MERIT ENERGY COMPANY
MERIT ENERGY COMPANY, LLC Legal Name
Adviser information for MERIT ENERGY COMPANY last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 831 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $4.6B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $4.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-57598 |
|---|---|
| SEC ERA File Number | 801-57598 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109310 |
| Legal Entity Identifier | None |
Principal Office
13727 NOEL ROADSTE 1200
DALLAS
TX
United States
Monday - Friday, 8AM TO 5PM CST
Tel: 972-701-8377, Fax: None
Websites
Chief Compliance Officer
CHRISTOPHER S HAGGE
VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER
13727 NOEL ROAD
STE 1200
DALLAS
TX
United States
Tel:
972-628-1648
C**********@**************M
(Full email address available in API data)
Regulatory Contact
ANN MENNEL
VICE PRESIDENT, CHIEF FINANCIAL OFFICER
13727 NOEL ROAD
STE 1200
DALLAS
TX
United States
Tel:
972-628-1527
A*********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MERIT ENERGY PARTNERS F-II, LP | Private Equity Fund | $20.4M | $1.0M | 41 |
| MERIT ENERGY PARTNERS F-III, LP | Private Equity Fund | $2.0M | $0.2M | 29 |
| MERIT ENERGY PARTNERS G, LP | Private Equity Fund | $275.7M | $0.5M | 59 |
| MERIT ENERGY PARTNERS H, LP | Private Equity Fund | $604.7M | $0.0M | 108 |
| MERIT ENERGY PARTNERS I, LP | Private Equity Fund | $983.8M | $5.0M | 95 |
| MERIT ENERGY PARTNERS III-A, LP | Private Equity Fund | $6.7M | $4.8M | 1 |
| MERIT ENERGY PARTNERS III-C, LP | Private Equity Fund | $61.3M | $0.0M | 1 |
| MERIT ENERGY PARTNERS III, LP | Private Equity Fund | $4.4M | $10.0M | 1 |
| MERIT ENERGY PARTNERS IX, LP | Private Equity Fund | $4.3M | $10.0M | 1 |
| MERIT ENERGY PARTNERS J LP | Private Equity Fund | $847.4M | $5.0M | 81 |
| MERIT ENERGY PARTNERS K, LP | Private Equity Fund | $875.7M | $5.0M | 80 |
| MERIT ENERGY PARTNERS L, LP | Private Equity Fund | $404.0M | $5.0M | 77 |
| MERIT ENERGY PARTNERS VI, LP | Private Equity Fund | $7.8M | $10.0M | 1 |
| MERIT ENERGY PARTNERS VIII, LP | Private Equity Fund | $342.1M | $10.0M | 1 |
| MERIT ENERGY PARTNERS X, LP | Private Equity Fund | $155.5M | $10.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOTTBERG, TERRY, DEAN | Individual | – | CHAIRMAN, PRESIDENT, CEO, ELECTED MANAGER, DIRECT OWNER/LLC MEMBER | 05/2009 | 10-25% |
| BEVO PARTNERS, LP | Domestic Entity | – | DIRECT OWNER/LLC MEMBER | 01/2008 | 10-25% |
| NAZUNI PARTNERS, LP | Domestic Entity | – | DIRECT OWNER/LLC MEMBER | 01/2008 | 10-25% |
| GAYDEN 2002 FAMILY TRUST | Domestic Entity | – | DIRECT OWNER/LLC MEMBER | 08/2022 | 5-10% |
| MERIT ENERGY MANAGEMENT, LP | Domestic Entity | – | DIRECT OWNER/LLC MEMBER | 01/2015 | 25-50% |
| WILLIAMS, ELIZABETH, GAYDEN | Individual | – | ELECTED MANAGER | 01/2015 | < 5% |
| KEENAN, KATHERINE, GAYDEN | Individual | – | ELECTED MANAGER | 01/2015 | < 5% |
| HAGGE, CHRISTOPHER, SCOTT | Individual | – | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 01/2006 | < 5% |
| MENNEL, ANN, MARIE | Individual | – | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 04/2021 | < 5% |
| Gayden, Cynthia, Newton | Individual | GAYDEN 2002 FAMILY TRUST | TRUSTEE | 08/2022 | |
| WILLIAMS, ELIZABETH, GAYDEN | Individual | NAZUNI PARTNERS, LP | LIMITED PARTNER | 04/1992 | > 75% |
| MP MANAGEMENT TRUST | Domestic Entity | NAZUNI PARTNERS, LP | GENERAL PARTNER | 04/2016 | |
| Gayden, Cynthia, Newton | Individual | MP MANAGEMENT TRUST | TRUSTEE | 04/2016 | |
| KEENAN, KATHERINE, GAYDEN | Individual | BEVO PARTNERS, LP | LIMITED PARTNER | 04/1992 | > 75% |
| MP MANAGEMENT TRUST | Domestic Entity | BEVO PARTNERS, LP | GENERAL PARTNER | 04/2016 | |
| MERIT ENERGY MANAGEMENT GP, LLC | Domestic Entity | MERIT ENERGY MANAGEMENT, LP | GENERAL PARTNER | 12/2009 | |
| MP MANAGEMENT TRUST | Domestic Entity | MERIT ENERGY MANAGEMENT GP, LLC | SOLE MEMBER AND MANAGER | 06/2016 | > 75% |