THOMAS DOLL

Advisory Business

Type of Organization	Limited Liability Partnership
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	13
Investment Advisory/Research	10
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	10
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,614	$1.4B
Non-Discretionary	0	$0
Total	2,614	$1.4B

Clients

Type	Number	RAUM
Individuals	532	$110.2M
HNW Individuals	283	$923.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	261	$348.1M
Charitable organizations	<5	$7.3M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$27.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	60
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-57727
SEC ERA File Number	801-57727
SEC CIK Numbers	1905663
SEC CRD Numbers	108052
Legal Entity Identifier	None

Principal Office

165 LENNON LANE
SUITE 200
WALNUT CREEK
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic