GEORGINA ASSET MANAGEMENT LLC
Adviser information for GEORGINA ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $124.7M |
| Non-Discretionary | 3 | $217.9M |
| Total | 19 | $342.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $5.4M |
| HNW Individuals | 13 | $215.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.1M |
| Charitable organizations | <5 | $120.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
1201 MONTANA AVESUITE 205
SANTA MONICA
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 310-395-2679, Fax: None
Chief Compliance Officer
ANTHONY BLUEFORD
CHIEF OPERATING OFFICER
1201 MONTANA AVE
SUITE 205
SANTA MONICA
CA
United States
Tel:
310-395-2679
A**************@**********M
(Full email address available in API data)
Regulatory Contact
ROBERT H. LIPP
MANAGING DIRECTOR
1201 MONTANA AVE
SUITE 205
SANTA MONICA
CA
United States
Tel:
310-395-2679
R******@**********M
(Full email address available in API data)
Industry Affiliates
| 17TH STREET PARTNERS INC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KC TARGET OPPORTUNITY FUND I, LP | Venture Capital Fund | $4.3M | $0.0M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIPP, ROBERT, HOWARD | Individual | – | MANAGING DIRECTOR | 02/2024 | < 5% |
| Blueford, Anthony, Lee | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| GAM INVESTMENT HOLDINGS, LLC | Domestic Entity | – | MEMBER | 02/2024 | > 75% |
| WESTWOOD FINANCIAL HOLDINGS, LLC | Domestic Entity | GAM INVESTMENT HOLDINGS, LLC | MEMBER | 02/2024 | 25-50% |
| LIPP 2021 REVOCABLE TRUST | Domestic Entity | WESTWOOD FINANCIAL HOLDINGS, LLC | MEMBER | 02/2024 | > 75% |
| LIPP, ROBERT, HOWARD | Individual | LIPP 2021 REVOCABLE TRUST | TRUSTEE | 05/2021 | |
| ARAX WEALTH MANAGEMENT, LLC | Domestic Entity | GAM INVESTMENT HOLDINGS, LLC | MEMBER | 06/2023 | 50-75% |
| ARAX MIDCO, LLC | Domestic Entity | ARAX WEALTH MANAGEMENT, LLC | MEMBER | 06/2023 | > 75% |
| ARAX INVESTMENT PARTNERS, LLC | Domestic Entity | ARAX MIDCO, LLC | MEMBER | 06/2023 | > 75% |
| ARAX BUSINESS TRUST | Domestic Entity | ARAX INVESTMENT PARTNERS, LLC | MEMBER | 03/2023 | > 75% |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | Domestic Entity | ARAX BUSINESS TRUST | TRUSTEE | 01/2023 |