NATIVE AMERICAN FUND ADVISORS LLC
Adviser information for NATIVE AMERICAN FUND ADVISORS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $34.9M |
| Non-Discretionary | 1 | $3,468 |
| Total | 2 | $34.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $3,468 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $34.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-57618 |
|---|---|
| SEC ERA File Number | 801-57618 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108149 |
| Legal Entity Identifier | None |
Principal Office
1616 EAST 15TH STREETTULSA
OK
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 918-582-9823, Fax: 918-587-6502
Websites
Chief Compliance Officer
DAVID M. POARCH
MANAGING PARTNER
1616 EAST 15TH STREET
TULSA
OK
United States
Tel:
918-582-9823
Fax:
918-587-6502
D******@*********************M
(Full email address available in API data)
Regulatory Contact
DAVID M. POARCH
MANAGING PARTNER
1616 EAST 15TH STREET
TULSA
OK
United States
Tel:
918-582-9823
Fax:
918-587-6502
D******@*********************M
(Full email address available in API data)
Industry Affiliates
| PINNACLE INVESTMENT ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRAMER, ROBERT, BRETT | Individual | – | CHIEF INVESTMENT OFFICER | 11/1996 | 10-25% |
| POARCH, DAVID, MONROE | Individual | – | MANAGING PARTNER//CHIEF COMPLIANCE OFFICER | 11/1996 | 10-25% |
| POSEY, TIMOTHY, STEVEN | Individual | – | GENERAL COUNSEL | 06/1996 | 5-10% |
| POSEY, JAMES, ANDREW | Individual | – | PARTNER | 10/2003 | 10-25% |
| KANTOR, JOEL, BERNARD | Individual | – | PARTNER | 06/2005 | 5-10% |
| Roberts, Dorothy, L | Individual | – | PARTNER | 11/1996 | < 5% |
| BURGHART, SUSAN, HOKE SMITH | Individual | – | PARTNER | 11/1996 | < 5% |
| POARCH, CAROL, VIRGINIA | Individual | – | PARTNER | 12/1998 | < 5% |
| SWIMMER, ROSS, OWEN | Individual | – | PARTNER | 06/2009 | 5-10% |
| CAVANAUGH, LAMONT, EDWARD | Individual | – | PARTNER | 06/2005 | < 5% |
| NORMA M. KRAMER IRREVOCABLE TRUST | Domestic Entity | – | PARTNER | 06/2015 | < 5% |
| MIMOSA TREE CAPITAL INVESTMENT III, LLC | Domestic Entity | – | PARTNER | 06/2005 | 5-10% |
| KRAMER, ROBERT, BRETT | Individual | – | TRUSTEE OF THE NORMA KRAMER IRREVOCABLE TRUST | 06/2015 | < 5% |