SEQUOIA PLANNING & INVESTMENTS LLC
Adviser information for SEQUOIA PLANNING & INVESTMENTS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $7.9M |
| Non-Discretionary | 34 | $158.8M |
| Total | 35 | $166.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $4.0M |
| HNW Individuals | 22 | $162.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-57596 |
|---|---|
| SEC ERA File Number | 801-57596 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109519 |
| Legal Entity Identifier | None |
Principal Office
426 YAKIMA PLACELA CONNER
WA
United States
Monday - Friday, 9:30 AM - 5:30 PM
Tel: (925) 934-8200, Fax: None
Chief Compliance Officer
PAUL E. MURK
MANAGING MEMBER
426 YAKIMA PLACE
LA CONNER
WA
United States
Tel:
(925) 788-5380
P***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MURK, PAUL, EDWARD | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 04/1998 | > 75% |