Hedge Fund Database

TOLLESON PRIVATE WEALTH MANAGEMENT

TOLLESON PRIVATE WEALTH MANAGEMENT, LP Legal Name

Adviser information for TOLLESON PRIVATE WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Partnership
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 116
Investment Advisory/Research 89
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 33
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,874 $8.0B
Non-Discretionary 164 $202.4M
Total 4,038 $8.2B

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals 204 $2.7B
Banking or thrift institutions <5 $454.6M
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 18 $5.0B
Pension and profit sharing plans <5 $0
Charitable organizations <5 $32.2M
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)INVESTMENT DUE DILIGENCE AND MONITORING
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-57641
SEC ERA File Number 801-57641
SEC CIK Numbers 1373866, 1409839, 1456738, 1694228, 1553893, 1567130, 1638219, 1653874, 1669929, 1684511, 1707382, 1735428, 1772386, 1805401, 1853582, 1891814, 1896228, 1959905, 2011845, 2011057
SEC CRD Numbers 111838
Legal Entity Identifier None

Principal Office

5500 PRESTON ROAD
SUITE 250
DALLAS
TX
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 214-252-3250, Fax: 214-252-3261

Websites

www.instagram.com/tollesonwealthmanagement/ www.instagram.com/tollesonwealth/ www.glassdoor.com/reviews/tolleson-wealth-management-reviews-e383536.htm www.tollesonwealth.com www.instagram.com/tollesonprivatebank/ www.instagram.com/tollesonwealthmanagement/ www.linkedin.com/company/tolleson-wealth-management/ www.facebook.com/tolleson-wealth-management-688564004624411/ www.facebook.com/p/tolleson-private-bank-100057319215677/

Chief Compliance Officer

TRACIE KLEIN
CHIEF ADMINISTRATIVE OFFICER
8111 DOUGLAS AVENUE
SUITE 1000
DALLAS
TX
United States
Tel: 214-252-3265
Fax: 214-252-3262
(Full email address available in API data)

Regulatory Contact

COURTNEY PREGLER
COMPLIANCE DIRECTOR
8111 DOUGLAS AVENUE
SUITE 1000
DALLAS
TX
United States
Tel: 214-780-2612
Fax: 214-252-3262
(Full email address available in API data)

Industry Affiliates

TOLLESON GP MANAGEMENT, INC Sponsor, GP, manager of pooled investment vehicles
TOLLESON PRIVATE BANK Banking or thrift institution

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
TOLLESON 2012 ENERGY, LP Private Equity Fund $4.3M $0.3M 36
TOLLESON 2012 TECHNOLOGY, LP Private Equity Fund $0.6M $0.3M 24
TOLLESON 2015 ENERGY, LP Private Equity Fund $9.0M $0.3M 24
TOLLESON 2015 GOFF, LP Private Equity Fund $9.5M $0.3M 27
TOLLESON 2015 PRIVATE INVESTMENT, LP Private Equity Fund $12.5M $0.3M 18
TOLLESON 2016 PRIVATE INVESTMENT, LP Private Equity Fund $33.2M $0.3M 53
TOLLESON 2017 PRIVATE INVESTMENT, LP. Private Equity Fund $22.8M $0.3M 46
TOLLESON 2018 PRIVATE INVESTMENT, LP Private Equity Fund $45.4M $0.3M 51
TOLLESON 2019 PRIVATE INVESTMENT, LP Private Equity Fund $37.8M $0.3M 45
TOLLESON 2020 PRIVATE INVESTMENT, LP Private Equity Fund $50.7M $0.3M 46
TOLLESON 2021 PRIVATE INVESTMENT, LP Private Equity Fund $34.1M $0.3M 56
TOLLESON 2022 ALTERNATIVE INCOME, LP Private Equity Fund $94.0M $0.5M 76
TOLLESON 2022 PRIVATE INVESTMENTS, LP Private Equity Fund $31.6M $0.3M 71
TOLLESON 2023 PRIVATE INVESTMENT, LP Private Equity Fund $11.3M $0.3M 87
TOLLESON 2024 ALTERNATIVE INCOME, LP Private Equity Fund $89.8M $0.3M 59
TOLLESON 2024 PRIVATE INVESTMENT, LP Private Equity Fund $120.2M $0.3M 64
TOLLESON CORE BOND, LP MANAGER OF MANAGERS $962.3M $0.1M 304
TOLLESON HIGH YIELD CREDIT, LP MANAGER OF MANAGERS $494.2M $0.1M 280
TOLLESON INTERNATIONAL EQUITY, LP Hedge Fund $1,259.5M $0.1M 312
TOLLESON US EQUITY, LP Hedge Fund $1,882.1M $0.1M 299

Control Persons

Name Type Entity Title Since Ownership
TOLLESON, JOHN, CARTER Individual – EXECUTIVE CHAIRMAN 04/2000 < 5%
TOLLESON WEALTH MANGEMENT OF DELAWARE, INC Domestic Entity – LIMITED PARTNER 12/2002 > 75%
TPWM SERVICES, INC. Domestic Entity – GENERAL PARTNER 04/2000 < 5%
TOLLESON WEALTH MANGEMENT, INC Domestic Entity – HOLDING COMPANY 04/2002 < 5%
TOLLESON WEALTH MANAGEMENT, INC. Domestic Entity TOLLESON WEALTH MANGEMENT OF DELAWARE, INC SOLE SHAREHOLDER 12/2002 > 75%
KLEIN, TRACIE, HILL Individual – CHIEF COMPLIANCE OFFICER & CHIEF ADMINISTRATIVE OFFICER 09/2004 < 5%
HALL, GREGORY, SCOTT Individual – SENIOR MANAGING DIRECTOR 04/2005 < 5%
SCHEIBE, JOHN, MICHAEL Individual – CHIEF OPERATING OFFICER 01/2014 < 5%
HELD, MICHAEL, R Individual – MANAGING DIRECTOR 03/2015 < 5%
TOLLESON JR., JOHN, CARTER Individual – CHIEF EXECUTIVE OFFICER 03/2013 < 5%
BENNETT, ERIC, WAYNE Individual – CHIEF INVESTMENT OFFICER 12/2017 < 5%
Hulcy, Andrea, Christine Individual – CHIEF FINANCIAL OFFICER 01/2021 < 5%
WAGNER, MICHAEL, REIGLE Individual – MANAGING DIRECTOR 01/2021 < 5%
Jenevein, Susan, Wells Individual – MANAGING DIRECTOR 01/2022 < 5%
DT 2020 SAVING TRUST Domestic Entity TOLLESON WEALTH MANAGEMENT, INC. SHAREHOLDER 12/2021 25-50%
JT 2020 SECURE TRUST Domestic Entity TOLLESON WEALTH MANAGEMENT, INC. SHAREHOLDER 12/2021 25-50%
TOLLESON, JOHN, CARTER Individual JT 2020 SECURE TRUST TRUSTEE 12/2021
TOLLESON JR., JOHN, CARTER Individual DT 2020 SAVING TRUST TRUSTEE 12/2021
Tolleson, Debra, June Individual DT 2020 SAVING TRUST TRUSTEE 12/2021
DUNN, JEFFREY, KERR Individual – MANAGING DIRECTOR 07/2022 < 5%
COURY, JOSHUA, JAMES Individual – MANAGING DIRECTOR 07/2022 < 5%
BRENDER, BRITTYN, RUSSELL Individual – MANAGING DIRECTOR 01/2024 < 5%

No. Employees, Historic

2001000201920202021202220232024202583 on 4/3/201983 on 5/10/201987 on 3/30/202087 on 6/30/202087 on 1/29/202185 on 3/31/202185 on 1/19/202296 on 3/31/202296 on 4/25/202296 on 4/27/202296 on 4/29/202296 on 5/3/202296 on 6/7/202296 on 9/30/202296 on 1/19/202396 on 1/20/2023122 on 3/30/2023122 on 7/31/2023122 on 10/31/2023122 on 1/30/2024116 on 3/29/2024

RAUM, Historic

9B5B020192020202120222023202420255563283533 on 4/3/20195563283533 on 5/10/20196630904897 on 3/30/20206630904897 on 6/30/20206630904897 on 1/29/20216878346390 on 3/31/20216878346390 on 1/19/20228181879724 on 3/31/20228181879724 on 4/25/20228181879724 on 4/27/20228181879724 on 4/29/20228181879724 on 5/3/20228181879724 on 6/7/20228181879724 on 9/30/20228181879724 on 1/19/20238181879724 on 1/20/20237593710211 on 3/30/20237593710211 on 7/31/20237593710211 on 10/31/20237593710211 on 1/30/20248223468897 on 3/29/2024

No. Clients, Historic

30015002019202020212022202320242025179 on 4/3/2019179 on 5/10/2019195 on 3/30/2020195 on 6/30/2020195 on 1/29/2021194 on 3/31/2021194 on 1/19/2022224 on 3/31/2022224 on 4/25/2022224 on 4/27/2022224 on 4/29/2022224 on 5/3/2022224 on 6/7/2022224 on 9/30/2022224 on 1/19/2023224 on 1/20/2023230 on 3/30/2023230 on 7/31/2023230 on 10/31/2023230 on 1/30/2024224 on 3/29/2024