DIASTOLE WEALTH MANAGEMENT
DIASTOLE WEALTH MANAGEMENT, INC. Legal Name
Adviser information for DIASTOLE WEALTH MANAGEMENT last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 221 | $223.8M |
| Non-Discretionary | 83 | $162.4M |
| Total | 304 | $386.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 216 | $62.7M |
| HNW Individuals | 86 | $297.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $26.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)ADVISORY CONSULTING |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-57610 |
|---|---|
| SEC ERA File Number | 801-57610 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111604 |
| Legal Entity Identifier | None |
Principal Office
58 BOSTON STREETGUILFORD
CT
United States
Monday - Friday, MON.-THUR. 9 A.M.-5:00 P.M., FRI. 9 A.M.-4 P.M.
Tel: 203-458-5220, Fax: 203-453-5855
Chief Compliance Officer
ELIZABETH COOK
CCO
58 BOSTON STREET
GUILFORD
CT
United States
Tel:
203-458-5220
Fax:
203-453-5855
E****@***********M
(Full email address available in API data)
Regulatory Contact
MEREDITH P. EDEN
PARTNER AND COO
58 BOSTON STREET
GUILFORD
CT
United States
Fax:
203-453-5855
M****@***********M
(Full email address available in API data)
Industry Affiliates
| EDEN INVESTMENT PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EDEN PARTNERS ABSOLUTE GROWTH FUND, LP | Hedge Fund | $21.0M | $0.2M | 32 |
| STEAMBOAT FUND, LP | Hedge Fund | $5.5M | $0.2M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EDEN, ELIZABETH, DIANA | Individual | – | PRESIDENT/CEO | 11/1996 | 25-50% |
| COOK, ELIZABETH, EARLY | Individual | – | PRINCIPAL/CCO | 11/1996 | 25-50% |
| EDEN, ETHAN, ANTHONY | Individual | – | OWNER | 01/2009 | 10-25% |
| EDEN, MEREDITH, PAPA | Individual | – | CHIEF OPERATING OFFICER | 02/2008 | < 5% |