VOYA FINANCIAL PARTNERS, LLC
Adviser information for VOYA FINANCIAL PARTNERS, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 55 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 55 |
| Registered State Investment Advisers | 55 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Pension consulting services |
|---|---|
| Compensation | VFP DOES NOT RECEIVE FEES FOR INVESTMENT ADVICE |
| Other Business Activities | Broker-dealer |
Principal Office
ONE ORANGE WAYWINDSOR
CT
United States
Monday - Friday, 8:00AM - 4:00 PM
Tel: 860-275-2110, Fax: 860-580-4936
Chief Compliance Officer
STEPHEN EASTON
DIRECTOR
ONE ORANGE WAY
WINDSOR
CT
United States
Tel:
860-275-2110
Fax:
860-580-4936
S*************@*******M
(Full email address available in API data)
Regulatory Contact
AMY HENLEY
COMPLIANCE CONSULTANT
ONE ORANGE WAY
WINDSOR
CT
United States
Tel:
(860) 580-2817
Fax:
(860) 580-4936
A*********@*******M
(Full email address available in API data)
Industry Affiliates
| POMONA CAPITAL | Other investment adviser, including financial planners |
| RELIASTAR LIFE INSURANCE COMPANY | Insurance company or agency |
| RELIASTAR LIFE INSURANCE COMPANY OF NEW YORK | Insurance company or agency |
| VOYA ALTERNATIVE ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
| VOYA FINANCIAL ADVISORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| VOYA INSTITUTIONAL TRUST COMPANY | Trust company |
| VOYA INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
| VOYA INVESTMENT MANAGEMENT CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorFutures commission merchant |
| VOYA INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
| VOYA INVESTMENTS DISTRIBUTOR, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| VOYA INVESTMENTS, LLC | Other investment adviser, including financial planners |
| VOYA RETIREMENT ADVISORS, LLC | Other investment adviser, including financial planners |
| VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY | Domestic Entity | – | PARENT | 06/2000 | > 75% |
| VOYA HOLDINGS, INC. | Domestic Entity | VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY | PARENT | 03/2003 | > 75% |
| VOYA FINANCIAL, INC. | Domestic Entity | VOYA HOLDINGS, INC. | SHAREHOLDER | 04/2014 | > 75% |
| HULTGREN, KRISTIN HENDERSON | Individual | – | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 04/2008 | < 5% |
| ELMSLIE, WILLIAM PETER | Individual | – | MANAGING DIRECTOR | 08/2016 | < 5% |
| WHITE, JASON MICHAEL | Individual | – | RIA MANAGING DIRECTOR | 04/2022 | < 5% |
| EASTON, STEPHEN JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |