ALLEGHENY INVESTMENTS, LTD.
Adviser information for ALLEGHENY INVESTMENTS, LTD. last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 81 |
|---|---|
| Investment Advisory/Research | 49 |
| Registered Broker-Dealer Representatives | 74 |
| Registered State Investment Advisers | 40 |
| Licensed Agents of an Insurance Company | 29 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,816 | $443.5M |
| Non-Discretionary | 383 | $86.8M |
| Total | 2,199 | $530.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 819 | $223.2M |
| HNW Individuals | 116 | $239.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $5.5M |
| Charitable organizations | 27 | $57.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 530.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ALLEGHENY WRAP FEE PROGRAM | ALLEGHENY INVESTMENTS, LTD. |
Identifiers
| SEC RIA File Number | 801-57662 |
|---|---|
| SEC ERA File Number | 801-57662 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 7597 |
| Legal Entity Identifier | None |
Principal Office
STONE QUARRY CROSSING811 CAMP HORNE ROAD, SUITE 100
PITTSBURGH
PA
United States
Monday - Friday, 8AM - 5PM
Tel: 412-367-3880, Fax: 412-367-8353
Chief Compliance Officer
STEPHEN T HAWBAKER
CHIEF COMPLIANCE OFFICER
STONE QUARRY CROSSING
811 CAMP HORNE ROAD, SUITE 100
PITTSBURGH
PA
United States
Tel:
(412) 367-3880
Fax:
(412) 367-8353
S********@*********************M
(Full email address available in API data)
Regulatory Contact
SARA A LUCKE
COMPLIANCE OFFICER
STONE QUARRY CROSSING
811 CAMP HORNE ROAD, SUITE 100
PITTSBURGH
PA
United States
Tel:
412-536-8015
Fax:
412-536-8101
S*****@*********************M
(Full email address available in API data)
Industry Affiliates
| AFG ADVISORY, LP | Sponsor, GP, manager of pooled investment vehicles |
| AFG REALTY ADVISORS, LP | Sponsor, GP, manager of pooled investment vehicles |
| ALLEGHENY FINANCIAL GROUP LTD | Other investment adviser, including financial planners |
| CUNNINHAM, POWELL, ALEXANDER | Accountant or accounting firm |
| PANDOLFO BENDIK | Accountant or accounting firm |
| PANDOLFO BENDIK | Accountant or accounting firm |
| SPICHER ASSOCIATES, INC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HURST, ROM STEVEN | Individual | – | SROP/CROP | 03/2004 | 5-10% |
| HAYNES, BRANDON JAMES | Individual | – | DIRECTOR/ COO/ FINOP | 02/2007 | 25-50% |
| KUHN, JONATHAN A | Individual | – | DIRECTOR/ PRESIDENT/ CEO | 02/2007 | 25-50% |
| SCHRAUDER, JENNIFER SUSAN | Individual | – | DIRECTOR | 02/2007 | 5-10% |
| MONTILEONE, MICHAEL ANTHONY | Individual | – | DIRECTOR | 11/2007 | 5-10% |
| BOYD, RALPH SAMUEL JR | Individual | – | DIRECTOR | 11/2007 | 5-10% |
| HAWN, DARIN BRYCE | Individual | – | DIRECTOR | 06/2011 | 5-10% |
| KUTLENIOS, STEPHEN FRANCIS | Individual | – | DIRECTOR | 07/2013 | 5-10% |
| HAWBAKER, STEPHEN TURNER | Individual | – | CCO | 01/2015 | < 5% |
| MANETTI, MARK ANGELO | Individual | – | DIRECTOR | 07/2015 | < 5% |
| JETER, DAVID MICHAEL | Individual | – | DIRECTOR | 07/2017 | 5-10% |