Hedge Fund Database

MAIN STREET RESEARCH LLC

Adviser information for MAIN STREET RESEARCH LLC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 21
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,550 $1.8B
Non-Discretionary 0 $0
Total 2,550 $1.8B

Clients

Type Number RAUM
Individuals 339 $197.4M
HNW Individuals 531 $1.6B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 55 $60.2M
Charitable organizations <5 $4.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshopsCONSULTING
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-57739
SEC ERA File Number 801-57739
SEC CIK Numbers 1513211
SEC CRD Numbers 114629
Legal Entity Identifier None

Principal Office

30 LIBERTY SHIP WAY
SUITE 3330
SAUSALITO
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 415-289-1010, Fax: 415-289-0105

Websites

www.linkedin.com/company/main-street-research www.facebook.com/mainstreetresearch twitter.com/mainstreetria www.instagram.com/mainstreetresearch/ www.ms-research.com www.youtube.com/channel/ucahweuanmts_6weqgbpdq0g

Chief Compliance Officer

NATALIE MCMAHON
CHIEF COMPLIANCE OFFICER
30 LIBERTY SHIP WAY #3330
SAUSALITO
CA
United States
Tel: 415-289-1010
Fax: 415-289-0105
(Full email address available in API data)

Regulatory Contact

JAMES DEMMERT
MANAGING PARTNER
30 LIBERTY SHIP WAY
SUITE 3330
SAUSALITO
CA
United States
Tel: 415-289-1010
Fax: 415-289-0105
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DEMMERT, JAMES, EDMUND Individual – MANAGING PARTNER AND CHIEF INVESTMENT OFFICER 04/2000 > 75%
ARMELLINI, BENJAMIN, B Individual – MANAGING PARTNER- EAST, PORTFOLIO MANAGER 08/2020 < 5%
STERN, AARON, MICHAEL Individual – MANAGING PARTNER -WEST, PORTFOLIO MANAGER 08/2020 5-10%
McMahon, Natalie, Elaine Individual – PARTNER AND CHIEF OPERATING OFFICER 01/2022 < 5%
McMahon, Natalie, Elaine Individual – CHIEF COMPLIANCE OFFICER 02/2024 < 5%

No. Employees, Historic

30150201920202021202220232024202512 on 5/16/201912 on 6/21/201912 on 7/29/201912 on 9/11/201913 on 3/23/202013 on 3/27/202013 on 4/21/202013 on 4/23/202013 on 5/5/202013 on 6/18/202013 on 7/1/202013 on 8/25/202013 on 9/4/202013 on 10/16/202013 on 1/4/202113 on 3/30/202113 on 5/27/202113 on 9/28/202113 on 10/6/202113 on 11/24/202113 on 1/26/202213 on 3/3/202222 on 3/30/202222 on 6/8/202222 on 12/19/202223 on 3/29/202323 on 4/25/202321 on 2/2/2024

RAUM, Historic

2B1B020192020202120222023202420251002421529 on 5/16/20191002421529 on 6/21/20191002421529 on 7/29/20191002421529 on 9/11/20191090731639 on 3/23/20201090731639 on 3/27/20201090731639 on 4/21/20201090731639 on 4/23/20201090731639 on 5/5/20201090731639 on 6/18/20201090731639 on 7/1/20201090731639 on 8/25/20201090731639 on 9/4/20201090731639 on 10/16/20201090731639 on 1/4/20211389974082 on 3/30/20211389974082 on 5/27/20211389974082 on 9/28/20211389974082 on 10/6/20211389974082 on 11/24/20211389974082 on 1/26/20221389974082 on 3/3/20221963324024 on 3/30/20221963324024 on 6/8/20221963324024 on 12/19/20221674891277 on 3/29/20231674891277 on 4/25/20231816608726 on 2/2/2024

No. Clients, Historic

1,00050002019202020212022202320242025594 on 5/16/2019594 on 6/21/2019594 on 7/29/2019594 on 9/11/2019603 on 3/23/2020603 on 3/27/2020603 on 4/21/2020603 on 4/23/2020603 on 5/5/2020603 on 6/18/2020603 on 7/1/2020603 on 8/25/2020603 on 9/4/2020603 on 10/16/2020603 on 1/4/2021693 on 3/30/2021693 on 5/27/2021693 on 9/28/2021693 on 10/6/2021693 on 11/24/2021693 on 1/26/2022693 on 3/3/2022823 on 3/30/2022823 on 6/8/2022823 on 12/19/2022845 on 3/29/2023845 on 4/25/2023925 on 2/2/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 350K 3K –
ABBVIE INC COM 2M 10K –
ACCENTURE PLC IRELAND SHS CLASS A 899K 3K –
ADOBE INC COM 25M 46K –
ADVANCED MICRO DEVICES INC COM 36M 221K –
ALPHABET INC CAP STK CL A 49M 270K –
ALPHABET INC CAP STK CL C 3M 18K –
AMAZON COM INC COM 57M 293K –
AON PLC SHS CL A 211K 720 –
APPLE INC COM 77M 365K –
APPLIED MATLS INC COM 38M 160K –
ASML HOLDING N V N Y REGISTRY SHS 38M 37K –
AT&T INC COM 230K 12K –
AUTODESK INC COM 623K 3K –
AUTOMATIC DATA PROCESSING IN COM 762K 3K –
BANCO SANTANDER S.A. ADR 82K 18K –
BANK AMERICA CORP COM 801K 20K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 43M 107K –
BERKSHIRE HATHAWAY INC DEL CL A 4M 7 –
BETTER HOME & FINANCE HOLDIN COM CL A 13K 29K –
BOOKING HOLDINGS INC COM 31M 8K –
BOSTON SCIENTIFIC CORP COM 583K 8K –
BRISTOL-MYERS SQUIBB CO COM 732K 18K –
BROADCOM INC COM 39M 24K –
CATERPILLAR INC COM 31M 92K –
CHEVRON CORP NEW COM 2M 11K –
CHUBB LIMITED COM 29M 114K –
CISCO SYS INC COM 475K 10K –
CITIGROUP INC COM NEW 374K 6K –
CLOROX CO DEL COM 1M 9K –
COCA COLA CO COM 222K 3K –
COLGATE PALMOLIVE CO COM 673K 7K –
COMCAST CORP NEW CL A 409K 10K –
CONSTELLATION ENERGY CORP COM 26M 132K –
COSTCO WHSL CORP NEW COM 49M 57K –
CURTISS WRIGHT CORP COM 255K 940 –
DELTA AIR LINES INC DEL COM NEW 292K 6K –
EDWARDS LIFESCIENCES CORP COM 204K 2K –
ELI LILLY & CO COM 3M 3K –
ENTEGRIS INC COM 244K 2K –
EXXON MOBIL CORP COM 26M 229K –
FAIR ISAAC CORP COM 3M 2K –
GENERAL DYNAMICS CORP COM 28M 98K –
HOME DEPOT INC COM 392K 1K –
ICICI BANK LIMITED ADR 27M 928K –
INGERSOLL RAND INC COM 32M 350K –
INTEL CORP COM 217K 7K –
INTERNATIONAL BUSINESS MACHS COM 238K 1K –
INTUIT COM 27M 40K –
INTUITIVE SURGICAL INC COM NEW 34M 76K –
INVESCO QQQ TR UNIT SER 1 239K 499 –
ISHARES INC MSCI WORLD ETF 2M 14K –
ISHARES TR RUS 1000 GRW ETF 275K 754 –
ISHARES TR RUSSELL 2000 ETF 33M 161K –
ISHARES TR CORE S&P500 ETF 719K 1K –
JOHNSON & JOHNSON COM 2M 11K –
JPMORGAN CHASE & CO. COM 41M 205K –
LAM RESEARCH CORP COM 241K 226 –
LINDE PLC SHS 28M 64K –
LOCAL BOUNTI CORP COM NEW 129K 46K –
MASTERCARD INCORPORATED CL A 207K 468 –
MCDONALDS CORP COM 5M 20K –
MCKESSON CORP COM 58M 100K –
MERCK & CO INC COM 719K 6K –
META PLATFORMS INC CL A 48M 95K –
MICRON TECHNOLOGY INC COM 306K 2K –
MICROSOFT CORP COM 55M 123K –
NETEASE INC SPONSORED ADS 382K 4K –
NIKE INC CL B 210K 3K –
NORFOLK SOUTHN CORP COM 387K 2K –
NOVO-NORDISK A S ADR 66M 461K –
NVIDIA CORPORATION COM 94M 764K –
ORACLE CORP COM 28M 200K –
PALO ALTO NETWORKS INC COM 2M 7K –
PARKER-HANNIFIN CORP COM 26M 51K –
PEPSICO INC COM 411K 2K –
PROCTER AND GAMBLE CO COM 61M 367K –
REGIONS FINANCIAL CORP NEW COM 26M 1M –
RESMED INC COM 231K 1K –
RTX CORPORATION COM 399K 4K –
SALESFORCE INC COM 456K 2K –
SCHWAB CHARLES CORP COM 30M 402K –
SCHWAB STRATEGIC TR US LRG CAP ETF 245K 4K –
SMUCKER J M CO COM NEW 386K 4K –
SPDR DOW JONES INDL AVERAGE UT SER 1 312K 796 –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
STRYKER CORPORATION COM 1M 3K –
T-MOBILE US INC COM 30M 171K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 29M 166K –
TESLA INC COM 3M 14K –
TEXAS INSTRS INC COM 360K 2K –
THE CIGNA GROUP COM 250K 756 –
THERMO FISHER SCIENTIFIC INC COM 861K 2K –
TOTALENERGIES SE SPONSORED ADS 23M 335K –
VANGUARD INDEX FDS S&P 500 ETF SHS 488K 972 –
VANGUARD INDEX FDS GROWTH ETF 260K 693 –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 202K 1K –
VEEVA SYS INC CL A COM 293K 2K –
VISA INC COM CL A 42M 160K –
WALMART INC COM 766K 11K –
WASTE MGMT INC DEL COM 216K 1K –
WELLS FARGO CO NEW COM 2M 29K –
XYLEM INC COM 441K 3K –