HURLEY FINANCIAL GROUP, INC.
Adviser information for HURLEY FINANCIAL GROUP, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,512 | $301.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,512 | $301.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 362 | $176.0M |
| HNW Individuals | 93 | $118.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $6.5M |
| Charitable organizations | <5 | $121,617 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $232,113 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-57809 |
|---|---|
| SEC ERA File Number | 801-57809 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108983 |
| Legal Entity Identifier | None |
Principal Office
111 SW 4TH STREETCORVALLIS
OR
United States
Monday - Friday, 8:30-5:00
Tel: 541-757-2331, Fax: 541-757-2358
Websites
Chief Compliance Officer
DORANN A. HURLEY
PRESIDENT
111 SW 4TH STREET
CORVALLIS
OR
United States
Tel:
541-757-2331
Fax:
541-757-2358
D******@******************M
(Full email address available in API data)
Regulatory Contact
DORANN A. HURLEY
PRESIDENT
111 SW 4TH STREET
CORVALLIS
OR
United States
Tel:
541-757-2331
Fax:
541-757-2358
D******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HURLEY, DORANN, ALDERIN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 09/2004 | > 75% |
| MARSHALL, KEITH, PATRICK | Individual | – | CHIEF OPERATING OFFICER | 01/2022 | < 5% |