FIDUCIARY ADVISORS, INC.
Adviser information for FIDUCIARY ADVISORS, INC. last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 293 | $1.5B |
| Non-Discretionary | 75 | $78.3M |
| Total | 368 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 48 | $18.6M |
| HNW Individuals | 49 | $126.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 30 | $1.3B |
| Charitable organizations | <5 | $6.6M |
| State or municipal gov entities | <5 | $54.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $516,199 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 8 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-57763 |
|---|---|
| SEC ERA File Number | 801-57763 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108239 |
| Legal Entity Identifier | None |
Principal Office
12813 FLUSHING MEADOWS DRSUITE 280
ST. LOUIS
MO
United States
Monday - Friday, 8:30 AM TO 4:30 PM
Tel: 314-726-5150, Fax: 314-721-1230
Websites
Chief Compliance Officer
TODD W GRIZZLE
PRESIDENT
12813 FLUSHING MEADOWS DRIVE
SUITE 280
ST. LOUIS
MO
United States
Tel:
314-726-5110
Fax:
314-721-1230
T*******@***************M
(Full email address available in API data)
Regulatory Contact
MELINDA A TRACHSEL
VICE PRESIDENT - COMPLIANCE
12813 FLUSHING MEADOWS DRIVE
SUITE 280
ST. LOUIS
MO
United States
Tel:
314-446-0899
Fax:
314-721-1230
M********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRIZZLE, TODD, WILLIAM | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 11/2022 | 50-75% |
| HEFELE, DIANE | Individual | – | SECRETARY | 06/2018 | < 5% |
| TRACHSEL, MELINDA, ANNE | Individual | – | VICE PRESIDENT - COMPLIANCE | 06/2018 | 25-50% |