FUND II LP MUNI FUND $21.0M $0.1M 112
KENOSHA MUNICIPAL OPPORTUNITIES FUND III LP MUNI FUND $41.3M $0.1M 133
KENOSHA MUNICIPAL OPPORTUNITIES FUND IV LP MUNI FUND $40.4M $0.1M 86
MAROON PEAKS PRIVATE EQUITY FUND I LP Private Equity Fund $0.0M $0.1M 0
MAROON PEAKS PRIVATE EQUITY FUND III LP Private Equity Fund $4.6M $0.1M 44
MAROON PEAKS PRIVATE EQUITY FUND IV LP Private Equity Fund $5.9M $0.1M 51
MAROON PEAKS PRIVATE EQUITY FUND IX LP Private Equity Fund $92.2M $0.1M 133
MAROON PEAKS PRIVATE EQUITY FUND V LP Private Equity Fund $20.8M $0.1M 70
MAROON PEAKS PRIVATE EQUITY FUND VI LP Private Equity Fund $36.7M $0.1M 97
MAROON PEAKS PRIVATE EQUITY FUND VII LP Private Equity Fund $94.7M $82.1M 113
MAROON PEAKS PRIVATE EQUITY FUND VIII LP Private Equity Fund $91.3M $0.1M 119
MAROON PEAKS PRIVATE EQUITY FUND X LP Private Equity Fund $76.8M $0.1M 144
MAROON PEAKS PRIVATE EQUITY FUND XI LP Private Equity Fund $75.9M $0.1M 170
MAROON PEAKS PRIVATE EQUITY FUND XII LP Private Equity Fund $84.0M $0.1M 173
MAROON PEAKS PRIVATE EQUITY FUND XIII LP Private Equity Fund $29.7M $0.1M 48
MATTERHORN INTERNATIONAL FUND LP Liquidity Fund $33.0M $0.1M 106
MONTEZUMA FUND II LP Venture Capital Fund $44.7M $0.1M 101
MONTEZUMA FUND III LP Venture Capital Fund $48.6M $0.1M 115
MONTEZUMA FUND IV LP Venture Capital Fund $61.2M $0.1M 127
MONTEZUMA FUND LP Venture Capital Fund $37.7M $0.1M 102
MONTEZUMA FUND V LP Venture Capital Fund $63.6M $0.1M 145
MONTEZUMA FUND VI, LP Venture Capital Fund $58.6M $0.1M 168
MONTEZUMA FUND VII LP Venture Capital Fund $53.5M $0.1M 162
MONTEZUMA FUND VIII LP Venture Capital Fund $21.4M $0.1M 47
PAGODA PEAK EMERGING MARKETS FUND LP Liquidity Fund $33.2M $0.1M 96
POTOSI PEAK IMPACT FUND II LP Private Equity Fund $0.3M $0.1M 4
POTOSI PEAK IMPACT FUND LP Private Equity Fund $10.1M $0.1M 48
SANITAS GLOBAL OPPORTUNITY FUND LP Hedge Fund $105.4M $0.5M 145
SUMMIT GLOBAL ALL CAP EQUITY FUND LP Liquidity Fund $61.6M $0.5M 144

Control Persons

Name Type Entity Title Since Ownership
CRESTONE CAPITAL LLC Domestic Entity – SOLE MEMBER 10/2001 > 75%
KRAMER, ERIC, JOHN Individual CRESTONE CAPITAL LLC MANAGER 01/2000
KRAMER, ERIC, JOHN Individual – MANAGER 09/2000 < 5%
CRESTONE CAPITAL HOLDINGS LLC Domestic Entity CRESTONE CAPITAL LLC MEMBER 01/2015 25-50%
WILES, MATTHEW, ALLEN Individual – PRESIDENT 11/2022 < 5%
BERNAL, BLISS, MARGARET Individual – CHIEF COMPLIANCE OFFICER 03/2020 < 5%
WILES, MATTHEW, ALLEN Individual CRESTONE CAPITAL HOLDINGS LLC MANAGER 06/2023
ERIC J. KRAMER COMPANY Domestic Entity CRESTONE CAPITAL HOLDINGS LLC MEMBER 05/2015 > 75%
KRAMER, ERIC, JOHN Individual CRESTONE CAPITAL HOLDINGS LLC MANAGER 06/2023
KRAMER, ERIC, JOHN Individual CRESTONE CAPITAL HOLDINGS II LLC MANAGER 03/2024
VITRANO, RONDA Individual CRESTONE CAPITAL LLC MANAGER 01/2021
CRESTONE CAPITAL HOLDINGS II LLC Domestic Entity CRESTONE CAPITAL LLC MEMBER 03/2024 50-75%
EJK WY TRUST Domestic Entity ERIC J. KRAMER COMPANY SHAREHOLDER 12/2023 > 75%
WILES, MATTHEW, ALLEN Individual CRESTONE CAPITAL LLC MANAGER 01/2021
Copeland, Stephanie, Ann Individual CRESTONE CAPITAL HOLDINGS LLC MANAGER 06/2023
MCGOWAN, MICHAEL, LESTER Individual CRESTONE CAPITAL HOLDINGS LLC MANAGER 06/2023
ERIC J. KRAMER COMPANY Domestic Entity CRESTONE CAPITAL HOLDINGS II LLC MEMBER 03/2024 > 75%
Cerkovnik, Edward Individual CRESTONE CAPITAL HOLDINGS LLC MANAGER 06/2023
OPES DIRECTED FIDUCIARY SERVICES LLC Domestic Entity EJK WY TRUST TRUSTEE 12/2023

No. Employees, Historic

60300201920202021202220232024202532 on 7/9/201932 on 9/20/201932 on 9/23/201932 on 10/22/201938 on 3/30/202038 on 4/2/202038 on 5/19/202038 on 6/30/202038 on 1/5/202138 on 1/20/202138 on 1/21/202150 on 3/16/202150 on 5/18/202150 on 5/18/202150 on 7/12/202150 on 9/20/202155 on 11/3/202154 on 3/18/202254 on 6/29/202256 on 3/21/202356 on 4/25/202356 on 8/4/202356 on 9/6/202356 on 9/21/202356 on 1/23/202458 on 3/27/2024

RAUM, Historic

5B3B020192020202120222023202420252429103718 on 7/9/20192429103718 on 9/20/20192429103718 on 9/23/20192429103718 on 10/22/20192949776621 on 3/30/20202949776621 on 4/2/20202949776621 on 5/19/20202949776621 on 6/30/20202949776621 on 1/5/20212949776621 on 1/20/20212949776621 on 1/21/20213110876533 on 3/16/20213110876533 on 5/18/20213110876533 on 5/18/20213110876533 on 7/12/20213110876533 on 9/20/20213110876533 on 11/3/20214174504233 on 3/18/20224174504233 on 6/29/20223646520228 on 3/21/20233646520228 on 4/25/20233646520228 on 8/4/20233646520228 on 9/6/20233646520228 on 9/21/20233646520228 on 1/23/20243616260964 on 3/27/2024

No. Clients, Historic

30015002019202020212022202320242025143 on 7/9/2019143 on 9/20/2019143 on 9/23/2019143 on 10/22/2019148 on 3/30/2020148 on 4/2/2020148 on 5/19/2020148 on 6/30/2020148 on 1/5/2021148 on 1/20/2021148 on 1/21/2021178 on 3/16/2021178 on 5/18/2021178 on 5/18/2021178 on 7/12/2021178 on 9/20/2021178 on 11/3/2021205 on 3/18/2022205 on 6/29/2022239 on 3/21/2023239 on 4/25/2023239 on 8/4/2023239 on 9/6/2023239 on 9/21/2023239 on 1/23/2024248 on 3/27/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
N/A N/A 0 0 –